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一級市場 primary market
一致行動 acting in concert
一般性授權 general mandate
一般諮詢及支援工作小組 General Advisory and Support Working Team
一般豁免 general waiver; blanket waiver
一般權證 plain vanilla warrant
一線多機 multiple-workstations
一籃子指數買賣盤 index basket order
一籃子貨幣 basket of currencies; currency basket
一籃子備兌證 basket warrant
一籃子權證 basket warrant
九龍證券交易所 The Kowloon Stock Exchange
二手市場 used market
二級市場 secondary market; after market / aftermarket
「二項式」期權定價模式 binomial option pricing model
「二態」期權模式 "two-state" option valuation model
二線股 second liner; second line stock
二類股票(臺灣) TIGER Board(Taiwan)
人均國內生產總值 per capita gross domestic product
人均國民生產總值 per capita gross national product
入市指令 order instruction
入市價 entry price
《十載挑戰與發展》(刊物) A Decade of Challenge & Development(publication)
劃
三角債 triangular debt
三個月拆息利率期貨 Serial Month Hibor Futures
三線股 third liner
上下限協議 ceiling-floor agreement
上市 listing; flotation
上市(復核)委員會 Listing (Review) Committee
上市上訴委員會 Listing Appeals Committee
《上市公司董事指引》 Guide for Directors of Listed Companies
《上市公司董事進行證券交易的標準守則》 Model Code for Securities Transactions by Directors of Listed Issuers
上市公司資料庫 Primary Market Database
上市事宜諒解備忘錄補篇(附件一) First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters
上市事宜諒解備忘錄補篇(重訂版) Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters
上市協議 Listing Agreement
上市委員會 Listing Committee
上市法團 listed corporation
上市后的收購活動 post-listing acquisition
上市規則 listing rules
上市開放式基金 listed open-end fund (LOF)
上市發行人 listed issuer
上市證券 listed securities
上市證券變動之月報 Monthly Return on Movement of Listed Securities
上海市期貨同業公會 Shanghai Municipal Futures Industry Association
上海聯合產權交易所 Shanghai United Assets and Equity Exchange
上海證券中央登記結算公司 Shanghai Securities Central Clearing and Registration Corporation
上海證券交易所 Shanghai Stock Exchange
上訴委員會(證監會) Appeals Panel(SFC)
下一交收日到期/逾期數額報告(中央結算系統) Next Settlement Day Due / Overdue Position Report(CCASS)
下載 download
口頭競價 / 口頭唱價*(= 公開喊價) auction(= open outcry)
大手交易 block trade
大手交易機制；大手交易設施 Block Trade Facility; Block Trading Facility (BTF)
大利市 Teletext
大利市版頁 Teletext page
大利市資訊服務 Teletext Information Service
大利市網絡供應商費用 Teletext carrier charge
大利市影像廣播服務 Teletext video broadcast service
大批登記服務 bulk registration service
大宗交易* block trade
大股東 substantial shareholder; major shareholder
大型股 large cap stock
大量戶口轉移指示 Mass Account Transfer Instruction (Mass ATI)
大量開盤 mass quote
大額未平倉合約 large open position
大額股票(中央結算系統) jumbo certificate(CCASS)
大額持倉匯報協議 Large Exposure Report Agreement
大額買賣盤 block order
小型恒生指數期貨合約 Mini-HSI Futures
小型恒生指數期權合約 Mini-HSI Options
已交收數額報告(中央結算系統) Settled Position Report(CCASS)
已停業公司 dormant company
已終止經營之業務 discontinued operations
已發行股份/股本/股票 issued shares; outstanding stock
「已劃分的買賣」制度(中央結算系統) isolated trades system(CCASS)
「不公平損害」補救 "unfair prejudice" remedy
不公平競爭 uneven playing field(cf level playing field)
不可抗力 force majeure
不定額供款 variable contribution
不活躍公司 dormant company
不派息歐式認沽期權 non-dividend paying European put option
不派息歐式認購期權 non-dividend paying European call option
不限量發行 tap issue
不記名式國庫券(中國內地) Bearer Treasury(Mainland China)
不記名證券 bearer securities
不停電電源裝置；不間斷電源裝置 uninterrupted power supply (ups)
不動盤 inactive order
不當行為 misconduct
中小企業板塊(深圳證券交易所) SME Board(Shenzhen Stock Exchange)
中介人財務規管制度工作小組 Working Group on Review of Financial Regulatory Framework fro Intermediaries
中介控股公司 intermediate holding company
中介現象 intermediation
中介機構/團體 intermediary
中午資料傳送服務 Mid-day Data File Transfer Service
中文資訊系統 Chinese News System
中外合資企業 Sino-foreign equity joint venture
中央代理人 central nominee
中央交易紀錄 central transaction log
中央存管處 central depository
中央股份借貸系統 centralised borrowing and lending system
中央國債登記結算有限責任公司 (中央國債登記結算公司) China Government Securities Depository Trust & Clearing Co. Ltd. (CDC)
中央控制工作站 controller workstation
中央結算及交收系統 (中央結算系統) Central Clearing and Settlement System (CCASS)
《中央結算系統一般規則》 General Rules of CCASS
中央結算系統互聯網系統 CCASS Internet System
中央結算系統保證基金 CCASS Guarantee Fund
中央結算系統強制證券借貸服務 Compulsory Stock Borrowing and Lending Service in CCASS
中央結算系統參與者及指定銀行名錄 CCASS Participant & Designated Bank List
中央結算系統參與者保薦戶口 CCASS Participant Sponsored Account
中央結算系統登記冊 CCASS Register
《中央結算系統運作程序規則》 CCASS Operational Procedures
中央結算系統證券存管處 CCASS Depository
中央結算對手 central counterparty (CCP)
中央買賣盤紀錄 central order book
中央證券交收系統(歐洲) Centrale de Livraison de Valeurs Mobilieres (CEDEL)(Europe)
中央證券存管處國際會議 Conference of Central Securities Depositories (CCSD)
中位價期權 middle-priced option
中型股 mid-cap stock
中國人民銀行 People's Bank of China (PBOC)
中國內地發行人 PRC issuer
《中國公司在香港上市指南》(刊物) Listing Chinese Companies in Hong Kong(publication)
中國存托憑證* China depository receipt (CDR)
中國投資發展促進會 China Association for the Promotion of Investment (CAPI)
中國保險監督管理委員會（中國保監會） China Insurance Regulatory Commission (CIRC)
中國國際經濟貿易仲裁委員會 China International Economic and Trade Arbitration Commission
中國注冊會計師協會 Chinese Institute of Certified Public Accountants (CICPA)
中國會計學會 Accounting Society of China (ASC)
中國證券市場網頁 China Stock Markets Web
中國預托證券 China depository receipt (CDR)
中國銀行業監督管理委員會（中國銀監會） China Banking Regulatory Commission (CBRC)
中國證券登記結算有限責任公司（中國結算公司） China Securities Depository & Clearing Corporation Limited (CSDCC)
中國證券業協會 The Securities Association of China (SAC)
中國證券業協會基金公會 The Chinese Association of Securities Investment Funds(CASIF)
中國證券業協會證券分析師專業委員會 Securities Analysts Association of China (SAAC)
中國證券監督管理委員會（中國證監會） China Securities Regulatory Commission (CSRC)
《中國證券監督管理委員會公告》 China Securities Regulatory Commission Official Bulletin (publication)
中期報告 interim report
中華民國證券柜臺買賣中心 GreTai Securities Market (GTSM)
中間行使價 middle exercise price
互?；?nbsp Fidelity Fund
互動語音電話系統 Interactive Voice Response System (IVRS)
互惠基金 mutual fund
互聯網 Internet
介紹形式上市 listing by introduction
介紹代理人 introducing agent
內在值 intrinsic value
《內地與香港關于建立更緊密經貿關系的安排》 Mainland/Hong Kong Closer Economic Partnership Arrangement
《內地與香港關于建立更緊密經貿關系的安排 -
與證券及期貨人員資格有關的安排》 Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners
內部核數師 internal auditor
內部監控 internal control
《內部監控規例》 Internal Control Regulations
內部稽核 internal audit
內部儲備 inner reserve
內部譴責 internal censure
內資股(中國內地) domestic share(Mainland China)
內幕交易 insider dealing
內幕交易者 insider dealer
內幕交易審裁處 Insider Dealing Tribunal
內聯網 intranet
《公司(上市公司的財務摘要報告)規例》 Companies (Summary Financial Reports of Listed Companies) Regulation
公司戶口 house account; principal account
公司交易板(英國) Company Bulletin Board(UK)
公司交易所參與者 Corporate Exchange Participant
《公司收購及合并守則》 Code on Takeovers and Mergers
公司投資者戶口 Corporate Investor Account
公司治理* corporate governance
公司法改革常務委員會 Standing Committee on Company Law Reform
公司倉 house position; firm position
公司專用戶口 proprietary account
公司通訊 corporate communication
公司通訊工作小組 Working Group on Corporate Communications
公司注冊處 Companies Registry
公司注冊處處長 Registrar of Companies
公司注冊證書 certificate of incorporation
公司董事學會(英國) Institute of Directors (IoD)(UK)
公司盤 firm order
《公司購回本身股份守則》 Code on Share Repurchases
公布系統 public address system
公平市值 fair market value
公平競爭 level playing field(cf uneven playing field)
公正交易 arm' s length transaction
公告板 bulletin board
公眾利益 public interest
公眾利益董事 Public Interest Director
公眾持股市值 public float capitalisation
公眾持股量 public float; free float
公開叫價交易 open outcry trading
公開市場活動 open market operations
公開作價 call-over
公開招股 offer to the public
公開售股 open offer
公開密碼匙基礎建設 Public Key Infrastructure (PKI)
公開喊價/叫價(= 口頭競價) open outcry(= auction)
公開發售 offer for sale; open offer
公開認購 offer for subscription
公開譴責 public censure
公開權益 disclosure of interests
《公認會計原則》 Generally Accepted Accounting Principles(GAAP)
公積金計劃 Provident Fund Scheme
分包銷商 sub-underwriter
分列登記冊 Split Register
分行證明書 branch certificate
分拆 / 分拆上市 spin-off
分派 distribution
分銷 distribution
分類指數 sub-index
分類賬 sub-ledger
午市 afternoon session
反向可轉換產品 reverse convertibles
反收購 reverse takeover
反收購文件 defence document??
反通貨膨脹 disinflation
反駁交易 rejected sales
反彈 rally
反饋測試模式 beta test mode
太平洋區資本市場研究中心 Pacific-Basin Capital Markets Research Center
太平洋經濟合作會議 Pacific Economic Cooperation Council (PECC)
太平洋證券交易所 Pacific Stock Exchange (PSE)
少數股東 minority shareholder
少數股東權益 minority interest
巴塞爾協定 Basel Concordat
巴塞爾協議 Basel Agreement
巴塞爾銀行監管委員會(巴塞爾委員會) Basel Committee on Banking Supervision (Basel Committee)
引伸波幅 implied volatility
戶口結單 statement of account
戶口結余月結單(中央結算系統) Monthly Balance Statement(CCASS)
戶口轉移指示 Account Transfer Instruction (ATI)
戶口轉移指示整批檔案傳送 ATI Batch File Transfer
手 board lot; round lot
支付系統小組委員會(金管局) Committee of Payment System(HKMA)
文件風險 document??tion risk
日本中央銀行 Bank of Japan
日本公社債研究所 Japan Bond Research Institute (JBRI)
日經平均指數 Nikkei Stock Average
日轉期匯 Rolling Forex
欠款 arrears
止蝕限價盤 stop limit order
止蝕盤 stop order; stop-loss order
牛市 bull market
主承銷商* lead underwriter
主板 main board
主要主管(創業板) principal supervisor(GEM)
主要交易 major transaction
主要股東 major shareholder; substantial shareholder
主要保薦人 primary sponsor
主要經辦人 lead manager
主要經濟指標 leading economic indicator
主權風險 sovereign risk
世界銀行 World Bank
仔細審查/審核 due diligence
付運中貨品 goods-in-transit
代收股息/債券利息服務費 dividend and debt securities interest collection service fee
代履行權責服務費 corporate actions service fee
代客買賣 agency trade
代客買賣戶口 agency account
代表委任表格 proxy form
代理人 agent
代理人戶口 nominee account
代理戶口 agency account
代價 consideration
代價股份 consideration share
代價發行 consideration issue
代辦股份轉讓系統(中國內地) Agency Share Transfer System (Mainland China)
以（馬克）計值 / 為計價貨幣 / 為單位 denominated in (DM)
以先舊后新方式配售 placing and top-up; top up placing
以披露為本 disclosure-based
以物易物的虛晃交易 banner barter transaction
以股代息 dividend in specie; scrip dividend
以股換股 share exchange
以信息披露為重 disclosure-based
以按金形式繳付的期權金 margined premium
以現金折算的息股證 cash settled ELI
以責務變更的方式進行凈額結算 netting by novation
以最佳價格 / 條件執行交易的原則 principle of best execution
以報價 / 開盤帶動 quote-driven
以買賣盤帶動 order-driven
以監管機構評審為本 merit-based
出市代表 / 出市員 floor trader; authorised clerk
加權指數 Weighted Index(Taiwan Stock Exchange)
加速折舊 accelerated depreciation
包銷 underwrite
包銷承擔凈值 net underwriting commitment
包銷商 underwriter
包銷銀團 underwriting syndicate
北京產權交易所 China Beijing Equity Exchange
另項投資市場(英國) Alternative Investment Market (AIM)(UK)
另選登記服務 optional registration service
另類投資 alternative investment
「只限長倉」期權經紀 Long Only Brokers for Options (LOBO)
可分派溢利 distributable profit
可用年限 useful life
可行性研究 feasibility study
可轉換/可換股可贖回票據 convertible redeemable note
可轉換/可換股票據 convertible note
可轉換/可換股債券 convertible bond
可轉換/可換股證券 convertible securities
可轉讓票據 negotiable instrument
可贖回股份 redeemable share
臺灣創新成長企業類股 Taiwan Innovative Growing Entrepreneurs (TIGER)
臺灣期貨交易所 Taiwan Futures Exchange (TAIFEX)
臺灣證券交易所 Taiwan Stock Exchange Corporation
臺灣證券集中保管公司 Taiwan Securities Central Depository Company Limited
外部核數師 external auditor
外圍市場 fringe market
外債 sovereign debt
外匯風險 foreign exchange exposure
外匯基金投資有限公司 Exchange Fund Investment Limited (EFIL)
《外匯基金條例》 Exchange Fund Ordinance
外匯基金票據 Exchange Fund Bill
外匯基金債券 Exchange Fund Note (EFN)
外匯掉期 forex swap
外匯期權 forex option
外匯管制 exchange control
外聘核數師 external auditor
外資股(中國內地) foreign share(Mainland China)
外幣折算風險 currency translation exposure
失責 default
失責人士 defaulter
失責追收供款 default recovery contribution
失實陳述 misrepresentation
《失實陳述條例》 Misrepresentation Ordinance
失職行為 misconduct
市盈率 price/earnings ratio (P/E)
市值 market value; capitalisation
市值租金 market rental
市場失當行為審裁處 Market Misconduct Tribunal
市場占有率 market share
市場定價 price discovery
市場波幅 market volatility
市場架構改革統籌委員會 Co-ordinating Committee on Market Structure Reform
市場風險 market risk
市場氣氛 market sentiment
市場參與者 market participant
市場從業員 market practitioner
市場敏感資料 market-sensitive information
市場深度 market depth
《市場統計月報》 Monthly Market Statistics
市場價格厘定 price discovery
市場數據傳送專線 Market Datafeed
市場操縱；市場操縱行為 market manipulation
市場總值 market capitalisation
市場闊度 breadth of the market
市價計值按金 mark-to-market margin
市價盤 market order
市價總值 market capitalisation
平均每日成交額 average daily turnover
平均價盤 average value order
平倉 close out; cover; position squaring
平倉交易 closing transaction
平倉合約 closing contract
平倉價 exit price
平買入倉(期權) closing buy(options)
平價(期權) parity(options)
平價期權 at-the-money option
平賣出倉(期權) closing sale(options)
平衡項目 balancing item
平衡價格 equilibrium price
平衡價值 parity value
扒頭交易 front running; trading ahead
打和點 breakeven point
未分派溢利/利潤 undistributed profits
未分配溢利/利潤 unappropriated profits
未平倉合約 open contract; open position; open interest
未完成買賣盤 outstanding order
未能履行責任 default
未償或然負債 outstanding contingent liabilities
未償還借款 outstanding loan
未繳足股份 partly-paid share
未繳股款股權 nil-paid rights
未繳款供股權 nil-paid rights
本地生產總值 gross domestic product (GDP)
《本地注冊認可機構的企業管治指引》(金管局) Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA)
《本地注冊認可機構披露財務資料》(金管局) Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA)
正股 underlying stock
正常買賣盤差額 normal order imbalance
正常運行比率 uptime
母公司 parent company; holding company
永久債券 perpetual bond
用戶代號 User ID
用戶接納測試 / 用戶接收測試 user acceptance test (UAT)
用戶終端設施 user access
「用者自付」原則 "user pay" principle
申報期 reporting period
申報會計師 reporting accountant
立約成價 contracted price
交叉買賣 / 交叉盤買賣 crossed trade; cross trade; crossing
交叉盤系統 crossing system
交付 delivery
交收上限 settlement cap
交收日 settlement date
交收指示 settlement instruction (SI)
「交收指示」交易 settlement instruction transaction
交收指示狀況報告(中央結算系統) SI Status Report(CCASS)
交收指示的交易 SI transaction
交收指示活動報告(中央結算系統) SI Activity Report(CCASS)
交收指示整批傳送(中央結算系統) Settlement Instruction Batch Upload(CCASS)
交收風險 settlement risk
交收報告(中央結算系統) Settlement Report(CCASS)
交收期 settlement period
交收銀行 settlement bank
交收積壓 settlement backlog
交投呆滯 slow trading
交投活躍 active market
交投淡靜 quiet trading
交投疏落 light trading
交投暢旺 heavy trading
交易大堂 trading floor; trading hall
交易工作站 trading workstation
交易及交收委員會 Trading and Settlement Committee
交易及結算綜合系統 integrated trading and clearing system
交易日 trading day
交易日表 trading calendar
交易市場 secondary market
交易系統使用費(現貨市場) trading tariff(cash market)
《交易所（特別征費）條例》 Exchanges (Special Levy) Ordinance
《交易所及結算所（合并）條例》 Exchanges and Clearing Houses (Merger)Ordinance
交易所另項交易系統(英國) Stock Exchange Alternative Trading System (SEATS)(UK)
交易所自動報價系統(英國) Stock Exchange Automated Quotations System (SEAQ)(UK)
交易所參與者 Exchange Participant
《交易所參與者及聯交所交易權持有人名錄》 List of Exchange Participants & Holders of Stock Exchange Trading Rights
《交易所參與者市場占有率報告》 Exchange Participants' Market Shares Report
交易所參與者證明書 Exchange Participant Certificate
交易所國際自動報價系統(英國) Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK)
《交易所規則》 Rules of the Exchange
交易所買賣之期權 exchange traded option
交易所買賣基金 exchange traded fund
交易流通速度 turnover velocity
交易能力 trading capacity
交易商 dealer
交易圈 / 交易場 pit; trading pit
交易設施 trading facilities; execution facilities
交易單位 trading unit
交易費 Trading Fee
交易量 trading capacity
《交易運作程序 ─ 期權買賣交易所參與者專用》 Operational Trading Procedures for Options Trading Exchange Participants
交易對手 counterparty
交易征費 Transaction Levy
交易柜位 trading booth
交易轉移(期權) trade give-ups(options)
交易議價板 Bulletin Board
交錯到期組合 staggering maturities
企業狙擊手 corporate raider
企業資訊資料庫 Enterprise Information Database
企業管治 corporate governance
企業管治工作小組 Working Group on Corporate Governance
《企業管治常規守則及企業管治報告征求意見草擬本》 Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report
企業融資協會 The Corporate Finance Association (CFA)
《企業融資顧問操守準則》(證監會) Corporate Finance Adviser Code of Conduct(SFC)
先進先出 first in, first out (FIFO)
全面收購建議 general offer
全面披露 full disclosure
全面結算參與者 General Clearing Participant (GCP)
全面豁免 blanket waiver; general waiver
全面攤薄每股盈利 fully diluted earnings per share
全球期貨交易系統 Globex
全國社會保障基金 National Social Security Fund
全國電子交易系統(中國內地) National Electronic Trading System (NETS) (Mainland China)
全部完成或放棄買賣盤 all-or-none order
全資附屬公司 wholly-owned subsidiary
全數執行或立刻取消 Fill-or-Kill (FOK)
全額或取消 Fill-or-Kill (FOK)
全權代客買賣賬戶 discretionary account
全權委托戶口 discretionary account
全權委托盤 discretionary order; no-forcing order;order at discretion
全權信托 discretionary trust
全權管理人 discretionary manager
共用代理人(中央結算系統) common nominee(CCASS)
「共用代理人」股票 "common nominee" share certificate
共用軟件 shareware
共同抵押品管理系統 Common Collateral Management System (CCMS)
共同風險管理系統 Common Risk Management System
再貼現 rediscount
印花稅 stamp duty
《印花稅條例》 Stamp Duty Ordinance
印花稅署署長 Collector of Stamp Revenue
合成工具 synthetics
合成期權 synthetic option
合成認購期權長倉 synthetic long call
合并 amalgamation; consolidation; merger
合并有形資產凈值 combined net tangible assets
合并與收購 mergers and acquisitions
合約互惠基金 contractual mutual fund
合約股數 contract size
合約乘數 contract multiplier
合約規格 contract specifications
合約單位 contract unit
合格交付 good for delivery
合格境內機構投資者 Qualified Domestic Institutional Investor (QDII)
合格境外機構投資者 Qualified Foreign Institutional Investor (QFII)
合資企業 joint venture
合資合同 joint venture contract
合資格主管 Eligible Supervisor
合資格機構買家 qualified institutional buyer
合資格證券 eligible securities
合營企業 joint venture
同日行使 same day exercise
同系附屬公司 / 同集團附屬公司 fellow subsidiary
名義匯率 nominal exchange rate
吊銷資格令 disqualification order
回升 rally
回本期 payoff period
回扣 / 回傭 rebate; commission rebate; sub-commission
回收期 payoff period
回抽傭金 sub-commission
回報 return; payoff
回報率 rate of return
回補機制 claw back mechanism
回應時間 response time
回購 buy-back(cf repurchase agreement)
回購協議 repurchase agreement (repo)
回購權證 call warrant
在交易所買賣的期權 traded option
在建工程 construction-in-progress
地區性指數認購權證 regional index call warrant
多工作站 multiple-workstations
多工作站系統 Multi-workstation System (MWS)
多批交收處理程序 batch settlement run
多種貨幣買賣 multi-currency trading
多頭* long position; bull position
《如何撰寫清楚易明的公布》(刊物)(證監會) How to Create Clear Announcements(publication)(SFC)
存貨 inventory
存款公司公會 The Deposit-Taking Companies Association
存管代理人 depository nominee
存管處及共用代理人系統 Depository and Common Nominee System (DNS)
孖展 margin
孖展客戶 margin client
孖展買賣 margin trading
孖展融資 margin financing
孖展覆蓋率 margin coverage ratio
年度賬目 annual accounts
年報 annual report
年結日 balance sheet date
成本效益 cost effectiveness
成交紀錄 trading record
成交單 / 成交單據 / 買賣單據 contract note
成交調整 trade amendment
成交額比率 turnover ratio
扣減率 discount rate
收市后交易 after-hours dealing
收市后資料傳送服務 End-of-day Trade Data File Transfer Service
收市差額繳款 day-end marks
收市價 closing price
收市盤 at-the-close order
收取內幕消息人士 tipper
收取即日差額繳款機制 intra-day marks collection mechanism
收益 revenue; income; gain
收益率 yield
收益率曲線 yield curve
收益圖 payoff diagram
收款代理 receiving agent
收款銀行 receiving bank
《收款銀行在新股發行中扮演的角色指引》(金管局) Guideline on Role of the Receiving Bank in New Share Issues(HKMA)
收費 charge
收費結構 charging structure
收緊信貸 credit squeeze
收盤價 closing price
收購 acquisition; takeover; buy-out / buyout
收購上訴委員會(證監會) Takeovers Appeal Committee(SFC)
收購及合并委員會(證監會) Takeovers & Mergers Panel(SFC)
收購建議 offer
早市 morning session
有形資產凈值 net tangible assets
有抵押權證 collateralised warrant
有限制牌照銀行 restricted licence bank
有限責任公司 limited liability company
有條件協議 conditional agreement
有條件現金收購/要約 conditional cash offer
有資產支持的債務證券 asset-backed securities (ABS)
有擔保的賣空交易 covered short selling
《有關申報賣空活動及備存證券借出紀錄規定的指引》(證監會) Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC)
《有關在互聯網上提供財經資訊的通告 ─ 發牌規定》(證監會) Circular on Provision of Financial Information on the Internet ─ Licensing Requirements(SFC)
《有關改善規管上市事宜的建議諮詢文件》 Consultation Paper on Proposals to Enhance the Regulation of Listing
《有關改善規管上市事宜的建議諮詢總結》 Consultation Conclusions on Proposals to Enhance the Regulation of Listing
有關長時間停牌公司之報告 Prolonged Suspension Status Report
《有關建議加強監督核數師的公眾利益活動及成立財務匯報檢討委員會的諮詢文件》 Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel
有關創業板內地發行人監管合作事宜之換文 Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM
《有關無紙化證券市場的建議運作模式的諮詢文件》 Consultation Paper on a Proposed Operational Model for a Scripless Securities Market
有關發行人延遲公布業績之報告 Status Report on Issuers' Delay in Releasing Results Announcement
《有關電子交易條例內適用于成交單據的規定的指引》(證監會) Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC)
《有關對保薦人及獨立財務顧問監管的諮詢文件》 Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers
《有關對保薦人及獨立財務顧問監管的諮詢總結》 Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers
《有關監管證券及期貨的網上交易諮詢文件》 Consultation Paper on the Regulation of On-Line Trading of Securities and Futures
有關暫時停牌公司之報告 Temporary Suspension Status Report
《有關賦權證券及期貨事務監察委員會代表公司提出衍生訴訟的建議諮詢文件》 Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action on Behalf of a Company
次要控制人 minority controller
老鼠倉活動 rat trading; scalping
自主評級(銀行) Individual rating(banking)
自由兌換 free convertibility
自由增購率 "trading only" stocks
自行結算 self-clearing
自行結算參與者 Self Clearing Participant (SCP)
自律監管機構 self-regulatory organisation; self-regulating organisation
自動行使(期權) automatic exercise(options)
自動配對股份 automatched stock
自動對盤及成交系統（自動對盤系統） Automatic Order Matching and Execution System (AMS)
自動對盤系統未完成買賣盤紀錄 AMS order book
自動對盤系統第二終端機 AMS Second Terminal
自動熒幕交易系統 automated screen trading system (AST system)
自動暫緩交易機制 circuit breaker
自發性收購 management buy-out (MBO)
自置光纖線路 private fibre optical circuit
自營買賣 proprietary trading
行 hong
行使 exercise
行使方式 exercise style
行使日 exercise day (E day)
行使后按金 margin-after-exercise
行使期 / 行使時限 exercise period
行使價 strike price(options); exercise price
行使價間距 exercise price interval
行倉 firm position
行業覆蓋層面 spread of sector
行頭盤 front running
估計使用年期 estimated useful life
估值師 valuer
估值報告 valuation report
低收費經紀 discount broker
低于面值 below par
低于最佳賣盤價 / 低于最好沽盤價 downtick; minus tick
作實買賣價 firm bid and ask quotations
作價買賣 market making
傭金回扣 commission rebate
兌付* redemption
免責聲明 disclaimer
冷淡對待令 cold shoulder order
利差交易 carry trade
利息補貼(中國內地) interest rate subsidy(Mainland China)
利息資本化 capitalisation of interest
利益沖突事宜委員會 Conflict Committee
利率上限 interest-rate ceiling
利率掉期 / 利率調期* interest-rate swap
利率掉期期貨 Interest Rate Swap Futures
利率期貨 interest-rate futures
利率銜接 interest collar; interest rate collar
利潤 profit
初次公開招股 initial public offering (IPO)
初步認購價 initial subscription price
助理主管(創業板) assistant supervisor(GEM)
即日平倉交易 day trade
即日回購協議(銀行) intraday repurchase agreement(banking)
即日有效買賣盤 good-for-day order
即日拆借市場 intra-day money market
即日流動資金 intraday liquidity
即日差額繳款報告(中央結算系統) Intra-day Marks Collection Report(CCASS)
即日追補按金 intra-day margin call
即日報價 intraday quotation
即日買賣 day trade
即日盤 / 即日買賣盤 day order
「即日鮮」 day trade
即日額外按金 intra-day margin
即月 front-month
即夜傳送報告資料服務(中央結算系統) Overnight Report Distribution(CCASS)
即時支付結算系統(金管局) Real Time Gross Settlement system (RTGS)(HKMA)
即時或取消 Immediate-or-Cancel (IOC)
即時匯款同時交收(銀行) payment vs payment (PvP)(banking)
即時資訊 real time information
即時數碼資料傳送專線 realtime digital datafeed
即時數碼數據服務 Realtime Digital Data Service (RDDS)
即時轉送 online transfer
否定聲明 negative statement; disclaimer
囤倉策略 buy and hold strategy
均衡價格 equilibrium price
坐盤 proprietary trading
夾倉 squeeze; short squeeze
尾盤 at-the-close order
技術分析 technical analysis
投資分析員 investment analyst
投資服務指令(歐洲聯盟) Investment Services Directive (ISD)(European Union)
投資者戶口服務 Investor Account Service
投資者戶口持有人 Investor Participant (IP)
《投資者戶口持有人規則》 Terms and Conditions for Investor Participants
《投資者與證券市場》(刊物) Investors and the Stock Market(publication)
投資者賠償有限公司 Investor Compensation Company Limited
《投資者應知多點》(刊物) Know More About Your Investment(publication)
投資級別 investment grade
投資理念 investment philosophy
投資組合 portfolio
投資組合經理 portfolio manager
投資對象 investee
投資管理研究聯會 Association for Investment Management and Research (AIMR)
投資顧問 investment adviser
投資顧問委員會 Investment Advisory Committee
投標程序 tender procedure
折扣 discount; haircut
折扣經紀 discount broker
折算 translation
折舊 depreciation
折讓 discount
折讓經紀 discount broker
拋空 short selling
改良特別股份交易方法 Enhanced Special Stock Trading Method
更正交易 trade amendment
更改財政年度結算日期 change of year end
更緊密經貿關系安排 Closer Economic Partnership Arrangement (CEPA)
每日平均交收效率 daily average settlement efficiency
每日交易活動及持倉報告(期貨) Daily Trading Activity and Open Positions Summary Report(futures)
每日回報標準差 standard deviation of daily return
每日按金 daily margin
每日按金要求 daily margin call
每日價格上限 daily trading limit
《每周港股統計數字》 Weekly Hong Kong Stock Market Statistics
每股有形資產凈值 net tangible assets per share
每股盈利 earnings per share (EPS)
每股資產凈值 net asset value per share
沒有利益關系的股東 disinterested shareholder
沒有預先借貨的賣空活動 naked short selling
沒有擔保的賣空交易 uncovered short selling
私人戶口交易指引 personal account dealing guidelines
私人配售 private placing
私人密碼 personal identification number (PIN)
私有化 / 私營化 privatisation
私募基金* privately-offered fund
系列按金價值 series margin value
系統性風險 systematic risk
系統參數 system parameter
系統終止 system closure
系統整合商 system integrator
系統聯通權 system access right
系統聯通權收費(期權) System Access Right Fee(options)
巡回推介 roadshow
《防止洗黑錢修訂指引》 Revised Guidance Notes Regarding Money Laundering
《亞太股市脈絡》 Regional Monitor
亞洲證券分析家協會 Asian Securities Analysts Federation
亞太區中央證券存管處組織 Asia-Pacific Central Securities Depository Group (ACG)
亞太貸款市場協會 Asia Pacific Loan Market Association
亞太經濟合作組織 Asia Pacific Economic Cooperation (APEC)
亞洲美元市場 Asian dollar market
亞洲美元債券 Asian dollar bond
亞洲貨幣世界（新加坡）有限公司 Money World Asia Pte Limited
亞洲開發銀行 Asian Development Bank (ADB)
亞洲證券分析員公會 Asian Securities' Analysts Council (ASAC)
亞洲證券借貸協會 Pan Asian Securities Lending Association (PASLA)
「來回」期權交易 "round trip" option transaction
供股 rights issue
供款 contribution
供應商電子存檔系統 Vendor Electronic Filing System (VEF)
兩用畫面終端機 dual mode terminal (DMT)
兩邊客交易 direct business; direct business transaction
兩邊客買賣盤 two-sided order
兩邊開盤 two-way quote
到期 / 到期日 maturity; expiry date
到期日 expiration date
到期月份 expiry month
到期收益率 yield to maturity
到期前有效買賣盤 good-till-date order (GTD)
制訂系統規模 system sizing
制裁權 power of sanction
券面利率 coupon; coupon rate
協議安排 / 協議計劃 scheme of arrangement
取消交易(期權) trade reversals(options)
取消交易合約(期權) reversal contract(options)
取消前有效買賣盤 good-till-cancelled order (GTC)
受信人 fiduciary
受信責任 fiduciary duty
受益人 beneficiary
受托人 trustee; fiduciary
受監管之股份賣空活動 regulated short selling
受讓人 assignee; transferee
垃圾債券 junk bond
委托存款* designated deposit
委派代表書 proxy form
定界認股證 barrier warrant
定息按揭 fixed-rate mortgage
定期債券 term bond
定價模式 pricing model
「定鏡」處理(電腦) snapshot(computer)
延時資訊 delayed data
往來賬 current account
或有保費 contingent premium
或然負債 contingent liabilities
所有普通股指數 All Ordinaries Index (AOI)
所需回報率 required rate of return
房地產投資信托基金 real estate investment trust (REIT)
《房地產投資信托基金守則》 Code on Real Estate Investment Trusts
承兌 acceptance
承兌行 acceptance house
承前(會計) brought forward(accounting)
承配人 placee
承銷* underwrite
承銷商* underwriter
承辦銀行 administering bank
承讓人 assignee; transferee
披露 / 披露事項 disclosure
披露權益 disclosure of interests
押記 pledge
抵押 charge; pledge
抵押安排 security arrangement
抵押品 collateral; security
抵押品資格 collateral eligibility
抵押債項 secured debts
抵押證券 asset-backed securities (ABS)
抵銷 set off
「拆骨專家」 asset stripper
拆賣資產 asset stripping
招股書 / 招股章程 prospectus
招股價 issue price
招股機制 offering mechanism
招標發售 offer by tender
放寬利率管制 deregulation of interest rates
放寬管制 deregulation
服務業聯會(香港總商會) Coalition on Service Industry (Hong Kong General Chamber of Commerce)
東亞及大洋洲證券交易所聯會 East Asian and Oceanian Stock Exchanges Federation (EAOSEF)
東南亞國家協會（東協） Association of South-East Asian Nations (ASEAN)
東盟地區論壇 ASEAN Regional Forum
東盟自由貿易區 ASEAN Free Trade Area (AFTA)
武士債券 samurai bond
沽出未抵押期權 naked option writing
沽出備兌期權 covered writing
沽出認沽期權 write a put option
沽出認購期權 write a call option
沽空 short selling
沽盤 sell order
沽盤價 ask price; asked price
法人股(中國內地) legal person share(Mainland China)
法定公益金(中國內地) statutory public welfare fund (Mainland China)
法定公積金(中國內地) statutory surplus reserve(Mainland China)
法定股本 authorised capital
法定儲備 statutory reserve
法律風險 legal risk
法律實體 legal entity
法團大股東具報書 Corporate Substantial Shareholders Notification
泡沫經濟 bubble economy
波幅 volatility
波幅校驗范圍 Volatility Scan Range (VSR)
注入資產 asset injection
炒高價格 ramping; price ramping
爭奪式收購 contested takeover
物業估值師 property valuer
物業增值稅 property gains tax
狙擊手(收購) predator; raider(takeover)
直接存款/存賬指示 Direct Credit Instruction (DCI)
直接扣款/扣賬指示 Direct Debit Instruction (DDI)
直接納入中央結算系統的新股 direct stock admission(CCASS)
直接結算 direct clearing
直接結算參與者 Direct Clearing Participant (DCP)
直通式交易程序 straight-through processing
直駁光纖 dark fibre
直線折舊法 straightline method of depreciation
空倉 / 空頭* bear position; short position
《股市資料》 Fact Book; Fact Sheet
股市資料捐贈計劃 Stock Market Information Donation Programme
股本 share capital
股本基數 equity base
股本價值 value of equity capital
股本證券 equity securities
股本權證 equity warrant; subscription warrant (vs derivative warrant)
股份化 demutualisation
股份代號 stock code
股份交收費 stock settlement fee
股份存入表格 Stock Deposit Form
股份存入費 stock deposit fee
股份收納 stock conversion
股份有限公司 joint stock company
股份制 demutualisation
股份承押人 stock pledgee
股份承押人參與者(中央結算系統參與者) Stock Pledgee Participant(CCASS Participants)
股份拆細 split; stock split
股份計劃 share scheme
股份頁(大利市機) stock page(Teletext)
股份托管費 stock custody fee
股份提取費 stock withdrawal fee
《股份登記機構操守準則》(證監會) Code of Conduct for Share Registrars(SFC)
股份結算費 stock clearing fee
股份認購權 share option
股份賣空試驗計劃 Short Selling Pilot Scheme
股份購回 share repurchase
《股份購回守則》 Code on Share Repurchases
股份轉移日結單(中央結算系統) Daily Movement Statement(CCASS)
股份轉移報告(中央結算系統) Statement of Stock Movement(CCASS)
股份權益 share entitlements
《股價敏感資料披露指引》 Guide on disclosure of price-sensitive information
股東名冊 register of members; share register
股東周年大會 annual general meeting (AGM)
股東特別大會 extraordinary general meeting (EGM)
股東貸款 shareholder loan
股東應占溢利 profits attributable to shareholders
股東權益 equity interest
股東權益小組(證監會) Shareholders Group (SFC)
股息率 dividend yield
股息單 dividend warrant
股票出借人 stock lender
股票承押人 stock pledgee
股票非流動化 immobilisation of share certificate
股票按貸財務活動 share margin financing
股票借貸 stock borrowing and lending
股票借貸數額資料頁(大利市) stock borrowing and lending position information page(Teletext)
股票期貨 stock futures
股票期權 stock option; equity option
股票期權系統 Traded OPtions System (TOPS)
股票期權參考教育站 Stock Options Reference Educator (SCORE)
股票期權從業員專業課程 Professional Course for Equity Options Practitioners
股票登記費 scrip fee
股票貸出戶口 Stock Lending Account
股票歸還 stock return
股價不動時回報 standstill return
股價敏感資料 price-sensitive information
股權 equity interest; shareholding
芝加哥交易所 Chicago Board of Trade (CBOT)
芝加哥商品交易所 Chicago Mercantile Exchange (CME)
芝加哥期權交易所 Chicago Board Options Exchange (CBOE)
近價盤 about order
金銀業貿易場 Chinese Gold and Silver Exchange Society
金銀證券交易所 The Kam Ngan Stock Exchange
金融大改革(英國) Big Bang(UK)
金融工具 financial instrument
金融中介現象 financial intermediation
金融中介機構/團體 financial intermediary
金融市場 financial market
《金融市場檢討報告》 Report on Financial Market Review
金融行動專責委員會 Financial Action Task Force (FATF)
《金融服務法令》(英國) Financial Services Act(UK)
金融服務網絡 FinNet
金融租賃* financial lease
金融基礎設施督導委員會 The Steering Committee on the Enhancement of Financial Infrastructure (SCEFI)
金融期貨 financial futures
金融債* financial bond
金融監督管理委員會（金管會）(臺灣) Financial Supervisory Commission(Taiwan)
金融機構 financial institution
金邊證券 gilt-edged securities
長倉 long position; bull position
附加自動對盤終端機用家 additional AMS terminal user
附寄結單服務的股份獨立戶口(中央結算系統) Stock Segregated Account with Statement Service [CCASS]
附帶執行買賣盤(倫敦交易所) contingent order(LSE)
附屬公司 subsidiary
附屬貸款 subordinated loan
「非上市可交易」股份 "trading only" stocks
非中介化 disintermediation
非市場莊家的交易 non-market-making transaction
非正常項目 abnormal item
非成立為有限公司的注冊人士 unincorporated registered person
非即日平倉交易 overnight trade
非即時數據 delayed data
非受監管發行人 unregulated issuer
非所有者權益變動表 statement of "non-owner movement in equity"
非金錢傭金 soft commission
非金錢利益 soft-dollar benefits
非執行董事 non-executive director
非常重大的出售事項 very substantial disposal
非常重大的收購事項 very substantial acquisition
非現貨月恒生指數期貨合約 non-spot month Hang Seng Index futures contract
非登記持有人 non-registered holder
非結算的期權買賣參與者 / 非結算參與者 (期權買賣) Non-Clearing Options Trading Participant; Non-Clearing Participant (NCP)
(options trading)
非經常項目 extraordinary item
非實物化 dematerialisation
非認可負債 non-ranking liabilities
非標準型認股證；特種認股證 exotic warrants
非整手買賣盤 round-lot-plus order
保本信托基金 guaranteed unit trust
保本產品 capital preservation product
保本證 Capital Protected Instrument (CPI)
保值公債(中國內地) Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China)
保留意見 qualified opinion
保單貼現 viatical settlements
保管人 custodian
保障安排 security arrangement
《保障投資者條例》 Protection of Investors Ordinance
保險業監理專員 Commissioner of Insurance
保險業監理處 Office of the Commissioner of Insurance
保薦人 sponsor
《保薦人及獨立財務顧問的操守準則》 Code of Conduct for Sponsors and Independent Financial Advisers
《保薦人標準守則》 Model Code for Sponsors
《保薦人聲明》 Sponsor's Declaration
保薦經紀 sponsoring broker
保證 warranty
保證人 guarantor
保證金 margin
保證金客戶 margin client
保證金保險范圍比率 margin coverage ratio
保證金借貸活動 margin financing
保證金價值 margin value
保證金證券交易戶口 Margin Securities Trading Account
保證金融資 margin financing
保證基金 Guarantee Fund
「保護償付」規則(期權) Payout-Protection Rule(options)
信心保證書 comfort letter
信用評級 credit rating
信息交流 exchange of information
信托人 trustee
信貸 credit
信貸風險 credit risk
信貸評級 credit rating
信貸管制 credit control
信貸緊縮 credit squeeze
信貸額度* credit limit
前收市價 previous closing price
《宣誓及聲明條例》 Oaths and Declarations Ordinance
客戶戶口 client account
《客戶身分規則》(證監會) Client Identity Rule(SFC)
客戶伺服器結構 client server architecture
客戶協議書/合約 client's agreement
客戶按金 client margin
《建議就認可海外規則修訂〈證券及期貨(穩定價格)規則〉諮詢總結》 Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules
待轉名股份 "street name" share certificate
后備資料復原軟件 file backup-restore macro
后備聯線通訊線路 backup interactive line
后進先出 last in, first out (LIFO)
后勤辦公室 back office
后償貸款 subordinated loan
恒生100 Hang Seng 100 (HS100)
恒生中國內地流通指數 Hang Seng Mainland Freefloat Index (HSMLFI)
恒生中國內地綜合指數 Hang Seng Mainland Composite Index (HSMLCI)
恒生中國企業指數（恒生國企指數） Hang Seng China Enterprises Index (HSCEI)
恒生亞洲指數 Hang Seng Asia Index (HSAI)
恒生指數 Hang Seng Index (HSI)
恒生香港大型股指數 Hang Seng HK LargeCap Index (HSHKLI)
恒生香港小型股指數 Hang Seng HK SmallCap Index (HSHKSI)
恒生香港中型股指數 Hang Seng HK MidCap Index (HSHKMI)
恒生香港中資企業指數（中資企業指數） Hang Seng China-Affiliated Corporations Index (HSCCI)
恒生香港流通指數 Hang Seng HK Freefloat Index (HSHKFI)
恒生香港綜合指數 Hang Seng Hong Kong Composite Index (HSHKCI)
恒生倫敦參考指數 Hang Seng London Reference Index (HSLRI)
恒生流通50 Hang Seng Freefloat 50
恒生流通中國內地25 Hang Seng Freefloat Mainland 25
恒生流通香港25 Hang Seng Freefloat HK 25
恒生流通綜合指數 Hang Seng Freefloat Composite Index (HSFCI)
恒生資訊科技指數 Hang Seng IT Index (HSITI)
恒生資訊科技組合指數 Hang Seng IT Portfolio Index (HSITP)
恒生綜合指數 Hang Seng Composite Index (HSCI)
恒生/富時亞洲大企業指數 FTSE/Hang Seng Asiatop Index
恒生/富時亞洲分類指數 FTSE/Hang Seng Asian Sector Indexes
恒生/富時指數系列 FTSE/Hang Seng Indexes
恒指服務有限公司 HSI Services Limited
恒指國際有限公司 HSI International Limited
恒指期貨 Hang Seng Index Futures
恒指期權 Hang Seng Index Options
恢復買賣 resumption of trading
持有成本 cost of carry
持股人的分布情況 spread of holders
持股編號 shareholder Reference Number (SRN)
持倉 position
持倉上限 / 限額 position limit
持倉比例 position ratio
《持倉限額及大額未平倉合約的申報規定指引》(證監會) Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC)
持倉限額比率 position limit ratio
持倉風險調整 position risk adjustment
持倉凈額 net position
持倉類別(期權) tier(options)
《持牌人勝任能力的指引》 Guidance Note on Competence
《持牌人進行持續培訓的指引》 Guidance Note on Continuous Professional Training
持續專業培訓課程 Continuous Professional Training (CPT)
持續凈額交收 continuous net settlement (CNS)
持續責任 continuing obligation; on-going obligation
持續發售機制 tap facility
持續經營(會計) going concern(accounting)
持續經營之業務 continuing operation
持續關連交易 continuing connected transaction
持權成本(期權) cost of carry
指引摘要 Guidance Note
指示價格 indicative price
指定分配(期權) assignment(options)
指定百分比 prescribed percentage
指定銀行 designated bank
指定證券 designated securities
指數加權移動平均方法 exponentially-weighted moving average
指數套戥 index arbitrage
指數參與單位 index participation unit
指數掉期 index swap
指數期貨 index futures
指數債券 index bond
指數預托證券 index depository receipt; index share
指數認購權證 index call warrant
指數權證 index warrant
按市價計值 mark to market / mark-to-market
按金 margin
按金比例 margin ratio
按金交易 margin trading
按金減免 margin relief
按金對銷 margin offset
按揭貸款基準組合 benchmark mortgage pool
按揭貸款發放者 mortgage loan originator
按金間距 margin interval
按揭證券 mortgage-backed securities
按盤價 nominal price
政府債券 government bond
故障包容 fault tolerance
「柏力克－舒爾斯」期權定價模式 Black-Scholes option pricing model
查訪 inspection visit
查詢公布資料(中央結算系統) Enquire Announcement Information(CCASS)
查詢交收指示未獲配對原因(中央結算系統) Enquire Unmatched SI Reason(CCASS)
「查詢報失股票資料」功能(中央結算系統) Enquire Reported Lost Certificate(CCASS)
洗黑錢 money laundering
活躍業務紀錄(創業板) active business pursuits(GEM)
派送股份/紅股 bonus issue
界面聯系 interfacing
盈利 earnings; profit
盈利對利息倍數 interest cover; interest coverage
盈富基金 Tracker Fund of Hong Kong (TraHK)
盈余儲備 surplus reserve
相互上市 cross listing; dual listing
相抵持倉 offsetting position
相對回報率 relative return
相對強弱指數 Relative Strength Indicator (RSI)
相聯人 associated person
相關/指定資產 underlying asset
相關/指定證券 underlying securities
「看跌」股票掛鉤票據 Bear Equity Linked Instrument (Bear ELI)
「看漲」股票掛鉤票據 Bull Equity Linked Instrument (Bull ELI)
約務更替 novation
約價* consideration
紀律上訴委員會 Disciplinary Appeals Committee
紀律委員會 Disciplinary Committee
《紀律案例》 Disciplinary Casebook
《紀律處分程序手冊》 Handbook on Disciplinary Proceedings
紀律處分權力 disciplinary power
紀律程序 disciplinary procedures
紅股 bonus share
紅股發行 bonus issue
紅籌股 red chip
美元總會計長(美國) Comptroller of the Currency(US)
美式期權 American style option
美國本土債券 Yankee bond
美國全國證券交易商協會自動報價系統/ 美國納斯達克證券市場 National Association of Securities Dealers Automated Quotations (NASDAQ)
美國存管信托公司 Depository Trust Company (DTC)(US)
美國商會 American Chamber of Commerce (AMCHAM)
美國國家經濟研究局 National Bureau of Economic Research(US)
美國預托證券 American depository receipt (ADR)
美國聯邦公開市場委員會 Federal Open Market Committee (FOMC)
美國聯邦國家房屋貸款協會（房利美） Federal National Mortgage Association (Fannie Mae)
美國證券交易所 American Stock Exchange (AMEX)
英倫銀行 Bank of England
英格蘭及威爾斯特許會計師公會 Institute of Chartered Accountants in England and Wales (ICA England & Wales)
英國投資管理監管組織 Investment Management Regulatory Organisation (IMRO)
英國金融業管理局 Financial Services Authority (FSA)(UK)
衍生產品 / 衍生工具 derivatives
衍生產品及風險管理文憑課程 Diploma Course in Derivatives and Risk Management
衍生產品市場 / 衍生工具市場 derivatives market
衍生產品市場諮詢小組 Derivatives Market Consultative Panel
衍生產品結算及交收系統 Derivatives Clearing and Settlement System (DCASS)
衍生權證 derivative warrant
要約 offer
計算按金程序 margining process
負債 liabilities
負債日 indebtedness date
負債比率 debt-to-equity ratio
重大交易 major transaction
重估 revaluation
重組 reorganisation
重置成本 replacement cost
重新實物化 rematerialisation
重復認購 multiple application
重整賬目 restatement of accounts
限制通知書 restriction notice
限制買賣期 "black out" period
限價盤 limit order
限價賣空規則 tick rule
面值 face value; nominal value
風險披露 risk disclosure
風險披露聲明書(創業板) Risk Disclosure Statement(GEM)
風險值 value-at-risk
風險容限 risk tolerance
風險容量 appetite for risk
風險參數 risk parameter
風險控制 risk control
風險排列方法 risk array method
風險排列按金制度 risk array margining system
風險排列算式 risk array algorithm
風險評估 risk evaluation
風險管理 risk management; exposure management
風險管理委員會 Risk Management Committee
風險鑒別 risk identification
食價 price cheating; scalping
首次上市費 initial listing fee
首次公開招股 initial public offering (IPO)
首次公開招股之進度報告 Initial Public Offerings Progress Report
首次認購費 front-end load
首席交易員 chief dealer
香港上市公司商會 Chamber of Hong Kong Listed Companies
香港中央結算（代理人）有限公司 HKSCC Nominees Limited
香港中央結算有限公司（香港結算） Hong Kong Securities Clearing Company Limited (HKSCC)
香港中央證券登記有限公司 Computershare Hong Kong Investor Services Limited (CHIS)
香港中國企業協會 Hong Kong Chinese Enterprises Association
《香港公司收購、合并及股份購回守則》(刊物) Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication)
香港公司秘書公會 The Hong Kong Institute of Company Secretaries (HKICS)
香港交易及結算所有限公司（香港交易所） Hong Kong Exchanges and Clearing Limited (HKEx)
香港交易及結算所有限公司北京代表處 Hong Kong Exchanges and Clearing Limited Beijing Representative Office
香港交易所(中國)有限公司 HKEx (China) Limited
香港交易所股份資訊板 HKEx Share Information Board
香港交易所組合風險按金系統 Portfolio Risk Margining System of HKEx (PRiME)
香港交易所資訊服務有限公司 HKEx Information Services Limited
香港交易所數據產品 HKEx Data Products
香港投資分析員公會 Hong Kong Institute of Investment Analysts
香港投資者學會 Hong Kong Institute of Investors (HKII)
香港投資基金公會 Hong Kong Investment Funds Association (HKIFA)
香港投資通函呈報準則 Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR)
香港股份商會（1921年） Hong Kong Stockbrokers' Association (1921)
香港股票經紀會（1891年） Stockbrokers' Association of Hong Kong (1891)
香港金融研究中心 Hong Kong Institute for Monetary Research (HKIMR)
香港金融管理局（金管局） Hong Kong Monetary Authority (HKMA)
香港律師會 The Law Society of Hong Kong
香港按揭證券有限公司 The Hong Kong Mortgage Corporation Limited
香港財務策劃師學會 The Institute of Financial Planners of Hong Kong
香港財務顧問學會 Hong Kong Association of Financial Advisors
香港財資市場公會 Hong Kong Financial Markets Association
香港國際仲裁中心 Hong Kong International Arbitration Centre
香港專業財經分析及評論家協會 The Hong Kong Institute of Financial Analysts and Professional Commentators
香港貨幣及投資匯展 Money World Asia Hong Kong
香港創業投資協會 Hong Kong Venture Capital Association
香港期貨交易所有限公司（期交所） Hong Kong Futures Exchange Limited (HKFE)
香港期貨結算有限公司 HKFE Clearing Corporation Limited (HKCC)
香港稅務學會 Taxation Institute of Hong Kong
香港證券培訓贊助基金 Hong Kong Securities Training Sponsorship Foundation
香港會計師公會 Hong Kong Institute of Certified Public Accountants (HKICPA)
香港經紀協會（1891年） Association of Stockbrokers in Hong Kong (1891)
香港經紀商會（1914年） The Hong Kong Stock Exchange
香港董事學會 The Hong Kong Institute of Directors
香港資本市場公會 Hong Kong Capital Markets Association
香港管理專業協會 Hong Kong Management Association
香港網上經紀協會 The Hong Kong Association of Online Brokers (HKAOB)
香港銀行公會 Hong Kong Association of Banks
香港銀行同業拆息 Hong Kong Interbank Offered Rate (HIBOR)
香港銀行同業結算有限公司 Hong Kong Interbank Clearing Limited
香港總商會 The Hong Kong General Chamber of Commerce
香港聯合交易所月刊 SEHK Monthly Bulletin
香港聯合交易所有限公司（聯交所） The Stock Exchange of Hong Kong Limited (SEHK)
《香港聯合交易所有限公司創業板證券上市規則》（《創業板上市規則》） Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules)
《香港聯合交易所有限公司證券上市規則》（《證券上市規則》） Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules)
香港聯合交易所期權結算所有限公司
（聯交所期權結算所） The SEHK Options Clearing House Limited (SEOCH)
香港聯合交易所資訊服務有限公司 Stock Exchange Information Services Limited (SEIS)
香港證券市場文獻及文物征集計劃 Hong Kong Securities Market Archives and Artifacts Collection Campaign
香港證券交易所（1947年） The Hong Kong Stock Exchange
香港證券專業學會 Hong Kong Securities Institute
香港證券業同學會 Hong Kong Securities Professionals Alumni Association
《香港證券業參考手冊》(刊物) The Hong Kong Securities Industry(publication)
香港證券經紀業工作小組 Working Group on Stockbroking in Hong Kong
香港證券經紀業協會 Hong Kong Stockbrokers Association
香港證券學會 Hong Kong Securities Professionals Association
并購活動* mergers and acquisitions
倉 position
個人大股東具報書 Individual Substantial Shareholders Notification
個人投資者戶口 Individual Investor Account
個人客戶 individual client
個人交易所參與者 Individual Exchange Participant
個人電腦終端機用戶 PC terminal user
借方結余 debit balance
借款股 loan stock
借殼上市 backdoor listing
借貸資本 loan capital
借額 debit
倫敦國際金融期貨及期權交易所 London International Financial Futures and Options Exchange (LIFFE)
倫敦期權市場 London Traded Options Market (LTOM)
倫敦證券交易所 London Stock Exchange (LSE)
凍結 locked up
凍結股份機制 securities-on-hold mechanism
原油期貨 crude oil futures
套戥 / 套匯* / 套利* arbitrage
差價 spread
差額繳款 marks / marks payment
庫存股份/股票 treasury stock
弱勢貨幣 soft currency
息股證 Equity Linked Instrument (ELI)
挾倉 cornering; squeeze; short squeeze
時間值 time value; time premium
時間戳記 time stamp
核心盈利 core earnings
核準可贖回股份 approved redeemable share
核準借入人 approved borrower
核準借出代理人 approved lending agent
核數委員會(證監會) Audit Committee(SFC)
核數師 auditor
核數師報告 auditors' report
核證附注 verification notes
浮息存款證 floating rate certificate of deposit (FRCD)
浮息按揭 variable-rate mortgage
浮息票據 floating rate note (FRN)
海外發行人 overseas issuer
消耗性資產(期權) wasting asset(options)
流動性不足 / 流通性不足 illiquidity
流動資金 liquid capital
流動資金比率/幅度 liquidity ratio; liquidity margin
流動資金調節窗 Liquidity Adjustment Window (LAW)
流動資金調節機制(金管局) Liquidity Adjustment Facility (LAF)(HKMA)
流動資產 liquid asset
流通性 liquidity
流通風險 liquidity risk
流通量提供者 liquidity provider
特別限價盤 special limit order
特別處理股(中國內地) Special Treatment(Mainland China)
特別征費 Special Levy
特別轉讓股(中國內地) Particular Transfer(Mainland China)
特快登記/過戶登記服務 expedited registration service
特殊項目 exceptional item
特許公認會計師公會 The Association of Chartered Certified Accountants (ACCA)
特許使用者 privileged user
特許財務分析員 chartered financial analyst
特許財務分析員公會 Institute of Chartered Financial Analysts
特許管理會計師公會 Chartered Institute of Management Accountants (CIMA)
「特許證券商」制度(美國) Specialist System(US)
特種國債(中國內地) Special Treasury(Mainland China)
特種備兌證資訊(大利市) exotic warrant information(Teletext)
特種認股證/非標準型認股證 exotic warrant
留存股票 treasury stock
留存盈利/收益 retained earnings; retained income
「粉紅價單」(美國) Pink Sheets(US)
留存溢利/盈利 retained profits
留成資金 / 保留資金 retained capital
「粉紅價單」(美國) Pink Sheets(US)
純交易板 trading-only board
紙黃金 paper gold
索償通知 claim notice
蚊型股 penny stock
被動受托人 bare trustee
訊息提示 alert message
訊框傳送交易網絡 frame relay trading network
托管人 custodian
托管商參與者(中央結算系統參與者) Custodian Participant(CCASS Participants)
記名證券 registered securities
記名證書 registered certificate
記賬式國庫券(中國內地) Registered Treasury(Mainland China)
財政司司長 Financial Secretary
財政年度 financial year
財政股東 financial shareholder
財政健全 financial integrity
財政部(中國內地) Ministry of Finance(Mainland China)
《財政資源規則》 Financial Resources Rules
財務申報 financial reporting
財務風險 financial risk; financial exposure
財務租賃 financial lease
財務通融 financial accomodation
財務業績 financial results
財務摘要報告 summary financial report
財務監管 financial regulation
財務顧問 financial adviser
財經市場發展專責小組 The Financial Market Development Task Force
《財經有道 - - - 證券、期貨及投資界專業道德實務指引》 Ethics in Practice - A Practical Guide for Financial Practitioners
財經事務及庫務局 Financial Services and the Treasury Bureau
財經事務及庫務局局長 Secretary for Financial Services and the Treasury
財經事務及庫務局常任秘書長 Permanent Secretary for Financial Services and the Treasury
財資企業集團 financial conglomerate
追補按金 margin call
退市 delisting
退稅 tax rebate; tax refund
逃稅 tax evasion
逆向投資者 contrarian
逆差 deficit; unfavourable difference; unfavourable variance
逆差額(中央結算系統) unfavourable marks(CCASS)
逆轉交易(期權) trade reversals(options)
逆轉交易合約(期權) reversal contract(options)
酌情支付的花紅 discretionary bonus payment
酌情權 discretionary power
配售 placing
配售代理 placing agent
配售指引 placing guidelines
配售新股 rights issue
配售經辦人 book runner
配發 allotment
除息基準 ex-dividend basis
除凈日 ex-date
除凈日未經調整之收市價 ex unadjusted close
除牌 delisting
除權 ex-rights
馬來西亞證券交易所交易及自動報價系統 Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ)
馬城條約 Maastricht Treaty
馬鞍式組合(期權) straddle(options)
高水(期貨) premium(futures)
高于前成交價 plus tick; uptick
高于面值 above par
高持股量股東(創業板) significant shareholder(GEM)
高息票據 equity linked note (ELN)
高杠桿效應的投資 high leveraged investment
個人簡介
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等級： 七星級
頭銜：站長
貼子：4608
積分：8836
E幣：352
注冊：2004-02-10
第 2 樓
呵呵
假市 false market
做價 kiting
停止過戶期間 book closure period
停市措施 speed bump
停板 trading halt
停牌 suspended trading; suspension
兜售證券 hawking of securities
副保薦人(創業板) co-sponsor(GEM)
「勒束式」股票掛鉤票據 Range Equity Linked Instrument (Range ELI)
勒束式組合(期權) strangle(options)
動態對沖 dynamic hedging
區域網絡 Local Area Network (LAN)
參考平衡成交量 Indicative Equilibrium Volume (IEV)
參考平衡價格 Indicative Equilibrium Price (IEP)
參考發行價 indicated issue price
參與者自設系統 Participant Supplied System (PSS)
參與者資料提取系統(期貨) Participant Access Services(futures)
參與者網間連接器 Participant gateway
「啤打」系數 beta coefficient
商人銀行 merchant bank
《商品交易所（禁止經營）條例》 Commodity Exchanges (Prohibition) Ordinance
商品交易商 commodities dealer
《商品交易條例》 Commodities Trading Ordinance
商品期貨交易委員會(美國) Commodity Futures Trading Commission (CFTC)(US)
商業承兌匯票 trade acceptance
商業票據 commercial paper
商業登記證 business registration certificate
商議傭金 negotiated commission
商譽 goodwill
問責 accountability
問題證券 defective securities
國內生產總值 gross domestic product (GDP)
國民生產總值 gross national product (GNP)
國有資產監督管理委員會 State-owned Assets Supervision and Administration Commission (SASAC)
國家工商局(中國內地) State Bureau for Industrial and Commercial Administration(Mainland China)
國家外匯管理局(中國內地) State Administration of Foreign Exchange (SAFE)(Mainland China)
國家股 / 國有股(中國內地) state share(Mainland China)
國家建設債券(中國內地) National Construction Treasury(Mainland China)
國家科技風險開發事業中心 National Science and Technology Venture Capital Development Center
國家重點建設債券(中國內地) Priority Construction Treasury (Mainland China)
國家國有資產管理局(中國內地) State Bureau for State Property Administration(Mainland China)
國家統計局(中國內地) State Statistics Bureau(Mainland China)
國家稅務局(中國內地) State Taxation Bureau(Mainland China)
國家經濟貿易委員會（國家經貿委）
(中國內地) State Economic and Trade Commission
(Mainland China)
國庫券 Treasuries
國務院證券委員會（證券委）(中國內地) State Council Securities Committee (Mainland China)
國債* government bond
國債期貨* treasury bond futures
國際外匯同業聯會 Association Cambiste Internationale
國際收支平衡 / 國際收支差額 balance of payments
國際股票期貨及期權 International Stock Futures and Options (ISFO)
國際金融公司 International Finance Corporation (IFC)
國際金融行動專責小組 International Financial Action Task Force
國際掉期業務及衍生投資工具協會 International Swaps and Derivatives Association (ISDA)
國際貨幣基金 International Monetary Fund (IMF)
國際期權市場協會 International Options Markets Association (IOMA)
國際結算銀行 Bank for International Settlements (BIS)
國際集資市場協會 International Primary Markets Association (IPMA)
國際會計師公會 The Association of International Accountants
國際會計準則 International Accounting Standards (IAS)
國際會計準則委員會 International Accounting Standards Committee (IASC)
國際標準化組織 International Organisation for Standardisation (ISO)
國際編碼機構協會 Association of National Numbering Agencies(ANNA)
國際證券市場協會 International Securities Markets Association (ISMA)
國際證券交易所聯會 World Federation of Exchanges (WFE)
國際證券事務監察委員會組織 (國際證監會組織) International Organisation of Securities Commissions (IOSCO)
國際證券服務業聯會 International Securities Services Association (ISSA)
國際證券號碼 International Securities Identification Numbers (ISIN)
國際證券號碼編制系統 International Securities Numbering System
國際證監會組織亞太區委員會 Asia Pacific Regional Committee (APRC) of IOSCO
國營企業(中國內地) state-owned enterprise(Mainland China)
堅定承諾(包銷) firm commitment(underwriting)
執行董事 executive director
執業會計師公會(美國) Institute of Certified Public Accountants (ICPA)(US)
基本按金(期貨) initial margin(futures)
基金份額持有人* fund unit holder
基金經理 fund manager
《基金經理操守準則》(證監會) Fund Manager Code of Conduct(SFC)
基建工程/項目 infrastructure project
基準日 base day
基準收益率曲線 benchmark yield curve
基點 basis point
基礎上市文件 base listing document??
專用交易系統 proprietary trading system
專用網絡系統 proprietary routing terminal
專用線路 dedicated line
專家諮詢小組 Advisory Specialist Group
專責監察主任 Designated Compliance Officer
《專業會計師條例》 Professional Accountants Ordinance
專業銀行* specialised bank
《專業操守規例》 Code of Conduct Regulations
《專業操守規則及規例》(刊物) Professional Conduct Rules and Regulations(publication)
專線網絡系統 Proprietary Network System (PNS)
將股票化零為整 jumbomize
將會員制轉為股份制 demutualisation
屏幕* screen
常務委員會 Executive Committee
強制性公積金 Mandatory Provident Fund (MPF)
強制性公積金計劃管理局 Mandatory Provident Fund Schemes Authority (MPFA)
強制性收購建議 mandatory bid; mandatory offer
強制補購 compulsory buy-in; forced buy-in
強勢美元 strong dollar
從價印花稅 ad valorem stamp duty
授權代表 authorised representative
授權書 power of attorney
掉期 swap
掛牌買賣 flotation
掛鉤匯率制 pegged rate system
掛盤冊 order book
接口費 port fee
接收(期權) take-up(options)
接受存款公司 deposit-taking company (DTC)
接駁站費用 port fee
接價盤 accept order
控股公司 holding company
控股股東 controlling shareholder
控股權益 controlling interest
控權股東 controlling shareholder
排媒現象 disintermediation
排期申請表格 advance booking form
敏感度分析 sensitivity analysis
救市特別交易征費 "Lifeboat" levy
救市貸款 Lifeboat Loan
斬倉 margin cut; liquidation; forced liquidation
條文 provision
淡倉 short position
凈值比率 net worth ratio
凈額按金計算 net margining
凈額結算 netting
深圳證券交易所 Shenzhen Stock Exchange
深圳證券登記有限公司 Shenzhen Securities Registration Company Limited
深圳證券結算有限公司 Shenzhen Securities Clearing Company Limited
清洗交易 whitewash transaction; wash sale
清算 clearing
清算價 clearing price
清盤 liquidation
淺白語言計劃 Project on the Use of Plain Language
淺白語言計劃工作小組 Working Group on Plain Language
牽頭包銷商 lead underwriter
現金交收 cash settlement; cash on delivery (COD)
現金回傭 cash commission rebate; cash rebate
現金收益凈值 net present value
現金客戶 cash client
現金差額繳款 cash marks
現金流向 / 現金周轉 cash flow
現金流動表 cash flow statement
現金流量折現/貼現法 discounted cash flow
現金資產公司 cash company
現金選擇 cash alternative
現貨月 spot month
現貨市場 spot market; cash market; physical market; actual market
現貨市場諮詢小組 Cash Market Consultative Panel
現貨價 spot price; cash price; physical price; actual price
現價 nominal price
《理解股票期權（及其風險）》(刊物) Understanding Stock Options (and Their Risks)(publication)
理論性參考價格系統(期貨) Theoretical Indicative Pricing System (TIPS)(futures)
產權負擔 encumbrances
票面利率 coupon; coupon rate
票面值 par value
票面息率 coupon; coupon rate
票對票方式 "paper-to-paper" arrangement
票據交換所自動轉賬系統 Clearing House Automated Transfer System (CHATS)
票據交換所自動轉賬系統付款指示 CHATS Payment Instruction
票據密集交收 paper intensive settlement
移動平均值背馳指標 Moving Average Convergence-Divergence (MACD)
第一上市 primary listing
第一板 main board
第二上市 secondary listing
第二代自動對盤及成交系統（第二代自動對盤系統） Automatic Order Matching and Execution System / Second Generation (AMS/2)
第二板 / 第二板市場 second board; second market
第三代自動對盤及成交系統（第三代自動對盤系統） Automatic Order Matching and Execution System / Third Generation (AMS/3)
第三者結算 Third Party Clearing (TPC)
累計/累積利息 accumulated interest
累計/累積利潤 accumulated profits
累計/累積折舊 accumulated depreciation
累計/累積墊款 cumulative advance
累計投標制 book building method
細價股 small cap stock; penny stock
細盤撮合系統(美國) Small Order Entry System; Small Order Execution System (SOES)(US)
細額先到先得 Small Order First-In-First-Out
「終止及停止」令 "cease and desist" order
組合分析儀(期權) Portfolio Analyser(options)
「組合股」 Exchange Traded Fund
組合盤 / 綜合盤 combination order; combo order; composite order
組織大綱 memorandum of association
《組織大綱及章程》 Memorandum and Articles of Association
組織架構檢討指導委員會 Steering Committee on Organisational Review
組織細則 articles of association
組織章程 constitution; articles of association
翌日凈額結算系統 next day net settlement system
莊家 market maker
莊家之經銷交易 jobbing transaction
莊家名錄 Market Maker List
莊家活動 market making
規范聲明 normative statement
訪客廊 Viewing Gallery
設定增值稅 deemed VAT
貨幣市場 money market
貨幣交叉盤買賣 cross currency trade
貨幣供應 money supply
貨幣政策委員會(中國人民銀行) Monetary Policy Committee(PBOC)
貨幣基礎 monetary base
貨幣期貨 currency futures
貨幣發行局制度 currency board system
貨幣經紀 money broker
貨幣資產 monetary assets
貨幣權證 currency warrant
貨銀同步交收 delivery vs payment (DvP)
貨銀兩訖 delivery vs payment (DvP)
貨銀對付 cash on delivery (COD)
貨銀對付方式交收 delivery vs payment (DvP)
責任承擔 accountability
責任承諾書 responsibility letter
責任聲明書 responsibility statement
責務變更 novation
責務變更合約 novated contract
軟傭金 soft commission
軟貨幣 soft currency
軟著陸 soft landing
透明度 transparency
透視價 "see-through" price
逐項交收 trade-for-trade settlement
通訊線路現況顯示行 communication status message line
通貨緊縮 / 通縮 deflation
通脹指標貨幣政策 inflation indexed monetary policy
速動市場 fast market
速動資金 liquid capital
速動資產 liquid asset
造市 market manipulation
造價 price manipulation
連鎖關系原則 chain principle
連續競價 continuous auction
部份完成的買賣指示 partially filled order
部份區域網絡 Local Area Network (LAN)
閉端式基金 closed-end fund
陰陽燭圖 candlestick chart
備考全面攤薄市盈率 pro forma fully diluted price/earnings ratio
備考報表 pro forma statement
備兌期權 covered option
備兌權證 covered warrant
備兌認購期權 covered call
備抵(會計) allowance(accounting)
傘子基金 umbrella fund
凱伯里委員會(英國) Cadbury Committee(UK)
凱伯里報告書(英國) Cadbury Report(UK)
創新及科技基金 Innovation and Technology Fund
創業板 Growth Enterprise Market (GEM)
創業板上市委員會 GEM Listing Committee
《創業板上市規則》（《香港聯合交易所有限公司創業板證券上市規則》） GEM Listing Rules(Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited)
《創業板投資者指南》 GEM Investor Guide
創業板指數 Growth Enterprise Index (GEI)
創業基金 venture capital
單一董事會制 unitary board system
單一種股份的衍生認股權證 single share derivative warrant
單一價格競價市場 single price auction system
單日貨幣市場 intra-day money market
《單位信托及互惠基金守則》 Code on Unit Trusts and Mutual Funds
單位信托委員會(證監會) Committee on Unit Trusts(SFC)
單位信托基金 unit trust
單價配對(期權) netting(options)
報價 quote
報價系統(期貨) Price Reporting System(futures)
報價要求 quote request; request for quote (RFQ)
報價規則 quotation rules
場內交易 pit trading
場內交易產品 exchange traded product
場內規則 on-market rules
場內買賣期權 exchange traded option
場內買賣盤 on-floor order
場外交易 off-floor trading; off-board trading
場外交易議價板 (美國) OTC Bulletin Board (US)
場外衍生工具 over-the-counter derivative
場外規則 off-market rules
場外期權 over-the-counter option
場外購回股份 off-market share repurchase
場外證券市場 over-the-counter market
孳息 yield
富時指數有限公司（原金融時報指數） FTSE
幀中繼交易網 frame relay trading network
復牌 resumption of trading
《提升香港的金融基礎設施報告》 Report on the Enhancement of the Financial Infrastructure in Hong Kong
提升數碼資料輸送專線 enhanced digital datafeed
提早補購 early buy-in
提呈發售 offer for sale
提高運作的能力 scalable
揚基債券 Yankee bond
換股比率 conversion ratio
換算 translation
散戶投資者 / 散戶 retail investor
散戶經紀 retail broker
普通股 ordinary share
普通債券 straight bond
替任人 alternate
最大差價限額 maximum spread
最少開價數量 minimum quote quantity
最低上落價位 minimum price fluctuation; tick (size)
最低交易數額 minimum transaction size
最低供款額 minimum contribution
最低價格變動 minimum price fluctuation; tick (size)
最低豁免規定 de minimus waiver provision
最初發起人 ultimate originator
最佳成交價 best execution price
最佳價格 best price
最佳價格盤 at-best order
《最佳應用守則》 Code of Best Practice
最后一輪交收處理程序 Final Settlement Run
最后成交價 last recorded price; last traded price
最后行使日 last exercise day
最后結算表 Final Clearing Statement
最后結算價 Final Settlement Price
最后貸款人 lender of last resort
最后復核聆訊 final review hearing
最終用戶/使用者 end user
最終受益人 ultimate beneficiary
最終實益持有人 ultimate beneficial holder
最短回復開價時間 minimum response time
期末存貨 closing stock
期初存貨 opening stock
期貨賠償基金 Futures Compensation Fund
期貨賠償基金委員會(證監會) Futures Compensation Fund Committee(SFC)
期權 option
期權交付指令 options delivery instruction
期權交易主任 Options Trading Officer
期權交易主任及代表考試 Options Trading Officer and Representative Examinations
期權交易代表 Options Trading Representative
期權交易所參與者 Options Exchange Participant
《期權交易規則》 Options Trading Rules
期權交易確認書 options trade confirmation
期權合約 option contract
期權合約凈持倉 net open options contract; net options position
期權系列 option series
期權定價 option valuation
期權定價模式 option pricing model
期權金 premium
期權金成交額 premium turnover
期權長倉合約 long options contract
期權客戶協議書 Options Client's Agreement
期權持有人 option holder
期權持倉 option position
期權短倉 short option
期權短倉合約 short options contract
期權結算主任 Options Clearing Officer
期權結算主任考試 Options Clearing Officer Examination
《期權結算規則》 Options Clearing Rules
期權費用 options tariff
期權買方 option buyer
期權買賣交易所參與者 Options Trading Participant
期權經紀交易所參與者 Options Broker Exchange Participant
期權資訊服務 Options Information Service
期權數碼資料傳送專線 options digital datafeed
期權賣方 option seller; option writer
期權類別 option class
款項交收費 money settlement fee
款項凈額結算每日平均效率 daily average funds netting efficiency
款項過戶系統 money transfer system
款項預繳服務 cash prepayment service
殘值 salvage value
減傭經紀 discount broker
港元同業拆息 Hong Kong Interbank Offered Rate (HIBOR)
《港元利率期貨市場通訊》 HIBOR Futures Market Update
港元利率期貨迭期 HIBOR Futures Strip
港匯指數 / 港元實際匯兌指數 Effective Exchange Rate Index for the Hong Kong Dollar (EERI)
無人申領之經紀傭金 unclaimed brokerage
無力償債 insolvency
無形資產 intangible asset
無抵押貸款 unsecured loan
無抵押權證 non-collateralised warrant
無風險利率 risk-free interest rate
無風險對沖 delta hedge
無時限盤 good-till-cancelled order (GTC)
無紙化交易 paperless trading; scripless trading
無條件及不可撤回之擔保 unconditional and irrevocable guarantee
無條件現金收購建議/要約 unconditional cash offer
無責任聲明 disclaimer
無備兌期權 uncovered option
無備兌認購期權 uncovered call
「無超額虧蝕」規則 No-Over-Loss Rules
無價期權形式 tails(options)
無憑證式股東 uncertificated shareholder
無償債能力 insolvency
《為便利股份或債權證要約而就《公司
條例》提出的修訂建議諮詢文件》 Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures
牌照 licence
登記持有人 registered owner
登記過戶費 scrip fee
發行人 issuer
《發行人及專業顧問意見調查》 Issuers and Professional Advisers Survey
發行人可選擇支付現金 /
發行人現金選擇權 issuer's cash option
發行人登記冊 Issuer Register
發行人電子存檔系統 issuer electronic filing system
發行紅股 scrip issue
發行章程 prospectus
發行量加權股價指數(臺灣交易所) Weighted Index(Taiwan Stock Exchange)
發行新股 new issue
發行資料摘要(權證) indicative terms sheet(warrants)
發行價 issue price
發行機構 issuer
《發展路向》(刊物) The Way Forward(publication)
發起人 promoter
發牌資料冊 licensing information booklet
發鈔局制度 currency board system
發盤價 offer price
短期同業拆放市場 call market
短期資金 short-term money
短期資金借貸市場 money market
短期舉債/借貸 short term borrowings
短期證券 short-dated securities
硬貨幣 hard currency
稅后盈利/利潤/溢利 after-tax profits
稅后實際回報率 after-tax real rate of return
《稅務條例》 Inland Revenue Ordinance
稅務優惠 tax relief
稅項減免 tax break; tax concession
稀釋* dilution
程式買賣/交易 programme trading
程序覆檢委員會 Process Review Panel
等價期權 at-the-money option
結清 close out
結構改進 institutional advancement
結算 clearing
結算所 clearing house
結算所電子附屬登記系統(澳洲) Clearing House Electronic Subregister System (CHESS)(Australia)
結算協議書 clearing agreement
結算參與者(期權買賣) Clearing Participant(options trading)
「結算通」電話系統 CCASS Phone System
《結算運作程序 ─ 期權買賣交易所參與者專用》 Operational Clearing Procedures for Options Trading Exchange Participants
結算價 clearing price
結算機構參與者 Clearing Agency Participant
結算諮詢小組 Clearing Consultative Panel
《結算縱橫》(刊物) Clear Talk(publication)
結余 balance
結轉(會計) carried forward(accounting)
統一保證金客戶協議書 Uniform Margin Client's Agreement
統一現金客戶協議書 Uniform Cash Client's Agreement
統一結算所 universal clearing house
統制賬戶 control account
虛假市場 false market
虛假聲明 misstatement
虛售交易；虛賣 wash sale
虛報 misrepresentation
虛擬市場 virtual market
「街名」股票 "street name" share certificate
補充/增補上市文件 supplemental/supplementary listing document??
補倉按金(期貨) maintenance margin(futures)
補倉通知 margin call
補發證書服務 certificate replacement service
補購 buy in
注冊中介團體 registered intermediary
注冊商號 registered firm
注冊莊家 Registered Trader
注冊融資人 registered financier
注冊證券商 registered dealer
注銷股份 cancelled share
注釋備忘錄 explanatory memorandum
貶值 depreciation
買家 bidder
「買者自負」原則 "let the buyer beware" principle;
"Caveat Emptor" (let the buyer beware)
買殼 acquisition of shells
買價 / 買盤價 bid price
買盤 buy order
買賣因公眾持股量不足而停牌證券的申報表 Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float
買賣指示 order
買賣差價 bid-asked spread
買賣單位 board lot
買賣單據 contract note
買賣慣例 dealing practice
買賣盤 order
買賣盤紀錄 order book
買賣盤紙 deal ticket
買賣盤處理率 order throughput
買賣盤傳遞 order routing
買賣盤傳遞系統 Order Routing System (ORS); router system
買賣盤輸入 order entry
貸出費 lending fee
貸股人 stock lender
貸股人參與者(中央結算系統參與者) Stock Lender Participant(CCASS)
貸款抵押證券 collateralised loan obligation (CLO)
貸款股 / 貸款債券 loan stock
貸款銀團 loan syndicate
貸款融通 loan facility
貼現 discount
貼現率 discount rate
貼現窗 discount window
超國家機構 supranational entity
超連結 hyperlink
超買 overbought
超賣 oversold
超額配發/配股權 over-allotment option
超額配發機制 over-allotment option scheme
超額認購 oversubscribed; overbooked
跌停板措施 circuit breaker
《周年報告的參考披露資料》(刊物) Reference for Disclosures in Annual Reports(publication)
進項增值稅 input VAT
開市分配時段(HKATS) open allocation session(HKATS)
開市前分配時段(HKATS) pre-open allocation session(HKATS)
開市前時段 ；開市前議價時段 pre-opening session
開市報價規則 opening quotations rules
開市價 opening price
開市盤 open order; at-the-opening order
開市議價機制(期貨) Pre-market Opening Mechanism(futures)
開放式基金 open-end fund
開放式網間連接器 open gateway
開放式網間聯系買賣 internet order connection
開倉交易 opening transaction
開倉合約 opening contract
開價盤 quote
開價盤要求 quote request
開盤狀況報告 quote maintenance report
開盤價 opening price
集中持倉量 concentrated position
集中風險 concentration risk
集中風險調整 concentration risk adjustment
《集合投資計劃的廣告宣傳指引》 Advertising Guidelines for Collective Investment Schemes
集合競價 aggregate auction
集資 capital formation
集資市場 primary market
《集資退休基金守則》 Code on Pooled Retirement Funds
《集資退休基金的廣告宣傳指引》 Advertising Guidelines for Pooled Retirement Funds
集資凈額 net proceeds
集團內部交易 intra-group transactions
集團會計 corporate accounting
集體投資計劃 collective investment schemes (CIS)
集體投資基金 collective investment fund
項目融資 project finance
順差 favourable variance; favourable difference
須予公布的交易 notifiable transaction
須予披露的交易 discloseable transaction
傳統基金會(美國) The Heritage Foundation(US)
傳統債券 plain vanilla bond
債券 bond; debenture; debt securities; loan stock
債券市場工作小組 Working Group on Debt Market
債券抵押證券 Collateralised Bond Obligation (CBO)
債務 indebtedness
債務人 debtor
債務工具中央結算系統(金管局) Central Moneymarkets Unit (CMU)(HKMA)
債務市場 debt market
債務報表 indebtedness statement
債務償還 debt repayment
債務證券 debt securities; loan stock
債務鏈 debt chain
債轉股 debt-for-equity swap
債權人 creditor
債權股額 loan stock
債權證 debenture
匯兌限額 exchange quota
匯兌損失 exchange loss
匯票 bill of exchange
匯款同步交收(銀行) payment vs payment (PvP)(banking)
微值入價 cabinet bid
微值交易(期權) cabinet trade; cabinet bid
損益平衡點 breakeven point
損益賬 profit and loss account
新一代中央結算系統 CCASS/3
新加坡交易所 Singapore Exchange (SGX)
新加坡證券交易所交易及自動報價系統 Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ)
新市場發展工作小組 Working Group on New Market Development
新企業上市國際委員會 International Committee on the Listing of New Enterprises
新股發行 new issue
新恒生50中型股指數 New Hang Seng MidCap 50 Index (New HSMCI)
新華富時中國25指數 FTSE/Xinhua China 25 Index
《新監管制度》(證監會) The New Regulatory Framework(SFC)
新聞欄(大利市機股份頁) Free Text Area(Teletext)
新興市場 emerging market
會計師報告 accountants' report
會計處理方式 accounting treatment
會計期間 accounting period
會計程式 accounting equation
會計準則/標準 accounting standard
《會計實務準則》 Statement of Standard Accounting Practice (SSAP)
會計慣例/實務 accounting practice
極端波動乘數 extreme move multiplier
極端波動覆蓋分數 extreme move covered fraction
極價內期權 deep-in-the-money option
極價外期權 deep-out-of-the-money option; tails
業務紀錄 track record
業務劃分 delineation of activities
業績公布 results announcement
概念股 concept stock
源指令碼 source code
準備(會計) provision(accounting)
溢利 profit
溢利預測 profit forecast
溢價 premium
瑞士商品、期貨及期權協會 Swiss Commodities, Futures and Options Association
碎股 odd lot
節流率 throttle rate
經紀代表考試 Broker's Representatives Examination
經紀代表課程 Broker's Representatives Course
經紀交易 agency trade
經紀自設系統 Broker Supplied System (BSS)
經紀行 brokerage house
經紀傭金 brokerage
經紀忠誠保險計劃 Brokers' Fidelity Insurance Scheme (BFI)
經紀忠誠保險計劃委員會 Brokers' Fidelity Insurance Committee
經紀后勤辦公室支援服務 Brokers' Electronic Support Services (BESS)
經紀活動工作小組 Broker Activities Working Team
經紀參與者(中央結算系統參與者) Broker Participant(CCASS Participants)
經紀會計系統 Brokers' Accounting System
經紀電子郵遞及集體傳呼服務 E-mail and Group Paging Services
經修訂的股份賣空計劃 revised short selling scheme
經常賬 current account
經審核賬目 audited accounts
經辦人 manager
經辦銀行 administering bank
經濟自由指數 Index of Economic Freedom
經濟發展及勞工局 Economic Development and Labour Bureau
經濟發展及勞工局局長 Secretary for Economic Development and Labour
經營租賃 operating lease
經擴大股本 enlarged share capital
群集式伺服器 cluster server
《與證券服務有關的收費及費用的良好披露指引草擬本諮詢文件》 Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges
落盤 placing order
董事/行政總裁具報書 Director's / Chief Executive's Notifications
《董事的聲明及承諾》 Declaration and Undertaking with regard to Directors
董事袍金 directors' fee
董事會 board of directors
董事會報告 directors' report
董事酬金 directors' remuneration
試算表 trial balance
誠信責任 fiduciary duties
資不抵債 insolvency
資方信托人 employer trustee
資本化 capitalisation
資本化發行 capitalisation issue
資本支出 capital expenditure
資本充裕/充足比率 capital adequacy ratio
資本充裕程度 capital adequacy
資本市場 capital market
資本負債比率 gearing ratio
資本重整 recapitalisation
資本值 capital value
資本項目* capital account
資本增值 capital appreciation; capital gain
資本增值權證 capital plus warrant
資本增益 capital gain
資本增益/增值稅 capital gains tax (CGT)
資本調整 capital adjustment
資本賬 capital account
資本儲備 capital reserve
資本虧損 capital loss
資本籌集 capital formation
資金平衡 fund balancing
資金股本化 capitalisation issue
資金表 fund statement
資金流向 fund flow
資金會計法 fund accounting approach
資金運用 fund utilisation
資料印證工作函 Comfort Letter
資料披露 disclosure
資料備忘錄 information memorandum
資格股 qualification share
資訊供應商 information vendor
資訊服務 information service
資訊發布/發放 information dissemination; news dissemination
資訊檔案 news file
資產 asset
資產拆賣 asset stripping
資產保證 asset coverage
資產負債表 balance sheet
資產負債表以外之承擔/項目 off-balance sheet exposure
資產負債表外金融工具 off-balance sheet (financial) instrument
資產負債表編制程式 balance sheet equation
資產凈值 net asset value
資產調配/調度 asset allocation
資產調換 asset swap
資產覆蓋率 asset coverage
跨司法區招股活動 multi-jurisdictional equity offering
跨市場協調委員會 Inter-Market Coordination Committee
跨市場抵押品 cross collateral
跨市場按金制度 cross margining
跨國多重上市 mutual cross-listing
跨期買賣(期權) calendar spread; time spread; horizontal spread (options)
跨期買賣 spread trading
跨境上市 cross-border listing
跨價衍生權證 call spread derivative warrant
跨價買賣(期權) price spread; vertical spread; spread trading(options)
《跟蹤指數交易所買賣基金監管指引》(證監會) Guidelines for Regulating Index Tracking Exchange Traded Funds(SFC)
路透社證券投資傳視服務 Reuters Monitor Equities Investment Service
運作風險 operational risk
逾時交易 late trading
過戶 transfer
過戶(期權) give-up(options)
過戶文件 instrument of transfer
過戶代理 transfer agent
過戶紙（轉讓）印花稅 transfer deed stamp duty
過戶處 / 過戶登記處 registrar; share registrar
過戶費 transfer fee
過渡性貸款 bridging loan
過量交易 overtrading
道德及指引委員會 Ethics and Guidance Committee
道瓊斯工業平均指數 Dow Jones Industrial Average
道瓊斯工業平均指數期貨及期權 Dow Jones Industrial Average Futures and Options
鄉鎮企業 township and village enterprises
隔夜流動資金(銀行) overnight liquidity(banking)
零交易日 zero-trading day
零和游戲 zero-sum game
零股* odd lot
零息債券 zero coupon bond
零售資訊服務 retail information service
《電子公開發售指引》(證監會) Guidelines for Electronic Public Offerings(SFC)
電子化財政資源規則報表系統 e-FRRR system
電子交易 electronic trading
電子收付款指示 Electronic Payment Instruction (EPI)
電子呈交系統 e-Submission system
電子款項交收服務 Electronic Money Settlement Services
電子款項交收費 electronic money settlement fee
電子通訊網絡 electronic communications network (ECN)
電子郵件；電子郵遞；電郵 e-mail
電子傳遞證券資訊服務 Electronic Mailing Stock Information Service (EMSIS)
電子認購首次公開招股服務 Electronic Initial Public Offering service (EIPO)
電子認購新股指示 Electronic Application Instruction for New Issue Shares
「電子數據收集、分析及檢索」系統(美國) Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US)
預計平均結算價 estimated average settlement price (EAS price)
預計資本值 estimated capital value
預托證券 depository receipt
預設期貨跨期合約 Predefined Futures Calendar Spreads
預警系統 early warning system
偽冒電子郵件 phishing
《境內企業申請到香港創業板上市審批與監管指引》(中國內地) Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China)
境外上市外資股(中國內地) overseas listed foreign share(Mainland China)
境外發行股票和上市管理通知 (國務院) Notice on Regulation of Share Issues and Listing in
Overseas Markets (State Council)
墊款 advance; monies advanced
實地盤存 physical inventory
實物分派 distribution in specie
實物交收 physical delivery
實物利益 benefits-in-kind
實物股票 physical scrip
實時計算 real time calculation
實時資訊 real time information
實益持有人 beneficial holder
實益擁有人 beneficial owner
實益權益 beneficial interests
實際可用年期 actual useful life
實盤 firm order
實質匯率 real exchange rate
實繳股本 paid-up capital; paid-in capital
對手方 counterparty
對手風險 counterparty risk
對手經紀 contra broker
對外經濟貿易合作部（外經貿部）(中國內地) Ministry of Foreign Trade and Economic Cooperation(Mainland China)
對沖 hedging
對沖比率 hedging ratio
對沖值(期權) delta(options)
《對沖基金匯報規定指引》(證監會) Guidelines on Hedge Funds Reporting Requirements(SFC)
對沖基金 hedge fund
對角買賣 diagonal spread
對敲 bucketing
對盤 order matching
對盤前時段 pre-order matching period
對盤時段 order matching period
對賬 reconciliation
截止過戶日期 book close date (B/C date)
摘牌* delisting
杠桿比率 gearing ratio
杠桿市場 leveraged market
杠桿式外匯交易 / 買賣 leveraged foreign exchange trading
《杠桿式外匯買賣（財政資源）規則》 Leveraged Foreign Exchange Trading (Financial Resources) Rules
《杠桿式外匯買賣（造訪）規則》 Leveraged Foreign Exchange Trading (Calls) Rules
杠桿式外匯買賣介紹代理人 leveraged foreign exchange introducing agent
杠桿式外匯買賣商 leveraged foreign exchange trader
《杠桿式外匯買賣條例》 Leveraged Foreign Exchange Trading Ordinance
杠桿收購 leveraged buy-out (LBO)
杠桿效應 leverage
滯脹 disinflation; stagflation
熊市 bear market
熒幕 screen
瘋狂拋售 bear raid
盡職審查 due diligence
監事(中國內地) supervisor(Mainland China)
監事會(中國內地) supervisory committee(Mainland China)
監察主任 compliance officer
監管 regulation
《監管合作備忘錄》 Memorandum of Regulatory Cooperation (MORC)
監管制度 regulatory regime
監管套戥 regulatory arbitrage
監管機構 regulatory body
算術平均數(統計) arithmetic average; arithmetic mean(statistics)
管制法例 governing law
《 管理、監督及內部監控指引》(證監會) Management, Supervision and Internal Control Guideline(SFC)
管理費用 management fee
管理層收購 management buy-out (MBO)
管理層股東 management shareholder
精算師 actuary
綜合戶口 omnibus account / omnibus client account
綜合表 composite table
綜合風險 composite risk
綜合財務報表 consolidated financial statement
綜合買賣 composite trades
綜合盤 / 組合盤 combination order; combo order; composite order
維持前成交價但低于上一個差異價 zero-minus tick
維持前成交價但高于上一個差異價 zero-plus tick
維持按金(期貨) maintenance margin(futures)
網上交易 online trading
網上交易工作小組 On-line Trading Working Group
網上投資者資源中心(證監會) Electronic Investor Resources Centre (eIRC)(SFC)
網上認購新股服務 Internet Initial Public Offering (iIPO) service
網間連接器(電腦) gateway(computer)
緊急貸款者 lender of last resort
緊縮措施 austerity measures
蒙受風險的價值 value-at-risk
認可用戶 authorised user
認可行業資格 Recognised Industry Qualifications (RIQ)
認可存款基金 approved deposit fund
認可負債 ranking liabilities
認可值 admitted value
認可基金 authorised fund
認可資產凈值 net admissible assets
《認可機構披露財務資料的最佳執行指引》(金管局) Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA)
認沽期權 put option
認沽期權沽出者 put writer
認沽期權空倉 short put
認沽短倉 short put
認沽認購等價關系 relationship of put-call parity
認沽權證 put warrant
認股期權 share option
認股權證 warrant
認購 subscription
認購不足 undersubscribed; underbooked
認購期權 call option
認購期權沽出者 call writer
認購期權空倉 short call
認購短倉 short call
認購權證 call warrant
說明函件 explanatory statement
說明指引 interpretive guidelines
輕微違紀事件 / 行為 summary offence
遙距交易設施 remote trading access
遞延股 deferred share
遞延稅項 deferred tax
遠東交易所 The Far East Exchange
遠期月份 distant month; back month
遠期貨幣合約 currency forward
遠期權利 forward entitlement
酸性測試比率 acid-test ratio
銀行同業拆借市場 interbank market
銀行承兌匯票 banker's acceptance
銀行結匯體系 exchange surrender system
《銀行業條例》 Banking Ordinance
銀行對賬表 bank reconciliation statement
銀行確認書 bank confirmation
銀行融通額/融資額 banking facility
《銀行營運守則》(金管局) Code of Banking Practice(HKMA)
銀行證明文件 bank confirmation
銀團貸款 syndicated loan; syndicated lending
銀團融資 syndicated credit
駁腳經紀 runner
價內期權 in-the-money option
價外期權 out-of-the-money option
價位 spread
價位表 Spread Table
價位值 tick value
價值狀況 moneyness
價值穩定的貨幣 hard currency
價格發現 price discovery
增值 accretion; appreciation
增值服務 value-added service
增值稅 value added tax (VAT)
增售條款(包銷) greenshoe(underwriting)
增強自動對盤系統的市場接觸力 enhanced access to AMS
增強限價盤 enhanced limit order
增補/補充上市文件 supplementary/supplemental listing document??
審計師* auditor
審核委員會 Audit Committee
審核線索 audit trail
審裁科 Adjudication Division
審慎原則 principle of prudence
審閱 vetting
《寬免繳付若干牌照費用的指引》(證監會) Guidelines on Waivers of Certain Licensing Fees(SFC)
寬限期 grace period
廣域網絡 Wide Area Network
影子董事 shadow director
影響市場資料 market-sensitive information
影響股價資料 price-sensitive information
德國期貨及期權交易所 Deutsche Terminborse (DTB)
德意志聯邦銀行 Deutsche Bundesbank
征收印花稅運作程序 Operation Procedures for Stamp Duty Collection
征求建議書 request for proposal
征求意見稿 exposure draft
撇銷 write off
撥備 provision
撥款 appropriation
數碼資料傳送專線 Digital Data Feed (DDF)
數碼資訊服務 digital information service
數據傳送專線 data feed
暫收款 temporary receipts
暫定配額通知書 provisional letter of allotment
暫記賬 suspense account
暫停時段 blocking period
暫停辦理過戶登記手續 closure of books; closure of register
暫緩執行配對交收指示 hold matched SI
暫緩還款協議 standstill agreement
暫擱注冊(美國) shelf registration facility(US)
標準合約 standard contract
標準差 standard deviation
標準授權書 Model Authorisation Letter
標準組合風險分析 Standard Portfolio Analysis of Risk (SPAN)
標準普爾500綜合指數預托證券 Standard & Poor's Depository Receipt (SPDR)
標準普爾/香港交易所大型股指數 S&P/HKEx LargeCap
標準普爾/香港交易所小型股50指數 S&P/HKEx SmallCap 50
標準普爾/香港交易所中型股25指數 S&P/HKEx MidCap 25
標準普爾/香港交易所綜合指數 S&P/HKEx Composite
標準普爾/香港交易所創業板指數 S&P/HKEx GEM
標準普爾評級 Standard & Poor's Rating
標準登記服務 standard registration service
標準會計準則 standard accounting practice
模擬交易 mock trading
模擬系統 simulation system
歐式期權 European style option
歐洲日圓東京銀行同業拆息期貨 Euroyen Tibor Futures
歐洲可換股擔保債券 Euro-convertible guaranteed bond
歐洲貨幣債券 Eurobond
歐洲復興及開發銀行（即 世界銀行） European Bank of Reconstruction and Development (EBRD) (ie World Bank)
歐洲結算系統 Euroclear
歐洲結算銀行 Euroclear Bank
歐洲債券 Eurobond
歐洲經濟及貨幣聯盟 European Economic and Monetary Union (EMU)
歐洲證券交易商協會自動報價系統 European Association of Securities Dealers Automated Quotations (EASDAQ)
歐洲議會 European Parliament
歐羅 / 歐元 euro / Euro
盤 order; position
盤存 inventory
盤房 dealing room
盤紙 order form
稽核測試 audit test
線上交易 online trading
線上項目 above the line
線下項目 below the line
線路費 circuit fee
緩行注冊(美國) shelf registration facility(US)
蝶式買賣 butterfly spread
復式按金 spread margin
復式期權 spread option
復式盤 spread order
調息日 coupon-reset date
調息按揭 adjustable rate mortgage (ARM)
調整 adjustment
調整表 / 調整聲明 statement of adjustments
調整后有形資產凈值 adjusted net tangible assets
調整后資產凈值 adjusted net assets
調整持倉 position adjustment
調整基數 adjusted basis
諒解備忘錄 memorandum of understanding (MOU)
賠償委員會 Compensation Committee
賠償基金儲備賬 Compensation Fund Reserve Account
賣空 short selling
賣空空倉 open short position
賣空股份總額 short interest
賣空價規則 tick rule
賣空賣方 short seller
賣家(期權) writer(options)
賣價 offer price
賣盤 sell order
賣盤價 ask price; asked price
賬面值 book value
賬面記錄 book entry
賬面凈值 net book value
賬面過賬 book entry
賬齡分析 aging analysis of accounts
《適用于在互聯網上宣傳或銷售集體投資計劃的人士的指引》 Guidance Note for Persons Advertising or Offering Collective Investment Schemes on the Internet (CIS Internet Guidance Note)
《適當人選的準則》(證監會) The Fit and Proper Criteria(SFC)
遷冊 change of domicile
銷售收入 sales revenue
銷項增值稅 output VAT
餌盤 bait order
余額 balance
學術界諮詢委員會(證監會) Academic Advisory Committee(SFC)
學術評審諮詢委員會(證監會) Academic and Accreditation Advisory Committee (AAAC)(SFC)
憑證式股東 certificated shareholder
憑證式國庫券(中國內地) Certificate Treasury(Mainland China)
《操守準則》 Code of Conduct
操縱價格 price manipulation
擔保人 guarantor
擔保交易 guarantee transaction
擔保物* collateral; security
擔保計劃 Guarantee Scheme
擔保權益 security interest
整合 consolidation; integration
整批輸入交收指示 SI Batch File Service
整體持倉 overall position
機構交易員組合系統(澳洲) Portfolio System for Institutional Traders (POSIT)(Australia)
機構投資者 institutional investor
機構客戶 institutional client
機構計劃書(證監會) Corporate Plan(SFC)
機構風險 institutional risk
歷史成本 historical cost
歷史波幅 historical volatility
澳洲證券交易所 Australian Stock Exchange (ASX)
澳洲證券及投資監察委員會（澳洲證監會） Australian Securities and Investments Commission (ASIC)
獨立上市 separate listing
獨立非執行董事 independent non-executive director
獨立信托戶口 segregated trust account
獨立財務顧問 independent financial adviser
獨立調查局 Independent Investigation Board
獨立顧問 independent adviser
獨資經營者 sole proprietor
穆迪投資評級 Moody's Investment Grade
積欠款項 arrears
融通票據 accommodation bill
融資人 financier
融資租賃承擔 finance lease commitment
諮詢委員會(證監會) Advisory Committee(SFC)
輸入買賣盤時段 order input period
「輸入與核對分工」功能(中央結算系統) maker-checker facility(CCASS)
辦公室前線系統 front-office system
辦公室后勤/后勤運作系統 back-office system
遲報交易 late reported sales
選時交易 market timing
選擇性銷售方式 selective marketing basis
醒目卡 smart card
錯誤包容 fault tolerance
錯誤交易合約 mistraded contract
錯誤陳述 misstatement
隨意提增法 arbitrary scale up method
隨機分配 random assignment
靜態資訊 static information
頭寸 position
頭寸交易商(商品市場) position trader(commodity market)
頭盤 at-the-opening order
龍債券 dragon bond
償債能力風險 insolvency risk
償債基金 sinking fund
優先股 preference share; preferred share
優先普通股 preferred ordinary share
優先認購權 pre-emptive right
優質證券 seasoned securities
應付即日差額繳款 intra-day marks payment obligations
應付賬款 accounts payable
應用指引 Practice Note
應用研究基金 Applied Research Fund
應用程式界面 Application Programming Interface (API)
應收賬款 accounts receivable
應占股權 attributable equity interest
應計收益 accrued revenue
應計利息 accrued interest
應計制(會計) accrual basis(accounting)
應計費用 accrued expenses
應退增值稅 recoverable VAT
擬定開市價格 Calculated Opening Price (COP)
檔案傳送協定 file transfer protocol
檔案轉換 file transfer
檢討持牌法團財務規管制度工作小組 Working Group on Review of the Financial Regulatory Framework for Licensed Corporations
檢討證券及期貨市場規管架構運作專家小組 Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
《檢討證券及期貨市場規管架構運作專家小組報告書》 Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
營業日 business day
營業代表 sales representative
營運指令 working order
營運風險 operational risk
營運/營業租賃 operating lease
營運買賣盤 working order
營運資金 working capital
燭柱圖 candlestick chart
獲分配人士 assignee
獲配售人 placee
獲配發人 allottee
獲提名董事 proposed director
環球股本證券市場 Global Equity Market
環球債券 global bond
環球預托證券 global depository receipt (GDR)
環球銀行財務電信協會 Society for Worldwide Interbank Financial Telecommunications (SWIFT)
瞬像 / 瞬態(電腦) snapshot(computer)
總市值 total market capitalisation; aggregate market value
總按金價值 total margin value
總持倉限額 gross limit
總賬 general ledger
總額按金計算 gross margining
聯交所交易權 Stock Exchange Trading Right
聯交所交易權持有人 Holder of Stock Exchange Trading Right
聯交所期權結算所抵押品 SEOCH collateral
聯交所期權結算所參與者 SEOCH Participant
聯交所資訊服務熱線 SEHK Enquiry Hotline
聯名個人投資者戶口 Joint Individual Investor Account
聯合交易所賠償基金 Unified Exchange Compensation Fund
聯合受托人 co-trustee
聯邦基金 Federal funds
聯邦基金利率 Federal funds rate
聯邦結算系統 Fed wire; Fedwire; FedWire
聯邦儲備系統 Federal Reserve System
聯席保薦人 co-sponsor
聯席經辦人 co-manager
聯網 networking
聯線投資服務 on-line investment service
聯機界面聯系 on-line interface
聯營公司 associated company; associate company; associate
聯系人士 associate
聯系設施(電腦) gateway(computer)
聯系匯率 pegged exchange rate
聯系匯率制 pegged rate system
聯系證明書 / 信心保證書 comfort letter
聯屬公司 affiliated company; affiliate
聰明咭 smart card
臨時清盤人 provisional liquidator
臨時結算表 Provisional Clearing Statement (PCS)
薪酬利益 remuneration package
豁免 / 豁免規定 waiver
豁免上市地位 exempt listing status
豁免交易商 exempt trader
豁免自營買賣商 Exempt Principal Trader
豁免基金經理 Exempt Fund Manager
購回 / 購回股份 repurchase; share repurchase
購股權 share option
購買力平價 purchasing power parity (PPP)
避稅 tax avoidance
《邁進新紀元》(刊物) Positioning for a New Era(publication)
還本付息* redemption
還盤 counter order
鍋爐室 boiler room
隱藏交易額買賣盤 hidden-size order
點子 basis point
儲備 reserve
儲備基金 reserve fund
戴維森報告書（即 證券業檢討委員會報告書） Ian Hay Davison Report (ie Report of the Securities Review Committee)
瀆職行為 misconduct
瀏覽及挑選 browse and pick
簡便指南(自動對盤系統) Quick Reference Guide(AMS)
職工股(中國內地) employee share(Mainland China)
職能劃分制度 / 職能分管制度 Chinese Wall
《職業退休計劃條例》 Occupational Retirement Schemes Ordinance
職權范圍 terms of reference
藍籌股 blue chip
轉手紙 transfer deed; transfer form
轉倉 roll-over
轉配股(中國內地) individually held state and legal-person share; transfer right share(Mainland China)
轉撥 transfer
轉讓 assignment; transfer
轉讓人 assignor; transferor
鎖倉 locked position
雙重上市 / 雙邊上市 dual listing
雙重存檔制度；雙重呈報規定 dual filing
雙邊凈額結算 bilateral netting
雙邊價 two-way quote
離岸金融中心 offshore financial centre
離岸盈利重組 offshore profit regrouping
離岸基金 offshore fund
離岸調期 offshore swap
離差(統計) dispersion(statistics)
離場交易 off-floor trading; off-board trading
離場買賣盤 off-floor order
額外按金 additional margin
壞賬 bad debt
壞賬及呆賬撥備/備抵 provision for bad and doubtful debts;
allowance for bad and doubtful debts
繳入股本 paid-up capital; paid-in capital
繳足股本 fully paid-up capital
《2000年證券（保證金融資）（修訂）條例》 Securities (Margin Financing) (Amendment) Ordinance 2000
《證券（內幕交易）條例》 Securities (Insider Dealing) Ordinance
《證券（交易商、投資顧問、合伙及代表）規則》 Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules
《證券（披露權益）具報紀錄》 Securities (Disclosure of Interests) Notification History Reports
《證券（披露權益）具報摘要》(刊物) Securities (Disclosure of Interests) Notification Summaries(publication)
《證券（披露權益）條例》 Securities (Disclosure of Interests) Ordinance
《證券（結算所）條例》 Securities (Clearing Houses) Ordinance
《證券（證券借出）規則》 Securities (Stock Lending) Rules
《證券上市規則》（《香港聯合交易所有限公司證券上市規則》） Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited)
證券化 securitisation
證券及投資管理局(英國) Securities and Investment Board (SIB)(UK)
證券及衍生工具團體網絡 Securities and Derivatives Communication Network (SDNet)
《證券及期貨（在證券市場上市 ）規則》 Securities and Futures (Stock Market Listing) Rules
《證券及期貨（披露權益－免除 ）規例》 Securities and Futures (Disclosure of Interests - Exclusions) Regulation
《證券及期貨（披露權益－證券借貸）規則》 Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules
《證券及期貨（專業投資者）規則》 Securities and Futures (Professional Investor) Rules
《證券及期貨（結算所）條例》 Securities and Futures (Clearing Houses) Ordinance
《證券及期貨（認可對手方 ）規則》 Securities and Futures (Recognized Counterparty) Rules
《證券及期貨（賣空豁免及證券借出）規則》 Securities and Futures (Short Selling Exemption and Stock Lending) Rules
《證券及期貨（轉移職能予聯交所 ）令》 Securities and Futures (Transfer of Functions - Stock Exchange Company) Order
《證券及期貨（穩定價格）規則》 Securities and Futures (Price Stabilising) Rules
《證券及期貨中介機構業務調查》(證監會) Securities and Futures Intermediaries Activities Surveys(SFC)
《證券及期貨市場改革政策文件》 A Policy Paper on Securities and Futures Market Reform
證券及期貨事務上訴委員會 Securities and Futures Appeals Panel (SFAT)
《證券及期貨事務上訴委員會（費用）令》 Securities and Futures Appeals Panel (Fee) Order
《證券及期貨事務上訴委員會程序規則》 Securities and Futures Appeals Panel Proceedings Rules
證券及期貨事務上訴審裁處 Securities and Futures Appeals Tribunal
證券及期貨事務監察委員會（證監會） The Securities and Futures Commission (SFC)
《證券及期貨事務監察委員會（費用）規則》 Securities and Futures Commission (Fees) Rules
《證券及期貨事務監察委員會（周年報表）規則》 Securities and Futures Commission (Annual Returns) Rules
《證券及期貨事務監察委員會（職能移交）令》 Securities and Futures Commission (Transfer of Functions) Order
《證券及期貨事務監察委員會（征費）（證券）（修訂）令》 Securities and Futures Commission (Levy) (Securities) (Amendment) Order
《證券及期貨事務監察委員會（征費）規則》 Securities and Futures Commission (Levy) Rules
《證券及期貨事務監察委員會（征費）（期貨合約）令》 Securities and Futures Commission (Levy) (Futures Contracts) Order
《證券及期貨事務監察委員會條例》 Securities and Futures Commission Ordinance
《證券及期貨事務監察委員會注冊人操守準則》 Code of Conduct for Persons Registered with the Securities and Futures Commission
《證券及期貨條例》 Securities and Futures Ordinance
證券代號 stock code
《證券代號名錄》 List of Stock Codes
證券市場分析文憑深造課程 Diploma Course in Advanced Securities Market Analysis
證券市場資料研究、培訓及監察自動化系統 Securities Market Automated Research, Training & Surveillance System (SMARTS)
《證券市場導報》 Securities Market Herald (publication)
證券市場歷史研究計劃 Stock Market History Project
證券交易自動報價系統(中國內地) Securities Trading Automated Quotation System(STAQS)(Mainland China)
證券交易委員會(美國) Securities and Exchange Commission (SEC) (US)
《證券交易所合并條例》 Stock Exchanges Unification Ordinance
證券交易法(臺灣) Securities and Exchange Act(Taiwan)
證券交易紀錄(光碟) Trade Record (Equity)(CD Rom)
證券合伙商號 dealing partnership
證券批銷經紀 jobber
證券抵押品 securities collateral
證券的認可價值 admissible securities value
證券保證金融資 share margin financing
證券保證金融資人 securities margin financier
證券按貸財務提供者 share margin finance provider (SMFP)
證券借出人 securities lender
證券借貸協議書 securities borrowing and lending agreement (SBLA)
證券商 dealer
證券商代表 dealer's representative
證券商協會 Institute of Securities Dealers
證券商董事 dealing director
證券登記公司總會有限公司 Federation of Shares Registrars Limited
證券發售事宜工作小組 Securities Offering Issues sub-group
證券期貨市場發展工作小組 Securities and Futures Market Development Working Group
證券期貨局(臺灣) Securities and Futures Bureau(Taiwan)
證券匯集轉按 margin pooling
證券業培訓課程 Securities Training Programme
《證券業檢討委員會報告書》 Report of the Securities Review Committee
證券經紀考試 Securities Brokers Examination
證券經紀業營商環境工作小組 Working Group on the Business Environment of the Stockbroking Industry
證券經紀課程 Securities Brokers Course
證券經銷經紀 jobber
證券經銷經紀印花稅 jobber stamp duty
證券隔分 segregation of securities
證券賠償基金委員會(證監會) Securities Compensation Fund Committee(SFC)
《證監快訊》 SFC Alert
《證監會執法月報》 SFC Enforcement Reporter
《證監會強積金產品守則》 SFC Code on MPF Products
證監會雙重存檔事宜顧問小組 SFC Dual Filing Advisory Group
《關于建立無紙化證券市場的建議的諮詢文件》(證監會) Consultation Paper on Proposals for a Scripless Securities Market(SFC)
《關于律師及會計師提供附帶投資意見的指引》(證監會) Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC)
《關于注冊人在首次公開發售中利用互聯網收集證券認購申請的指引》(證監會) Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC)
關連人士 connected person
關連人士交易 related party transaction
關連交易 connected transaction
關稅及貿易總協定（關貿總協定） General Agreement on Tariffs and Trade (GATT)
競價市場 auction market
競價投標 auction
競價限價盤 at-auction limit order
競價盤 at-auction order
籌備董事會 Preparatory Board
議價交易 negotiated transaction
譴責 reprimand; censure
攤銷 amortisation
攤薄 dilution
權益列表 entitlement table
權益法(會計) equity method(accounting)
權益股本 equity capital; equity share capital
權益報表(中央結算系統) Entitlement Statement(CCASS)
權責發生制*(會計) accrual basis(accounting)
權衡報告制度 differential reporting
權證 warrant
贖回 redemption
贖回溢價(債券) call premium(bonds)
變現 realisation
變換交易(期權) conversion(options)
變價調整 variation adjustment
智能卡 smart card
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第 3 樓
A Decade of Challenge & Development(publication) 《十載挑戰與發展》(刊物)
A Policy Paper on Securities and Futures Market Reform 《證券及期貨市場改革政策文件》
abnormal item 非正常項目
about order 近價盤
above par 高于面值
above the line 線上項目
Academic Advisory Committee(SFC) 學術界諮詢委員會(證監會)
Academic and Accreditation Advisory Committee (AAAC) (SFC) 學術評審諮詢委員會(證監會)
accelerated depreciation 加速折舊
accept order 接價盤
acceptance 承兌
acceptance house 承兌行
accomodation bill 融通票據
Account Transfer Instruction (ATI) 戶口轉移指示
accountability 責任承擔；問責
accountants' report 會計師報告
accounting equation 會計程式
accounting period 會計期間
accounting practice 會計慣例；會計實務
Accounting Society of China (ASC) 中國會計學會
accounting standard 會計準則；會計標準
accounting treatment 會計處理方式
accounts payable 應付賬款
accounts receivable 應收賬款
accretion 增值
accrual basis(accounting) 應計制；權責發生制*(會計)
accrued expenses 應計費用
accrued interest 應計利息
accrued revenue 應計收益
accumulated depreciation 累計折舊；累積折舊
accumulated interest 累計利息；累積利息
accumulated profits 累計利潤；累積利潤
acid-test ratio 酸性測試比率
acquisition 收購
acquisition of shells 買殼
acting in concert 一致行動
active business pursuits(GEM) 活躍業務紀錄(創業板)
active market 交投活躍
actual market 現貨市場
actual price 現貨價
actual useful life 實際可用年期
actuary 精算師
ad valorem stamp duty 從價印花稅
add-on 附加利益；優惠
additional AMS terminal user 附加自動對盤終端機用家
additional margin 額外按金
Adjudication Division 審裁科
adjustable rate mortgage (ARM) 調息按揭
adjusted basis 調整基數
adjusted net assets 調整后資產凈值
adjusted net tangible assets 調整后有形資產凈值
adjustment 調整
administering bank 承辦銀行；經辦銀行
admissible securities value 證券的認可價值
admitted value 認可值
advance 墊款
advance booking form 排期申請表格
Advertising Guidelines for Collective Investment Schemes 《集合投資計劃的廣告宣傳指引》
Advertising Guidelines for Pooled Retirement Funds 《集資退休基金的廣告宣傳指引》
Advisory Committee(SFC) 諮詢委員會(證監會)
Advisory Specialist Group 專家諮詢小組
affiliate; affiliated company 聯屬公司
after market / aftermarket 二級市場
after-hours dealing 收市后交易
after-tax profits 稅后盈利；稅后利潤；稅后溢利
after-tax real rate of return 稅后實際回報率
afternoon session 午市
agency account 代理戶口；代客買賣戶口
Agency Share Transfer System (Mainland China) 代辦股份轉讓系統 (中國內地)
agency trade 經紀交易；代客買賣
agent 代理人
aggregate auction 集合競價
aggregate market value 總市值
aging analysis of accounts 賬齡分析
alert message 訊息提示
All Ordinaries Index (AOI) 所有普通股指數
all-or-none order 全部完成或放棄買賣盤
allotment 配發；股份配發
allottee 獲配發人
allowance(accounting) 備抵(會計)
allowance for bad and doubtful debts 壞賬及呆賬備抵
alpha coefficient alpha 系數
alternate 替任人
alternative investment 另類投資
Alternative Investment Market (AIM)(UK) 另項投資市場(英國)
amalgamation 合并
Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters 上市事宜諒解備忘錄補篇(重訂版)
American Chamber of Commerce (AMCHAM) 美國商會
American depository receipt (ADR) 美國預托證券
American Stock Exchange (AMEX) 美國證券交易所
American style option 美式期權
amortisation 攤銷
AMS order book 自動對盤系統未完成買賣盤紀錄
AMS Second Terminal 自動對盤系統第二終端機
annual accounts 年度賬目
annual general meeting (AGM) 股東周年大會
annual report 年報
Appeals Panel(SFC) 上訴委員會(證監會)
appetite for risk 風險容量
Application Programming Interface (API) 應用程式界面
Applied Research Fund 應用研究基金
appreciation 增值
appropriation 撥款
approved borrower 核準借入人
approved deposit fund 認可存款基金
approved lending agent 核準借出代理人
approved redeemable share 核準可贖回股份
arbitrage 套戥；套匯*；套利*
arbitrary scale up method 隨意提增法
arithmetic average; arithmetic mean (statistics) 算術平均數(統計)
arm's length transaction 公正交易
arrears 積欠款項；欠款
articles of association 組織章程；組織細則
ASEAN Free Trade Area (AFTA) 東盟自由貿易區
ASEAN Regional Forum 東盟地區論壇
Asia-Pacific Central Securities Depository Group (ACG) 亞太區中央證券存管處組織
Asia Pacific Economic Cooperation (APEC) 亞太經濟合作組織
Asia Pacific Loan Market Association 亞太貸款市場協會
Asia Pacific Regional Committee (APRC) of IOSCO 國際證監會組織亞太區委員會
Asian Development Bank (ADB) 亞洲開發銀行
Asian dollar bond 亞洲美元債券
Asian dollar market 亞洲美元市場
Asian Securities' Analysts Council (ASAC) 亞洲證券分析員公會
Asian Securities Analysts Federation 亞洲證券分析家協會
ask price; asked price 沽盤價；賣盤價
asset 資產
asset allocation 資產調配；資產調度
asset coverage 資產覆蓋率；資產保證
asset injection 注入資產
asset stripper 「拆骨專家」
asset stripping 拆賣資產；資產拆賣
asset swap 資產調換
asset-backed securities (ABS) 抵押證券；有資產支持的債務證券
assignee 受讓人；承讓人；獲分配人士
assignment 轉讓
assignment(options) 指定分配(期權)
assignor 轉讓人
assistant supervisor(GEM) 助理主管(創業板)
associate 聯系人士
associate; associate company; associated company 聯營公司
associated person 相聯人
Association Cambiste Internationale 國際外匯同業聯會
Association for Investment Management and Research (AIMR) 投資管理研究聯會
Association of Chartered Certified Accountants, The 特許公認會計師公會
Association of International Accountants, The 國際會計師公會
Association of National Numbering Agencies (ANNA) 國際編碼機構協會
Association of South-East Asian Nations (ASEAN) 東南亞國家協會（東協）
Association of Stockbrokers in Hong Kong (1891) 香港經紀協會（1891年）
at-auction limit order 競價限價盤
at-auction order 競價盤
at-best order 最佳價格盤
at-the-close order 收市盤；尾盤
at-the-money option 平價期權；等價期權
at-the-opening order 開市盤；頭盤
ATI Batch File Transfer 戶口轉移指示整批檔案傳送
attributable equity interest 應占股權
auction 競價投標
auction(= open outcry) 口頭競價(= 公開喊價)
auction market 競價市場
Audit Committee(SFC) 核數委員會(證監會)
Audit Committee 審核委員會
audit test 稽核測試
audit trail 審核線索；復核/追查根據
audited accounts 經審核賬目
auditor 核數師；審計師*
auditors' report 核數師報告
austerity measures 緊縮措施
Australian Securities and Investments Commission (ASIC) 澳洲證券及投資監察委員會（澳洲證監會）
Australian Stock Exchange (ASX) 澳洲證券交易所
authorised capital 法定股本
authorised clerk 出市員；出市代表
authorised fund 認可基金
authorised representative 授權代表
authorised user 認可用戶
automatched stock 自動配對股份
automated screen trading system (AST system) 自動熒幕交易系統
automatic exercise(options) 自動行使(期權)
Automatic Order Matching and Execution System (AMS) 自動對盤及成交系統（自動對盤系統）
Automatic Order Matching and Execution System / Second Generation（AMS/2） 第二代自動對盤及成交系統
（第二代自動對盤系統）
Automatic Order Matching and Execution System / Third Generation (AMS/3) 第三代自動對盤及成交系統
（第三代自動對盤系統）
average daily turnover 平均每日成交額
average value order 平均價盤
B/C date see book close date
Bear ELI see Bear Equity Linked Instrument
BESS see Brokers' Electronic Support Services
BFI see Brokers' Fidelity Insurance Scheme
BIS see Bank for International Settlements
BSS see Broker Supplied System
BTF see Block Trade Facility; Block Trading Facility
Bull ELI see Bull Equity Linked Instrument
back month; distant month 遠期月份
back office 后勤辦公室
back-office system 辦公室后勤系統；辦公室后勤運作系統
backdoor listing 借殼上市
backup interactive line 后備聯線通訊線路
bad debt 壞賬
bait order 餌盤
balance 結余；余額
balance of payments 國際收支平衡；國際收支差額
balance sheet 資產負債表
balance sheet date 年結日
balance sheet equation 資產負債表編制程式
balancing item 平衡項目
bank confirmation 銀行確認書；銀行證明文件
Bank for International Settlements (BIS) 國際結算銀行
Bank of England 英倫銀行
Bank of Japan 日本中央銀行
bank reconciliation statement 銀行對賬表
banker's acceptance 銀行承兌匯票
banking company 銀行
banking facility 銀行融通額；銀行融資額
Banking Ordinance 《銀行業條例》
banner barter transaction 以物易物的虛晃交易
bare trustee 被動受托人
barrier warrant 定界認股證
base day 基準日
base listing document??nbsp 基礎上市文件
Basel Agreement 巴塞爾協議
Basel Committee on Banking Supervision (Basel Committee) 巴塞爾銀行監管委員會 (巴塞爾委員會)
Basel Concordat 巴塞爾協定
basis point 點子；基點
basket of currencies 一籃子貨幣
basket warrant 一籃子權證；一籃子備兌證
batch settlement run 多批交收處理程序
Bear Equity Linked Instrument
(Bear ELI) 「看跌」股票掛鉤票據
bear market 熊市
bear position 空倉；空頭*
bear raid 瘋狂拋售
bearer securities 不記名證券
Bearer Treasury(Mainland China) 不記名式國庫券(中國內地)
below par 低于面值
below the line 線下項目
benchmark mortgage pool 按揭貸款基準組合
benchmark yield curve 基準收益率曲線
beneficial holder 實益持有人
beneficial interests 實益權益
beneficial owner 實益擁有人
beneficiary 受益人
benefits-in-kind 實物利益
best execution price 最佳成交價
Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA) 《認可機構披露財務資料的最佳執行指引》
(金管局)
best price 最佳價格
beta coefficient 「啤打」系數
beta test mode 反饋測試模式
bid price 買價；買盤價
bid-asked spread 買賣差價
bidder 買家
Big Bang(UK) 金融大改革(英國)
bilateral netting 雙邊凈額結算
bill of exchange 匯票
binomial option pricing model 「二項式」期權定價模式
Black-Scholes option pricing model 「柏力克－舒爾斯」期權定價模式
"black out" period 限制買賣期
blanket waiver 全面豁免；一般豁免
block order 大額買賣盤
block trade 大手交易；大宗交易*；大額交易
Block Trade Facility; Block Trading Facility (BTF) 大手交易機制；大手交易設施
blocking period 暫停時段
blue chip 藍籌股
board lot 手；買賣單位
board of directors 董事會
boiler room 鍋爐室
bond 債券
bonus issue 派送股份；派送紅股；紅股發行
bonus share 紅股
book building method 累計投標制
book close date (B/C date) 截止過戶日期
book closure period 停止過戶期間
book entry 賬面記錄；賬面過賬
book runner 配售經辦人
book value 賬面值
bought deal 全數包銷
branch certificate 分行證明書
breadth of the market 市場闊度
breakeven point 損益平衡點；打和點
bridging loan 過渡性貸款
Broker Activities Working Team 經紀活動工作小組
Broker Participant(CCASS Participants) 經紀參與者(中央結算系統參與者)
Broker Supplied System (BSS) 經紀自設系統
Broker's Representatives Course 經紀代表課程
Broker's Representatives Examination 經紀代表考試
Brokers' Accounting System 經紀會計系統
Brokers' Electronic Support Services (BESS) 經紀后勤辦公室支援服務
Brokers' Fidelity Insurance Committee 經紀忠誠保險計劃委員會
Brokers' Fidelity Insurance Scheme (BFI) 經紀忠誠保險計劃
brokerage 經紀傭金
brokerage house 經紀行
brought forward(accounting) 承前(會計)
browse and pick 瀏覽及挑選
bubble economy 泡沫經濟
bucketing 對敲
bulk registration service 大批登記服務
Bull Equity Linked Instrument
(Bull ELI) 「看漲」股票掛鉤票據
bull market 牛市
bull position 長倉；多頭*
Bulletin Board 交易議價板
business day 營業日
business registration certificate 商業登記證
butterfly spread 蝶式買賣
buy and hold strategy 囤倉策略
buy in 補購
buy order 買盤
buy-back(cf repurchase agreement) 回購
buy-out / buyout 收購
CAPI see China Association for the Promotion of Investment
CASIF see Chinese Association of Securities Investment Funds, The
CBO see Collateralised Bond Obligation
CBOE see Chicago Board Options Exchange
CBOT see Chicago Board of Trade
CBRC see China Banking Regulatory Commission
CCASS see Central Clearing and Settlement System
CCMS see Common Collateral Management System
CCP see Central Counterparty
CCSD see Conference of Central Securities Depositories
CDC see China Governmnet Securities Depository Trust & Clearing Co. Ltd.
CDR see China depository receipt
CEDEL see Centrale de Livraison de Valeurs Mobilieres(Europe)
CEPA see Closer Economic Partnership Arrangement
CFA see Corporate Finance Association
CFTC see Commodity Futures Trading Commission(US)
CGT see capital gains tax
CHATS see Clearing House Automated Transfer System
CHESS see Clearing House Electronic Subregister System(Australia)
CHIS see Computershare Hong Kong Investor Services Limited
CICPA see Chinese Institute of Certified Public Accountants
CIMA see Chartered Institute of Management Accountants
CIRC see China Insurance Regulatory Commission
CIS see collective investment schemes
CLO see Collateralised Loan Obligation
CME see Chicago Mercantile Exchange
CMU see Central Moneymarkets Unit(HKMA)
CNS see continuous net settlement
COD see cash on delivery
COP see Calculated Opening Price
CPI see Capital Protected Instrument
CPT see Continuous Professional Training
CSDCC see China Securities Depository and Clearing Corporation Limited
CSRC see China Securities Regulatory Commission
cabinet bid 微值入價；微值交易
cabinet trade 微值交易
Cadbury Committee(UK) 凱伯里委員會(英國)
Cadbury Report(UK) 凱伯里報告書(英國)
Calculated Opening Price (COP) 擬定開市價格
calendar spread(options) 跨期買賣(期權)
call market 短期同業拆放市場
call option 認購期權
call premium(bonds) 贖回溢價(債券)
call spread derivative warrant 跨價衍生權證
call warrant 認購權證；回購權證
call writer 認購期權沽出者
call-over 公開作價
cancelled share 注銷股份
candlestick chart 陰陽燭圖；燭柱圖
capital account 資本賬；資本項目*
capital adequacy 資本充裕程度
capital adequacy ratio 資本充裕/充足比率
capital adjustment 資本調整
capital appreciation 資本增值
capital expenditure 資本支出
capital formation 資本籌集；集資
capital gain 資本增值；資本增益
capital gains tax (CGT) 資本增值稅；資本增益稅
capital loss 資本虧損
capital market 資本市場
capital plus warrant 資本增值權證
capital preservation product 保本產品
Capital Protected Instrument (CPI) 保本證
capital reserve 資本儲備
capital value 資本值
capitalisation 資本化；市值
capitalisation issue 資本化發行；資金股本化
capitalisation of interest 利息資本化
carried forward(accounting) 結轉(會計)
carry trade 利差交易
cash alternative 現金選擇
cash client 現金客戶
cash commission rebate;
cash rebate 現金回傭
cash company 現金資產公司
cash flow 現金流向；現金周轉
cash flow statement 現金流動表
cash market 現貨市場
Cash Market Consultative Panel 現貨市場諮詢小組
cash marks 現金差額繳款
cash on delivery (COD) 貨銀對付；現金交收
cash prepayment service 款項預繳服務
cash price 現貨價
cash settled ELI 以現金折算的息股證
cash settlement 現金交收
"Caveat Emptor" (let the buyer beware) 「買者自負」原則
CCASS/3 新一代中央結算系統
CCASS Depository 中央結算系統證券存管處
CCASS Guarantee Fund 中央結算系統保證基金
CCASS Internet System 中央結算系統互聯網系統
CCASS Operational Procedures 《中央結算系統運作程序規則》
CCASS Participant & Designated Bank List 《中央結算系統參與者及指定銀行名錄》
CCASS Phone System 「結算通」電話系統
"cease and desist" order 「終止及停止」令
ceiling-floor agreement 上下限協議
censure 譴責；指責
Central Clearing and Settlement System (CCASS) 中央結算及交收系統（中央結算系統）
central counterparty (CCP) 中央結算對手
central depository 中央存管處
Central Moneymarkets Unit (CMU)(HKMA) 債務工具中央結算系統(金管局)
central nominee 中央代理人
central order book 中央買賣盤紀錄
central transaction log 中央交易紀錄
Centrale de Livraison de Valeurs Mobilieres (CEDEL)(Europe) 中央證券交收系統(歐洲)
centralised borrowing and lending system 中央股份借貸系統
certificate of incorporation 公司注冊證書
certificate replacement service 補發證書服務
Certificate Treasury(Mainland China) 憑證式國庫券(中國內地)
certificated shareholder 憑證式股東
chain principle 連鎖關系原則
Chamber of Hong Kong Listed Companies 香港上市公司商會
change of domicile 遷冊
change of year end 更改財政年度結算日期
charge 抵押；押記；收費
charging structure 收費結構
chartered financial analyst 特許財務分析員
Chartered Institute of Management Accountants (CIMA) 特許管理會計師公會
CHATS Payment Instruction 票據交換所自動轉賬系統付款指示
Chicago Board of Trade (CBOT) 芝加哥期貨交易所
Chicago Board Options Exchange (CBOE) 芝加哥期權交易所
Chicago Mercantile Exchange (CME) 芝加哥商品交易所
chief dealer 首席交易員
China Association for the Promotion of Investment (CAPI) 中國投資發展促進會
China Banking Regulatory Commission (CBRC) 中國銀行業監督管理委員會（中國銀監會）
China Beijing Equity Exchange 北京產權交易所
China depository receipt (CDR) 中國預托證券；中國存托憑證*
China Government Securities Depository Trust & Clearing Co. Ltd. (CDC) 中央國債登記結算有限責任公司(中央國債登記結算公司)
China Insurance Regulatory Commission (CIRC) 中國保險監督管理委員會（中國保監會）
China International Economic and Trade Arbitration Commission 中國國際經濟貿易仲裁委員會
China Securities Depository & Clearing Corporation Limited (CSDCC) 中國證券登記結算有限責任公司（中國結算公司）
China Securities Regulatory Commission (CSRC) 中國證券監督管理委員會（中國證監會）
China Securities Regulatory Commission Official Bulletin (publication) 《中國證券監督管理委員會公告》(刊物)
China Stock Markets Web 中國證券市場網頁
Chinese Association of Securities Investment Funds, The (CASIF) 中國證券業協會基金公會
Chinese Gold and Silver Exchange Society, The 金銀業貿易場
Chinese Institute of Certified Public Accountants (CICPA) 中國注冊會計師協會
Chinese News System 中文資訊系統
Chinese Wall 職能劃分制度；職能分管制度
churning 頻密交易
circuit breaker 跌停板措施；自動暫緩交易機制
circuit fee 線路費
Circular on Provision of Financial Information on the Internet - Licensing Requirements(SFC) 有關在互聯網上提供財經資訊的通告 - 發牌規定(證監會)
claim notice 索償通知
class action shareholder lawsuit 股東集體訴訟
claw back mechanism 回補機制
Clear Talk(publication) 《結算縱橫》(刊物)
clearing 結算；清算*
Clearing Agency Participant(CCASS Participants) 結算機構參與者(中央結算系統參與者)
clearing agreement 結算協議書
Clearing Consultative Panel 結算諮詢小組
clearing house 結算所
Clearing House Automated Transfer System (CHATS) 票據交換所自動轉賬系統
Clearing House Electronic Subregister System (CHESS)(Australia) 結算所電子附屬登記系統(澳洲)
Clearing Participant(options trading) 結算參與者(期權買賣)
clearing price 結算價；清算價*
client account 客戶戶口
Client Identity Rule(SFC) 客戶身分規則(證監會)
client margin 客戶按金
client server architecture 客戶伺服器結構
client's agreement 客戶協議書；客戶合約
close out 平倉；結清
closed-end fund 閉端式基金
Closer Economic Partnership Arrangement (CEPA) 更緊密經貿關系安排
closing buy(options) 平買入倉(期權)
closing contract 平倉合約
closing price 收市價；收盤價
closing sale(options) 平賣出倉(期權)
closing stock 期末存貨
closing transaction 平倉交易
closure of books; closure of register 暫停辦理過戶登記手續
cluster server 群集式伺服器
Coalition on Service Industry(Hong Kong General Chamber of Commerce) 服務業聯會(香港總商會)
Code of Banking Practice(HKMA) 《銀行營運守則》(金管局)
Code of Best Practice 《最佳應用守則》
Code of Conduct 《操守準則》
Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission 《證券及期貨事務監察委員會持牌人或注冊人操守準則》
Code of Conduct for Share Registrars (SFC) 《股份登記機構操守準則》(證監會)
Code of Conduct for Sponsors and Independent Financial Advisers 《保薦人及獨立財務顧問的操守準則》
Code of Conduct Regulations 《專業操守規例》
Code on Investment-linked Assurance Schemes 《與投資有關的人壽保險計劃守則》
Code on Pooled Retirement Funds 《集資退休基金守則》
Code on Real Estate Investment Trusts 《房地產投資信托基金守則》
Code on Share Repurchases 《公司購回本身股份守則》
（《股份購回守則》）
Code on Takeovers and Mergers 《公司收購及合并守則》
Code on Unit Trusts and Mutual Funds 《單位信托及互惠基金守則》
cold shoulder order 冷淡對待令
collateral 抵押品；擔保物*
collateral eligibility 抵押品資格
Collateralised Bond Obligation (CBO) 債券抵押證券
Collateralised Loan Obligation (CLO) 貸款抵押證券
collateralised warrant 有抵押權證
collective investment fund 集體投資基金
collective investment scheme (CIS) 集體投資計劃
Collector of Stamp Revenue 印花稅署署長
co-manager 聯席經辦人
combination order 綜合盤；組合盤
combined net tangible assets 合并有形資產凈值
combo order 綜合盤；組合盤
comfort letter 聯系證明書；信心保證書；資料印證工作函
commercial paper 商業票據
commission rebate 傭金回扣；回傭
Commissioner of Insurance 保險業監理專員
Committee of Payment System(HKMA) 支付系統小組委員會(金管局)
Committee on Unit Trusts(SFC) 單位信托委員會(證監會)
commodities dealer 商品交易商
Commodities Trading Ordinance 《商品交易條例》
Commodity Exchanges (Prohibition) Ordinance 《商品交易所（禁止經營）條例》
Commodity Futures Trading Commission (CFTC)(US) 商品期貨交易委員會(美國)
Common Collateral Management System (CCMS) 共同抵押品管理系統
common nominee 共用代理人
"common nominee" share certificate 「共用代理人」股票
Common Risk Management System 共同風險管理系統
communication status message line 通訊線路現況顯示行
Companies (Amendment) Bill 2003 《2003年公司(修訂)條例草案》
Companies (Summary Financial Reports of Listed Companies) Regulation 《公司(上市公司的財務摘要報告)規例》
Companies Registry 公司注冊處
Company Bulletin Board(UK) 公司交易板(英國)
Compensation Committee 賠償委員會
Compensation Fund Reserve Account 賠償基金儲備賬
compliance officer(GEM) 法規主任(創業板)
composite order 綜合盤；組合盤
composite risk 綜合風險
composite table 綜合表
composite trades 綜合買賣
Comptroller of the Currency(US) 美元總會計長(美國)
compulsory buy-in 強制補購
Compulsory Stock Borrowing and Lending Service in CCASS 中央結算系統強制證券借貸服務
Computershare Hong Kong Investor Services Limited (CHIS) 香港中央證券登記有限公司
concentrated position 集中持倉量
concentration risk 集中風險
concentration risk adjustment 集中風險調整
concept stock 概念股
conditional agreement 有條件協議
conditional cash offer 有條件現金收購；有條件現金要約
Conference of Central Securities Depositories (CCSD) 中央證券存管處國際會議
Conflict Committee 利益沖突事宜委員會
connected person 關連人士
connected transaction 關連交易
consideration 代價；約價*
consideration issue 代價發行
consideration share 代價股份
consolidated financial statement 綜合財務報表
consolidation 合并；整合
constitution 組織章程
construction-in-progress 在建工程
Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules 《建議就認可海外規則修訂〈證券及期貨(穩定價格)規則〉諮詢總結》
Consultation Conclusions on Proposals to Enhance the Regulation of Listing 《有關改善規管上市事宜的建議諮詢總結》
Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers 《有關對保薦人及獨立財務顧監管的諮詢總結》
Consultation Paper on a Proposed Operational Model for a Scripless Securities Market 《有關無紙化證券市場的建議運作模式的諮詢文件》
Consultation Paper on Proposals for a Scripless Securities Market 《關于建立無紙化證券市場的建議的諮詢文件》
Consultation Paper on Proposals to Enhance the Regulation of Listing 《有關改善規管上市事宜的建議諮詢文件》
Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures 《為便利股份或債權證要約而就《公司條例》提出的修訂建議諮詢文件》
Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges 《與證券服務有關的收費及費用的良好披露指引草擬本諮詢文件》
Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action On Behalf of a Company 《有關賦權證券及期貨事務監察委員會代表公司提出衍生訴訟的建議諮詢文件》
Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel 《有關建議加強監督核數師的公眾利益活動及成立財務匯報檢討委員會的諮詢文件》
Consultation Paper on the Regulation of On-Line Trading of Securities and Futures 《有關監管證券及期貨的網上交易諮詢文件》
Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers 《有關對保薦人及獨立財務顧問監管的諮詢文件》
Consultation Paper on the Regulatory Framework for Addressing Analyst Conflicts of Interest 《關于處理分析員利益沖突的監管架構的諮詢文件》
contested takeover 爭奪式收購
contingent liabilities 或然負債
contingent order(LSE) 附帶執行買賣盤(倫敦交易所)
contingent premium 或有保費
continuing connected transaction 持續關連交易
continuing obligation 持續責任
continuing operation 持續經營之業務
continuous auction 連續競價
continuous net settlement (CNS) 持續凈額交收
Continuous Professional Training (CPT) 持續專業培訓課程
contra broker 對手經紀
contract multiplier 合約乘數
contract note 成交單；成交單據；買賣單據
contract size 合約股數
contract specifications 合約規格
contract unit 合約單位
contracted price 立約成價
contractual mutual fund 合約互惠基金
contrarian 逆向投資者
contribution 供款
control account 統制賬戶
controller workstation 中央控制工作站
controlling interest 控股權益
controlling shareholder 控股股東；控權股東
conversion(options) 變換交易(期權)
conversion ratio 換股比率
convertible bond 可轉換債券；可換股債券
convertible note 可轉換票據；可換股票據
convertible redeemable note 可轉換可贖回票據；可換股可贖回票據
convertible securities 可轉換證券；可換股證券
Co-ordinating Committee on Market Structure Reform 市場架構改革統籌委員會
core earnings 核心盈利
cornering 挾倉
corporate accounting 集團會計
corporate actions service fee 代履行權責服務費
corporate communication 公司通訊
Corporate Exchange Participant 公司交易所參與者
Corporate Finance Adviser Code of Conduct (SFC) 《企業融資顧問操守準則》(證監會)
Corporate Finance Association, The (CFA) 企業融資協會
corporate governance 企業管治；公司治理*
Corporate Governance Action Plan for 2003 2003年企管行動綱領
Corporate Investor Account 公司投資者戶口
Corporate Plan(SFC) 機構計劃書(證監會)
corporate raider 企業狙擊手
Corporate Substantial Shareholders Notification 法團大股東具報書
co-sponsor 副保薦人(創業板)；聯席保薦人
cost effectiveness 成本效益
cost of carry 持權成本(期權)；持有成本
co-trustee 聯合受托人
counter order 還盤
counterparty 交易對手；對手方
counterparty risk 對手風險
coupon; coupon rate 票面息率；票面利率；券面利率
coupon-reset date 調息日
cover(ie close out a short position = buy in) 平倉
covered call(options) 備兌認購期權
covered option 備兌期權
covered short selling 有擔保的賣空交易
covered warrant 備兌權證
covered writing 沽出備兌期權
credit 信貸
credit control 信貸管制
credit limit 信貸額度*
credit rating 信貸評級；信用評級
credit risk 信貸風險
credit squeeze 信貸緊縮；收緊信貸
creditor 債權人
creeper 自由增購率
cross collateral 跨市場抵押品
cross currency trade 貨幣交叉盤買賣
cross listing 相互上市
cross margining 跨市場按金制度
cross-border listing 跨境上市
crossed market 對敲
crossed trade; cross trade; crossing 交叉買賣；交叉盤買賣
crossing system 交叉盤系統
crude oil futures 原油期貨
cumulative advance 累計墊款；累積墊款
currency basket 一籃子貨幣
currency board system 貨幣發行局制度；發鈔局制度
currency forward 遠期貨幣合約
currency futures 貨幣期貨
currency translation exposure 外幣折算風險
currency warrant 貨幣權證
current account 經常賬；往來賬
custodian 托管人；保管人
Custodian Participant(CCASS Participants) 托管商參與者(中央結算系統參與者)
DvP see delivery vs payment
DCASS see Derivatives Clearing and Settlement System
DCI see Direct Credit Instruction
DCP see Direct Clearing Participant
DDF see Digital Data Feed
DDI see Direct Debit Instruction
DMT see dual mode terminal
DNS see Depository and Common Nominee System
DTB see Deutsche Terminborse
DTC see deposit-taking company
DTC(US) see Depository Trust Company(US)
daily average funds netting efficiency 款項凈額結算每日平均效率
daily average settlement efficiency 每日平均交收效率
daily margin 每日按金
daily margin call 每日按金要求
Daily Movement Statement(clearing) 股份轉移日結單(結算)
Daily Trading Activity and Open Positions Summary Report(futures) 每日交易活動及持倉報告(期貨)
daily trading limit 每日價格上限
dark fibre 直駁光纖
data feed 數據傳送專線
day order 即日買賣盤；即日盤
day trade 即日買賣；「即日鮮」；即日平倉交易
day-end marks 收市差額繳款
de minimus (waiver) provision 最低豁免規定
deal ticket 買賣盤紙
dealer 證券商；交易商
dealer's representative 證券商代表
dealing director 證券商董事
dealing partnership 證券合伙商號
dealing practice 買賣慣例
dealing room 盤房
debenture 債券；債權證
debit 借額
debit balance 借方結余
debt chain 債務鏈
debt-for-equity swap 債轉股
debt market 債務市場
debt repayment 債務償還
debt securities 債務證券；債券
debt-to-equity ratio 負債比率
debtor 債務人
Declaration and Undertaking with regard to Directors 《董事的聲明及承諾》
dedicated line 專用線路
deemed VAT 設定增值稅
deep-in-the-money option 極價內期權
deep-out-of-the-money option 極價外期權
default 失責；未能履行責任
default recovery contribution 失責追收供款
defaulter 失責人士
defective securities 問題證券
defence document??nbsp 反收購文件
deferred share 遞延股
deferred tax 遞延稅項
deflation 通貨緊縮；通縮
delayed data 延時資訊；非即時數據
delineation of activities 業務劃分
delisting 除牌；退市；摘牌*
delivery 交付
delivery vs payment (DvP) 貨銀兩訖；貨銀同步交收；
貨銀對付方式交收
delta(options) 對沖值(期權)
delta hedge delta 式對沖；無風險對沖
delta neutral delta 零值
dematerialisation of share certificate 非實物化
demutualisation 股份化；股份制；將會員制轉為股份制
denominated in (DM) 以（馬克）計值；以（馬克）為計價貨幣；以（馬克）為單位
Deposit-Taking Companies Association, The 存款公司公會
deposit-taking company (DTC) 接受存款公司
Depository and Common Nominee System (DNS) 存管處及共用代理人系統
depository nominee 存管代理人
depository receipt 預托證券
Depository Trust Company (DTC)(US) 美國存管信托公司
depreciation 折舊；貶值
deregulation 放寬管制
deregulation of interest rates 放寬利率管制
derivative action 衍生訴訟
derivative warrant 衍生權證
derivatives 衍生產品；衍生工具
Derivatives Clearing and Settlement System(DCASS) 衍生產品結算及交收系統
derivatives market 衍生產品市場；衍生工具市場
Derivatives Market Consultative Panel 衍生產品市場諮詢小組
designated bank 指定銀行
Designated Compliance Officer 專責監察主任
designated deposit 委托存款*
designated securities 指定證券
Deutsche Bundesbank 德意志聯邦銀行
Deutsche Terminborse (DTB) 德國期貨及期權交易所
diagonal spread 對角買賣
differential reporting 權衡報告制度
Digital Data Feed (DDF) 數碼資料傳送專線
digital information service 數碼資訊服務
dilution 攤??；稀釋*
Diploma Course in Advanced Securities Market Analysis 證券市場分析文憑深造課程
Diploma Course in Derivatives and Risk Management 衍生產品及風險管理文憑課程
direct business; direct business transaction 兩邊客交易；直接成交
direct clearing 直接結算
Direct Clearing Participant (DCP) 直接結算參與者
Direct Credit Instruction (DCI) 直接存款/存賬指示
Direct Debit Instruction (DDI) 直接扣款/扣賬指示
direct stock admission(CCASS) 直接納入中央結算系統的新股
Director's / Chief Executive's Notifications 董事/行政總裁具報書
directors' fee 董事袍金
directors' remuneration 董事酬金
directors' report 董事會報告
Disciplinary Appeals Committee 紀律上訴委員會
Disciplinary Casebook 《紀律案例》
Disciplinary Committee 紀律委員會
disciplinary power 紀律處分權力
disciplinary procedures 紀律程序
disclaimer 免責聲明；否定聲明；無責任聲明
discloseable transaction 須予披露的交易
disclosure 披露；公開；披露事項；資料披露
disclosure-based 以披露為本；以信息披露為重
disclosure of interests 披露權益；公開權益
discontinued operations 已終止經營之業務
discount 低水(期貨)；折讓；貼現
discount broker 折讓經紀；折扣經紀；減傭經紀；低收費經紀
discount rate 貼現率；扣減率
discount window 貼現窗
discounted cash flow 現金流量折現 / 貼現法
discretionary account 全權代客買賣賬戶；全權委托戶口
discretionary bonus payment 酌情支付的花紅
discretionary manager 全權管理人
discretionary order 全權委托盤
discretionary power 酌情權
discretionary trust 全權信托
disinflation 滯脹；反通貨膨脹
disinterested shareholder 沒有利益關系的股東
disintermediation 非中介化；排媒現象
dispersion(statistics) 離差(統計)
disqualification order 吊銷資格令
distant month; back month 遠期月份
distributable profit 可分派溢利
distribution 分銷；分派
distribution in specie 實物分派
dividend and debt securities interest collection service fee 代收股息/債券利息服務費
dividend in specie 以股代息
dividend warrant 股息單
dividend yield 股息率
document??tion risk 文件風險
domestic share(Mainland China) 內資股(中國內地)
dormant company 已停業公司；不活躍公司
Dow Jones Industrial Average 道瓊斯工業平均指數
Dow Jones Industrial Average Futures and Options 道瓊斯工業平均指數期貨及期權
download 下載；收錄
downtick 低于最佳賣盤價；低于最好沽盤價
dragon bond 龍債券
dual filing 雙重存檔制度；雙重呈報規定
dual listing 雙重上市；雙邊上市；相互上市
dual mode terminal (DMT) 兩用畫面終端機
due diligence 盡職審查；仔細審查；仔細審核
dynamic hedging 動態對沖
E day see exercise day
EAOSEF see East Asian and Oceanian Stock Exchanges Federation
EAS price see estimated average settlement price
EASDAQ see European Association of Securities Dealers Automated Quotations
EBRD see European Bank of Reconstruction and Development
ECN see electronic communications network
EDGAR see Electronic Data Gathering, Analysis and Retrieval(US)
EERI see Effective Exchange Rate Index for the Hong Kong Dollar
EFIL see Exchange Fund Investment Limited
EFN see Exchange Fund Note
EGM see extraordinary general meeting
EIPO see Electronic Initial Public Offering service
eIRC see Electronic Investor Resources Centre(SFC)
ELI see Equity Linked Instrument
ELN see equity linked note
EMSIS see Electronic Mailing Stock Information Service
EMU see European Economic and Monetary Union
EPI see Electronic Payment Instruction
EPS see earnings per share
early buy-in 提早補購
early warning system 預警系統
earnings per share (EPS) 每股盈利
East Asian and Oceanian Stock Exchanges Federation (EAOSEF) 東亞及大洋洲證券交易所聯會
Economic Development and Labour Bureau 經濟發展及勞工局
Effective Exchange Rate Index for the Hong Kong Dollar (EERI) 港匯指數；港元實際匯兌指數
e-FRRR system 電子化財政資源規則報表系統
Electronic Application Instruction for New Issue Shares 電子認購新股指示
electronic communications network (ECN) 電子通訊網絡
Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US) 「電子數據收集、分析及檢索」系統(美國)
Electronic Initial Public Offering service (EIPO) 電子認購首次公開招股服務
Electronic Investor Resources Centre (eIRC)(SFC) 網上投資者資源中心(證監會)
Electronic Mailing Stock Information Service (EMSIS) 電子傳遞證券資訊服務
electronic money settlement fee 電子款項交收費
Electronic Money Settlement Services 電子款項交收服務
Electronic Payment Instruction (EPI) 電子收付款指示
electronic trading 電子交易
eligible securities 合資格證券
Eligible Supervisor 合資格主管
e-mail 電子郵件；電子郵遞；電郵
E-mail and Group Paging Services 經紀電子郵遞及集體傳呼服務
emerging market 新興市場
employee share(Mainland China) 職工股(中國內地)
employer trustee 資方信托人
encumbrances 產權負擔
end user 最終用戶；最終使用者
End-of-day Trade Data File Transfer Service 收市后資料傳送服務
enhanced access to AMS 增強自動對盤系統的市場接觸力
enhanced digital datafeed 提升數碼資料輸送專線
enhanced limit order 增強限價盤
Enhanced Special Stock Trading Method 改良特別股份交易方法
enlarged share capital 經擴大股本
Enquire Announcement Information(CCASS) 查詢公布資料(中央結算系統)
Enquire Reported Lost Certificate(CCASS) 「查詢報失股票資料」功能(中央結算系統)
Enquire Unmatched SI Reason(CCASS) 查詢交收指示未獲配對原因(中央結算系統)
Enterprise Information Database 企業資訊資料庫
Entitlement Statement(CCASS) 權益報表(中央結算系統)
entitlement table 權益列表
entry price 入市價
equilibrium price 均衡價格；平衡價格
equity base 股本基數
equity capital; equity share capital 權益股本
equity interest 股東權益；股權
Equity Linked Instrument (ELI) 股票掛鉤票據
equity linked note (ELN) 與股票掛鉤票據；高息票據
equity method(accounting) 權益法(會計)
equity option 股票期權
equity securities 股本證券
equity warrant 股本權證
estimated average settlement price(EAS price) 預計平均結算價
estimated capital value 預計資本值
estimated useful life 估計使用年期
e-Submission system 電子呈交系統
Ethics in Practice - A Practical Guide for Financial Practitioners 《財經有道 - - - 證券、期貨及投資界專業道德實務指引》
euro / Euro 歐羅；歐元
Eurobond 歐洲債券；歐洲貨幣債券
Euroclear 歐洲結算系統
Euroclear Bank 歐洲結算銀行
Euro-convertible guaranteed bond 歐洲可換股擔保債券
European Association of Securities Dealers Automated Quotations (EASDAQ) 歐洲證券交易商協會自動報價系統
European Bank of Reconstruction and Development (EBRD) (ie World Bank) 歐洲復興及開發銀行（即 世界銀行）
European Economic and Monetary Union (EMU) 歐洲經濟及貨幣聯盟
European Parliament 歐洲議會
European style option 歐式期權
Euroyen Tibor Futures 歐洲日圓東京銀行同業拆息期貨
ex unadjusted close 除凈日未經調整之收市價
exceptional item 特殊項目
exchange control 外匯管制
Exchange Fund Bill 外匯基金票據
Exchange Fund Investment Limited (EFIL) 外匯基金投資有限公司
Exchange Fund Note (EFN) 外匯基金債券
Exchange Fund Ordinance 《外匯基金條例》
Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited) 《證券上市規則》（《香港聯合交易所有限公司證券上市規則》）
exchange loss 匯兌損失
exchange of information 信息交流
Exchange Participant 交易所參與者
Exchange Participant Certificate 交易所參與者證明書
Exchange Participants' Market Shares Report 《交易所參與者市場占有率報告》
exchange quota 匯兌限額
exchange surrender system 銀行結匯體系
Exchange Traded Fund 交易所買賣基金；「組合股」
exchange traded option 交易所買賣之期權；場內買賣期權
exchange traded product 場內交易產品
Exchanges and Clearing Houses (Merger) Ordinance 《交易所及結算所（合并）條例》
Exchanges (Special Levy) Ordinance 《交易所（特別征費）條例》
ex-date 除凈日
ex-dividend basis 除息基準
execution facilities 交易設施
Executive Committee 常務委員會
executive director 執行董事
Exempt Fund Manager 豁免基金經理
exempt listing status 豁免上市地位
Exempt Principal Trader 豁免自營買賣商
exempt trader 豁免交易商
exercise 行使
exercise day (E day) 行使日
exercise period 行使期；行使時限
exercise price 行使價
exercise price interval 行使價間距
exercise style 行使方式
exit price 平倉價
exotic warrant 非標準型認股證；特種認股證
exotic warrant information(Teletext) 特種備兌證資訊(大利市)
expedited registration service 特快過戶登記服務
Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 檢討證券及期貨市場規管架構運作專家小組
expiration date 到期日
expiry date 到期日
expiry month 到期月份
explanatory memorandum 注釋備忘錄
explanatory statement 說明函件
exponentially-weighted moving average 指數加權移動平均方法
exposure draft 征求意見稿
exposure management 風險管理
Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report 《企業管治常規守則及企業管治報告征求意見草擬本》
ex-rights 除權
external auditor 外聘核數師；外部核數師
extraordinary general meeting (EGM) 股東特別大會
extraordinary item 非經常項目
extreme move covered fraction 極端波動覆蓋分數
extreme move multiplier 極端波動乘數
Fannie Mae see Federal National Mortgage Association
FATF see Financial Action Task Force
FIFO see First in, first out
FOK see Fill-or-Kill
FOMC see Federal Open Market Committee
FRCD see floating rate certificate of deposit
FRN see floating rate note
FRR see Financial Resources Rules
FSA see Financial Services Authority(UK)
face value 面值
Fact Book 《股市資料》
Fact Sheet 《股市資料》
fair market value 公平市值
false market 虛假市場；假市
Far East Exchange, The 遠東交易所
fast market 速動市場
fault tolerance 錯誤包容；故障包容
favourable variance; favourable difference 順差
feasibility study 可行性研究
Fed wire / Fedwire / FedWire 聯邦結算系統
Federal funds 聯邦基金
Federal funds rate 聯邦基金利率
Federal National Mortgage Association (Fannie Mae) 美國聯邦國家房屋貸款協會（房利美）
Federal Open Market Committee (FOMC) 美國聯邦公開市場委員會
Federal Reserve System 聯邦儲備系統
Federation of Shares Registrars Limited 證券登記公司總會有限公司
fellow subsidiary 同系附屬公司；同集團附屬公司
Fidelity Fund 互?；?br>fiduciary 受信人；受托人
fiduciary duty 誠信責任；受信責任
file backup-restore macro 后備資料復原軟件
file transfer 檔案轉換；資料傳送
file transfer protocol 檔案傳送協定
Fill-or-Kill (FOK) 全額或取消；全數執行或立刻取消；全數配對否則取消
Final Clearing Statement(CCASS) 最后結算表(中央結算系統)
final review hearing 最后復核聆訊
Final Settlement Price 最后結算價
Final Settlement Run 最后一輪交收處理程序
Finance Bureau 庫務局
finance lease commitment 融資租賃承擔
financial accommodation 財務通融
Financial Action Task Force (FATF) 金融行動專責委員會
financial adviser 財務顧問
financial bond 金融債*
financial conglomerate 財資企業集團
Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA) 《本地注冊認可機構披露財務資料》(金管局)
financial exposure 財務風險
financial futures 金融期貨
financial institution 金融機構
financial instrument 金融工具
financial integrity 財政健全
financial intermediary 金融中介機構/團體
financial intermediation 金融中介現象
financial lease 財務租賃；金融租賃*
financial market 金融市場
Financial Market Development Task Force, The 財經市場發展專責小組
financial regulation 財務監管
financial reporting 財務申報
Financial Resources Rules (FRR) 《財政資源規則》
financial results 財務業績
financial risk 財務風險
Financial Secretary 財政司司長
Financial Services Act(UK) 《金融服務法令》(英國)
Financial Services Authority (FSA)(UK) 英國金融業管理局
Financial Services and the Treasury Bureau 財經事務及庫務局
financial shareholder 財政股東
Financial Supervisory Commission(Taiwan) 金融監督管理委員會（金管會）(臺灣)
financial year 財政年度
financier 融資人
FinNet 金融服務網絡
firm bid and ask quotations 作實買賣價
firm commitment(underwriting) 堅定承諾(包銷)
firm order 公司盤
firm order 實盤
firm position 公司倉；行倉
first in, first out (FIFO) 先進先出
First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters 上市事宜諒解備忘錄補篇(附件一)
Fit and Proper Criteria, The(SFC) 《適當人選的準則》(證監會)
fixed-rate mortgage 定息按揭
floating rate certificate of deposit (FRCD) 浮息存款證
floating rate note (FRN) 浮息票據
floor trader 出市代表；出市員
flotation 掛牌買賣；上市
force majeure 不可抗力
forced buy-in 強制補購
forced liquidation 斬倉
foreign exchange exposure 外匯風險
foreign share(Mainland China) 外資股(中國內地)
forex option 外匯期權
forex swap 外匯掉期
Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float 買賣因公眾持股量不足而停牌證券的申報表
forward entitlement 遠期權利
frame relay trading network 幀中繼交易網；訊框傳送交易網絡
free convertibility 自由兌換
free float 公眾持股量
Free Text Area(Teletext) 新聞欄(大利市機股份頁)
fringe market 外圍市場
front running 行頭盤；扒頭交易
front-end load 首次認購費
front-month 即月
front-office system 辦公室前線系統
FTSE 富時指數有限公司 (原金融時報指數)
FTSE/Hang Seng Asian sector Indexes 恒生/富時亞洲分類指數
FTSE/Hang Seng Asiatop Index 恒生/富時亞洲大企業指數
FTSE/Hang Seng Indexes 恒生/富時指數系列
FTSE/Xinhua China 25 Index 新華富時中國25指數
full disclosure 全面披露
fully diluted earnings per share 全面攤薄每股盈利
fully paid-up capital 繳足股本
fund accounting approach 資金會計法
fund balancing 資金平衡
fund flow 資金流向
fund manager 基金經理
Fund Manager Code of Conduct(SFC) 《基金經理操守準則》(證監會)
fund statement 資金表
fund unit holder 基金份額持有人*
fund utilisation 資金運用
Futures Compensation Fund 期貨賠償基金
Futures Compensation Fund Committee(SFC) 期貨賠償基金委員會(證監會)
GAAP see Generally Accepted Accounting Principles
GATT see General Agreement on Tariffs and Trade
GCP see General Clearing Participant
GDP see gross domestic product
GDR see global depository receipt
GEI see Growth Enterprise Index
GEM see Growth Enterprise Market
GNP see gross national product
GTC see good-till-cancelled order
GTD see good-till-date order
GTSM see GreTai Securities Market(Taiwan)
gateway(computer) 聯系設施；網間連接器(電腦)
gearing ratio 杠桿比率；資本負債比率
GEM Investor Guide 《創業板投資者指南》
GEM Listing Committee 創業板上市委員會
GEM Listing Rules (Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited) 《創業板上市規則》（《香港聯合交易所有限公司創業板證券上市規則》）
General Advisory and Support Working Team 一般諮詢及支援工作小組
General Agreement on Tariffs and Trade (GATT) 關稅及貿易總協定（關貿總協定）
General Clearing Participant (GCP) 全面結算參與者
general ledger 總賬
general mandate 一般性授權
general offer 全面收購建議
General Rules of CCASS 《中央結算系統一般規則》
Generally Accepted Accounting Principles (GAAP) 《公認會計原則》
gilt-edged securities 金邊證券
give-up(options) 過戶(期權)
global bond 環球債券
global depository receipt (GDR) 環球預托證券
Global Equity Market 環球股本證券市場
Globex 全球期貨交易系統
going concern(accounting) 持續經營(會計)
good for delivery 合格交付
good-for-day order 即日有效買賣盤
good-till-cancelled order (GTC) 取消前有效買賣盤；無時限盤
good-till-date order (GTD) 到期前有效買賣盤
goods-in-transit 付運中貨品
goodwill 商譽
governing law 管制法例
government bond 政府債券；國債*
grace period 寬限期
greenshoe(underwriting) 增售條款(包銷)
GreTai Securities Market (GTSM)(Taiwan) 中華民國證券柜臺買賣中心(臺灣)
gross domestic product (GDP) 本地生產總值；國內生產總值
gross margining 總額按金計算
gross national product (GNP) 國民生產總值
Growth Enterprise Index (GEI) 創業板指數
Growth Enterprise Market (GEM) 創業板
Guarantee Fund 保證基金
Guarantee Scheme 擔保計劃
guarantee transaction 擔保交易
guaranteed unit trust 保本信托基金
guarantor 擔保人；保證人
Guidance Note 指引摘要
Guidance Note Continuous Professional Training 《持牌人進行持續培訓的指引》
Guidance Note for Persons Advertising or Offering Collective Investment Scheme on the Internet (CIS Internet Guidance Note) 《適用于在互聯網上宣傳或銷售集體投資計劃的人士的指引》《集體投資計劃互聯網指引》
Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC) 《有關申報賣空活動及備存證券借出紀錄規定的指引》(證監會)
Guidance Note on Competence 《持牌人勝任能力的指引》
Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC) 《關于律師及會計師提供附帶投資意見的指引》(證監會)
Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC) 《有關電子交易條例內適用于成交單據的規定的指引》(證監會)
Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC) 《持倉限額及大額未平倉合約的申報規定指引》(證監會)
Guide for Directors of Listed Companies 《上市公司董事指引》
Guide on disclosure of price-sensitive information 《股價敏感資料披露指引》
Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA) 《本地注冊認可機構的企業管治指引》(金管局)
Guideline on Role of the Receiving Bank in New Share Issues(HKMA) 《收款銀行在新股發行中扮演的角色指引》(金管局)
Guidelines for Electronic Public Offerings(SFC) 《電子公開發售指引》(證監會)
Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC) 《關于注冊人在首次公開發售中利用互聯網收集證券認購申請的指引》(證監會)
Guidelines on Hedge Funds Reporting Requirements(SFC) 《對沖基金匯報規定指引》(證監會)
Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China) 《境內企業申請到香港創業板上市審批與監管指引》(中國內地)
Guidelines on Waivers of Certain Licensing Fees(SFC) 《寬免繳付若干牌照費用的指引》(證監會)
HIBOR see Hong Kong Interbank Offered Rate
HKAOB see Hong Kong Association of Online Brokers, The
HKATS see Hong Kong Futures Automated Trading System
HKCC see HKFE Clearing Corporation Limited
HKEx see Hong Kong Exchanges and Clearing Limited
HKFE see Hong Kong Futures Exchange Limited
HKICPA see Hong Kong Institute of Certified Public Accountants
HKICS see Hong Kong Institute of Company Secretaries, The
HKIFA see Hong Kong Investment Funds Association
HKII see Hong Kong Institute of Investors
HKIMR see Hong Kong Institute for Monetary Research
HKMA see Hong Kong Monetary Authority
HKSCC see Hong Kong Securities Clearing Company Limited
HKSIR see Hong Kong Standards on Investment Circular Reporting Engagements
HS100 see Hang Seng 100
HSAI see Hang Seng Asia Index
HSCCI see Hang Seng China-Affiliated Corporations Index
HSCEI see Hang Seng China Enterprises Index
HSCI see Hang Seng Composite Index
HSHKCI see Hang Seng Hong Kong Composite Index
HSHKLI see Hang Seng HK LargeCap Index
HSHKMI see Hang Seng HK MidCap Index
HSHKSI see Hang Seng HK SmallCap Index
HSI see Hang Seng Index
HSITI see Hang Seng IT Index
HSITP see Hang Seng IT Portfolio Index
HSLRI see Hang Seng London Reference Index
HSMLCI see Hang Seng Mainland Composite Index
HSMLFI see Hang Seng Mainland Freefloat Index
haircut 折扣；減省
Handbook on Disciplinary Proceedings 《紀律處分程序手冊》
Hang Seng 100 (HS100) 恒生100
Hang Seng Asia Index (HSAI) 恒生亞洲指數
Hang Seng China-Affiliated CorporationsIndex (HSCCI) 恒生香港中資企業指數（中資企業指數）
Hang Seng China Enterprises Index (HSCEI) 恒生中國企業指數（恒生國企指數）
Hang Seng Composite Index (HSCI) 恒生綜合指數
Hang Seng Freefloat 50 恒生流通50
Hang Seng Freefloat Composite Index (HSFCI) 恒生流通綜合指數
Hang Seng Freefloat HK 25 恒生流通香港25
Hang Seng Freefloat Mainland 25 恒生流通中國內地25
Hang Seng HK Freefloat Index (HSHKFI) 恒生香港流通指數
Hang Seng HK LargeCap Index (HSHKLI) 恒生香港大型股指數
Hang Seng HK MidCap Index (HSHKMI) 恒生香港中型股指數
Hang Seng HK SmallCap Index (HSHKSI) 恒生香港小型股指數
Hang Seng Hong Kong Composite Index(HSHKCI) 恒生香港綜合指數
Hang Seng Index (HSI) 恒生指數
Hang Seng Index Futures 恒指期貨
Hang Seng Index Options 恒指期權
Hang Seng IT Index (HSITI) 恒生資訊科技指數
Hang Seng IT Portfolio Index (HSITP) 恒生資訊科技組合指數
Hang Seng London Reference Index (HSLRI) 恒生倫敦參考指數
Hang Seng Mainland Composite Index(HSMLCI) 恒生中國內地綜合指數
Hang Seng Mainland Freefloat Index(HSMLFI) 恒生中國內地流通指數
hard currency 硬貨幣；價值穩定的貨幣
hawking of securities 兜售證券
heavy trading 交投暢旺
hedge fund 對沖基金
hedging 對沖
hedging ratio 對沖比率
Heritage Foundation, The(US) 傳統基金會(美國)
HIBOR Futures Market Update 《港元利率期貨市場通訊》
HIBOR Futures Strip 港元利率期貨迭期
hidden-size order 隱藏交易額買賣盤
high leveraged investment 高杠桿效應的投資
historical cost 歷史成本
historical volatility 歷史波幅
HKEx (China) Limited 香港交易所(中國)有限公司
HKEx Information Services Limited 香港交易所資訊服務有限公司
HKEx Share Information Board 香港交易所股份資訊板
HKFE Clearing Corporation Limited (HKCC) 香港期貨結算有限公司
HKSCC Nominees Limited 香港中央結算（代理人）有限公司
hold matched SI 暫緩執行配對交收指示
Holder of Stock Exchange Trading Right 聯交所交易權持有人
holding company 控股公司；母公司
hong 行
Hong Kong Association of Banks 香港銀行公會
Hong Kong Association of Financial Advisors 香港財務顧問學會
Hong Kong Association of Online Brokers,The (HKAOB) 香港網上經紀協會
Hong Kong Capital Markets Association 香港資本市場公會
Hong Kong Chinese Enterprises Association 香港中國企業協會
Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication) 《香港公司收購、合并及股份購回守則》(刊物)
Hong Kong Exchanges and Clearing Limited (HKEx) 香港交易及結算所有限公司（香港交易所）
Hong Kong Exchanges and Clearing Limited Beijing Representative Office 香港交易及結算所有限公司北京代表處
Hong Kong Financial Markets Association 香港財資市場公會
Hong Kong Financial Markets Development Limited 香港金融市場發展有限公司
Hong Kong Futures Automated Trading System (HKATS) HKATS電子交易系統
Hong Kong Futures Exchange Limited (HKFE) 香港期貨交易所有限公司（期交所）
Hong Kong General Chamber of Commerce, The 香港總商會
Hong Kong Institute for Monetary Research (HKIMR) 香港金融研究中心
Hong Kong Institute of Certified Public Accountants (HKICPA) 香港會計師公會
Hong Kong Institute of Company Secretaries, The (HKICS) 香港公司秘書公會
Hong Kong Institute of Directors, The 香港董事學會
Hong Kong Institute of Financial Analysts and Professional Commentators, The 香港專業財經分析及評論家協會
Hong Kong Institute of Investment Analysts 香港投資分析員公會
Hong Kong Institute of Investors (HKII) 香港投資者學會
Hong Kong Interbank Clearing Limited 香港銀行同業結算有限公司
Hong Kong Interbank Offered Rate (HIBOR) 香港銀行同業拆息；港元同業拆息
Hong Kong International Arbitration Centre 香港國際仲裁中心
Hong Kong Investment Funds Association (HKIFA) 香港投資基金公會
Hong Kong Management Association 香港管理專業協會
Hong Kong Monetary Authority (HKMA) 香港金融管理局（金管局）
Hong Kong Mortgage Corporation Limited, The 香港按揭證券有限公司
Hong Kong Securities Clearing Company Limited (HKSCC) 香港中央結算有限公司（香港結算）
Hong Kong Securities Industry, The(publication) 《香港證券業參考手冊》(刊物)
Hong Kong Securities Institute 香港證券專業學會
Hong Kong Securities Market Archives and Artifacts Collection Campaign 香港證券市場文獻及文物征集計劃
Hong Kong Securities Professionals Alumni Association 香港證券業同學會
Hong Kong Securities Professionals Association 香港證券學會
Hong Kong Securities Training Sponsorship Foundation 香港證券培訓贊助基金
Hong Kong Society of Financial Analysts 香港財經分析師學會
Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR) 香港投資通函呈報準則
Hong Kong Stock Exchange, The 香港經紀商會（1914年）；
香港證券交易所（1947年）
Hong Kong Stockbrokers Association 香港證券經紀業協會
Hong Kong Stockbrokers' Association (1921) 香港股份商會（1921年）
Hong Kong Venture Capital Association 香港創業投資協會
horizontal spread 跨期買賣
house account 公司戶口
house position 公司倉
How to Create Clear Announcements(publication)(SFC) 《如何撰寫清楚易明的公布》(刊物)(證監會)
H-shares Index Futures H股指數期貨
H-shares Index Options H股指數期權
HSI International Limited 恒指國際有限公司
HSI Services Limited 恒指服務有限公司
hyperlink 超連結
IAS see International Accounting Standards
IASC see International Accounting Standards Committee
ICA England & Wales see Institute of Chartered Accountants in England and Wales
ICPA see Institute of Certified Public Accountants(US)
IEP see Indicative Equilibrium Price
IEV see Indicative Equilibrium Volume
IFC see International Finance Corporation
iIPO see Internet Initial Public Offering service
IMF see International Monetary Fund
IMRO see Investment Management Regulatory Organisation
IOC see Immediate-or-Cancel
IoD see Institute of Directors(UK)
IOMA see International Options Markets Association
IOSCO see International Organisation of Securities Commissions
IP see Investor Participant
IPMA see International Primary Markets Association
IPO see initial public offering
ISD see Investment Services Directive(European Union)
ISDA see International Swaps and Derivatives Association
ISFO see International Stock Futures and Options
ISIN see International Securities Identification Numbers
ISMA see International Securities Markets Association
ISO see International Organisation for Standardisation
ISSA see International Securities Services Association
IVRS see Interactive Voice Response System
Ian Hay Davison Report (ie Report of the Securities Review Committee) 戴維森報告書（即 證券業檢討委員會報告書）
illiquidity 流通性不足；流動性不足
Immediate-or-Cancel (IOC) 即時或取消
immobilisation of share certificate 股票非流動化
implied volatility 引伸波幅
inactive order 不動盤
income approach 收益法
indebtedness 債務
indebtedness date 負債日
indebtedness statement 債務報表
independent adviser 獨立顧問
independent financial adviser 獨立財務顧問
Independent Investigation Board 獨立調查局
independent non-executive director 獨立非執行董事
index arbitrage 指數套戥
index basket order 一籃子指數買賣盤
index bond 指數債券
index call warrant 指數認購權證
index depository receipt / index share 指數預托證券
index futures 指數期貨
Index of Economic Freedom 經濟自由指數
index participation unit 指數參與單位
index swap 指數掉期
index warrant 指數權證
index-linked product 與指數掛鉤的金融產品
indicated issue price 參考發行價
Indicative Equilibrium Price (IEP) 參考平衡價格
Indicative Equilibrium Volume (IEV) 參考平衡成交量
indicative price 指示價格
indicative terms sheet(warrants) 發行資料摘要(權證)
individual client 個人客戶
Individual Exchange Participant 個人交易所參與者
Individual Investor Account 個人投資者戶口
individual rating(banking) 自主評級(銀行)
Individual Substantial Shareholders Notification 個人大股東具報書
industry scheme 行業基金
inflation indexed monetary policy 通脹指標貨幣政策
information dissemination 資訊發放；資訊發布
information memorandum 資料備忘錄
information service 資訊服務
information vendor 資訊供應商
infrastructure project 基建工程；基建項目
initial listing fee 首次上市費
initial margin(futures) 基本按金(期貨)
initial public offering (IPO) 首次公開招股；初次公開招股
Initial Public Offerings Progress Report 首次公開招股之進度報告
initial subscription price 初步認購價
Inland Revenue Ordinance 《稅務條例》
inner reserve 內部儲備
Innovation and Technology Fund 創新及科技基金
input VAT 進項增值稅
insider dealer 內幕交易者
insider dealing 內幕交易
Insider Dealing Tribunal 內幕交易審裁處
insolvency 無力償債；無償債能力；資不抵債
insolvency risk 償債能力風險
inspection visit 查訪
Institute of Certified Public Accountants (ICPA)(US) 執業會計師公會(美國)
Institute of Chartered Accountants in England and Wales (ICA England & Wales) 英格蘭及威爾斯特許會計師公會
Institute of Chartered Financial Analysts 特許財務分析員公會
Institute of Directors (IoD)(UK) 公司董事學會(英國)
Institute of Financial Planners of Hong Kong, The 香港財務策劃師學會
Institute of Securities Dealers 證券商協會
institutional advancement 結構改進
institutional client 機構客戶
institutional investor 機構投資者
institutional risk 機構風險
instrument of transfer 過戶文件
intangible asset 無形資產
integrated trading and clearing system 交易及結算綜合系統
Interactive Voice Response System (IVRS) 互動語音電話系統
interbank market 銀行同業拆借市場
interest collar; interest rate collar 利率銜接
interest cover; interest coverage 盈利對利息倍數
interest-rate ceiling 利率上限
interest-rate futures 利率期貨
interest rate subsidy(Mainland China) 利息補貼(中國內地)
interest-rate swap 利率掉期；利率調期*
Interest Rate Swap Futures 利率掉期期貨
interfacing 界面聯系
interim report 中期報告
Inter-Market Coordination Committee 跨市場協調委員會
intermediary 中介機構；中介團體
intermediate holding company 中介控股公司
intermediation 中介現象
internal audit 內部稽核
internal auditor 內部核數師
internal censure 內部譴責
internal control 內部監控
Internal Control Regulations 《內部監控規例》
International Accounting Standards (IAS) 國際會計準則
International Accounting Standards Committee (IASC) 國際會計準則委員會
International Committee on the Listing of New Enterprises 新企業上市國際委員會
International Finance Corporation (IFC) 國際金融公司
International Financial Action Task Force 國際金融行動專責小組
International Monetary Fund (IMF) 國際貨幣基金
International Options Markets Association (IOMA) 國際期權市場協會
International Organisation for Standardisation (ISO) 國際標準化組織
International Organisation of Securities Commissions (IOSCO) 國際證券事務監察委員會組織（國際證監會組織）
International Primary Markets Association (IPMA) 國際集資市場協會
International Securities Identification Numbers (ISIN) 國際證券號碼
International Securities Markets Association (ISMA) 國際證券市場協會
International Securities Numbering System 國際證券號碼編制系統
International Securities Services Association (ISSA) 國際證券服務業聯會
International Stock Futures and Options(ISFO) 國際股票期貨及期權
International Swaps and Derivatives Association (ISDA) 國際掉期業務及衍生投資工具協會
個人簡介
http://haha.FanE.cn
QQ: 55805875
MSN: haha_hm@hotmail.com
E-mail: haha@FanE.cn
2004-11-08 23:28 [廣告] FanE『翻譯中國』 提供廣告服務!~
haha
等級： 七星級
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注冊：2004-02-10
第 4 樓
Internet 互聯網
Internet Initial Public Offering (iIPO) service 網上認購新股服務
internet order connection 開放式網間聯系買賣
interpretive guidelines 說明指引
in-the-money option 價內期權
intraday liquidity 即日流動資金
intra-day margin 即日額外按金
intra-day margin call 即日追補按金
intra-day marks collection mechanism 收取即日差額繳款機制
Intra-day Marks Collection Report(clearing) 即日差額繳款報告(結算)
intra-day marks payment obligations 應付即日差額繳款
intra-day money market 單日貨幣市場；即日拆借市場
intraday quotation 即日報價
intraday repurchase agreement(banking) 即日回購協議(銀行)
intra-group transactions 集團內部交易
intranet 內聯網
intrinsic value 內在值
introducing agent 介紹代理人
introduction(listing method) 介紹形式上市
inventory 存貨；盤存
investee 投資對象
investment adviser 投資顧問
Investment Advisory Committee 投資顧問委員會
investment analyst 投資分析員
investment grade 投資級別
Investment Management Regulatory Organisation (IMRO) 英國投資管理監管組織
investment philosophy 投資理念
Investment Services Directive (ISD)(European Union) 投資服務指令(歐洲聯盟)
Investment-linked Assurance & Pooled Retirement Funds Committee(SFC) 與投資有關的人壽保險及集資退休金計劃委員會(證監會)
Investor Account Service 投資者戶口服務
Investor and the Stock Market(publication) 《投資者與證券市場》(刊物)
Investor Compensation Company Limited 投資者賠償有限公司
Investor Participant (IP) 投資者戶口持有人
isolated trades system(CCASS) 「已劃分的買賣」制度(中央結算系統)
issue price 招股價；發行價
issuer 發行人；發行機構
issuer electronic filing system 發行人電子存檔系統
Issuer Register 發行人登記冊
Issuers and Professional Advisers Survey 《發行人及專業顧問意見調查》
issuer's cash option 發行人可選擇支付現金；發行人現金選擇權JBRI see Japan Bond Research Institute
Japan Bond Research Institute (JBRI) 日本公社債研究所
jobber 證券經銷經紀；證券批銷經紀
jobber stamp duty 證券經銷經紀印花稅
jobbing transaction 莊家之經銷交易
Joint Individual Investor Account 聯名個人投資者戶口
joint stock company 股份有限公司
joint venture 合營企業；合資企業
joint venture contract 合資合同
jumbo certificate(CCASS) 大額股票(中央結算系統)
jumbomize 將股票化零為整
junk bond 垃圾債券
Kam Ngan Stock Exchange, The 金銀證券交易所
kiting 做價
Know More About Your Investment(publication) 《投資者應知多點》(刊物)
Kowloon Stock Exchange, The 九龍證券交易所
LAF see Liquidity Adjustment Facility(HKMA)
LAN see Local Area Network
LAW see Liquidity Adjustment Window
LBO see leveraged buy-out
LIFFE see London International Financial Futures and Options Exchange
LIFO see last in, first out
LOBO see Long Only Brokers for Options
LOF see listed open-end fund
LSE see London Stock Exchange
LTOM see London Traded Options Market
large cap stock 大型股
Large Exposure Report Agreement 大額持倉匯報協議
large open position 大額未平倉合約
last accounting date 最后結算日期
last exercise day 最后行使日
last in, first out (LIFO) 后進先出
last recorded price; last traded price 最后成交價
late reported sales 遲報交易
late trading 逾時交易
Law Society of Hong Kong, The 香港律師會
lead manager 主要經辦人
lead underwriter 牽頭包銷商；主承銷商*
leading economic indicator 主要經濟指標
legal entity 法律實體
legal person share(Mainland China) 法人股(中國內地)
legal risk 法律風險
lender of last resort 最后貸款人；緊急貸款者
lending fee 貸出費
"let the buyer beware" principle 「買者自負」原則
Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM 有關創業板內地發行人監管合作事宜之換文
level playing field(cf uneven playing field) 公平競爭
leverage 杠桿效應
leveraged buy-out (LBO) 杠桿收購
leveraged foreign exchange introducing agent 杠桿式外匯買賣介紹代理人
leveraged foreign exchange trader 杠桿式外匯買賣商
leveraged foreign exchange trading 杠桿式外匯交易；杠桿式外匯買賣
Leveraged Foreign Exchange Trading(Calls) Rules 《杠桿式外匯買賣（造訪）規則》
Leveraged Foreign Exchange Trading (Financial Resources) Rules 《杠桿式外匯買賣（財政資源）規則》
Leveraged Foreign Exchange Trading Ordinance 《杠桿式外匯買賣條例》
leveraged market 杠桿市場
liabilities 負債；債務
licence 特許；牌照
licensed bank 持牌銀行
licensing information booklet 發牌資料冊
Lifeboat Loan 救市貸款
"Lifeboat" levy 救市特別交易征費
light trading 交投疏落
limit order 限價盤
limited liability company 有限責任公司
liquid asset 速動資產；流動資產
liquid capital 速動資金；流動資金
liquidation 清盤
liquidation(ie forced sale of securities to meet a margin call) 斬倉
liquidity 流通性
Liquidity Adjustment Facility (LAF)(HKMA) 流動資金調節機制(金管局)
Liquidity Adjustment Window (LAW) 流動資金調節窗
liquidity margin 流動資金比率/幅度
liquidity provider 流通量提供者
liquidity ratio 流動資金比率
liquidity risk 流通風險
List of Exchange Participants & Holders of Stock Exchange Trading Rights 《交易所參與者及聯交所交易權持有人名錄》
List of Stock Codes 《證券代號名錄》
Listed corporation 上市法團
listed issuer 上市發行人
listed open-end fund (LOF) 上市開放式基金
listed securities 上市證券
Listing Agreement 上市協議
Listing Chinese Companies in Hong Kong(publication) 《中國公司在香港上市指南》(刊物)
Listing Committee 上市委員會
listing rules 上市規則
loan capital 借貸資本
loan facility 貸款融通
loan stock 債務證券；債券；債權股額；貸款債券；
貸款股
loan syndicate 貸款銀團
Local Area Network (LAN) 區域網絡；部份區域網絡
locked position 鎖倉
locked up 凍結
London International Financial Futures and Options Exchange (LIFFE) 倫敦國際金融期貨及期權交易所
London Stock Exchange (LSE) 倫敦證券交易所
London Traded Options Market (LTOM) 倫敦期權市場
Long Only Brokers for Options (LOBO) 「只限長倉」期權經紀
long options contract 期權長倉合約
long position 長倉；多頭*
MACD see Moving Average Convergence-Divergence
Mass ATI see Mass Account Transfer Instruction
MBO see management buy-out
MESDAQ see Malaysian Exchange of Securities Dealing and Automated Quotation Bhd
MORC see Memorandum of Regulatory Cooperation
MOU see memorandum of understanding
MPF see Mandatory Provident Fund
MSCI Hong Kong Index see Morgan Stanley Capital International Hong Kong Index
MWS see Multi-workstation System
M1 狹義貨幣供應量
M2 廣義貨幣供應量
Maastricht Treaty 馬城條約
main board 主板；第一板
Mainland/Hong Kong Closer Economic Partnership Arrangement 《內地與香港關于建立更緊密經貿關系的安排》
Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners 《內地與香港關于建立更緊密經貿關系的安排 - 與證券及期貨人員資格有關的安排》
maintenance margin(futures) 維持按金；補倉按金(期貨)
major shareholder 主要股東；大股東
major transaction 主要交易；重大交易
maker-checker facility(CCASS) 「輸入與核對分工」功能(中央結算系統)
Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ) 馬來西亞證券交易所交易及自動報價系統
management buy-out (MBO) 管理層收購；自發性收購
management fee 管理費用
management shareholder 管理層股東
Management, Supervision and Internal Control Guideline(SFC) 《管理、監督及內部監控指引》(證監會)
manager 經辦人
mandatory bid; mandatory offer 強制性收購建議
Mandatory Provident Fund (MPF) 強制性公積金
Mandatory Provident Fund Schemes Authority (MPFA) 強制性公積金計劃管理局
margin 按金；保證金；「孖展」
margin call 追補按金；補倉通知
margin client 孖展客戶；保證金客戶
margin coverage ratio 孖展覆蓋率；保證金保險范圍比率
margin cut 斬倉
margin financing 保證金融資；孖展融資；保證金借貸活動
margin interval 按金間距
margin offset 按金對銷
margin parameter 按金參數
margin pooling 證券匯集轉按
margin ratio 按金比例
margin relief 按金減免
Margin Securities Trading Account 保證金證券交易戶口
margin trading 按金交易；孖展買賣
margin value 保證金價值
margin-after-exercise 行使后按金
margined premium 以按金形式繳付的期權金
margining process 計算按金程序
mark to market / mark-to-market 按市價計值
mark-to-market margin 市價計值按金
market capitalisation 市場總值；市價總值
Market Datafeed 市場數據傳送專線
market depth 市場深度
market maker 莊家
Market Maker List 莊家名錄
market making 莊家活動；作價買賣
market manipulation 市場操縱；市場操縱行為；造市
Market Misconduct Tribunal 市場失當行為審裁處
market order 市價盤
market participant 市場參與者
market practitioner 市場從業員
market rental 市值租金
market risk 市場風險
market sentiment 市場氣氛
market share 市場占有率
market timing 選時交易
market volatility 市場波幅
market-sensitive information 市場敏感資料；影響市場資料
marks / marks payment 差額繳款
Mass Account Transfer Instruction
(Mass ATI) 大量戶口轉移指示
mass quote 大量開盤
master trust scheme 集成信托計劃
maturity 到期；到期日
maximum spread 最大差價限額
Memorandum and Articles of Association 《組織大綱及章程》
memorandum of association 組織大綱
Memorandum of Regulatory Cooperation (MORC) 《監管合作備忘錄》
memorandum of understanding (MOU) 諒解備忘錄
merchant bank 商人銀行
merger 合并
mergers and acquisitions 合并與收購；并購活動*
merit-based 以監管機構評審為本
mid-cap stock 中型股
Mid-day Data File Transfer Service 中午資料傳送服務
middle exercise price 中間行使價
middle-priced option 中位價期權
Mini-HSI Futures 小型恒生指數期貨合約
Mini-HSI Options 小型恒生指數期權合約
minimum contribution 最低供款額
minimum price fluctuation 最低上落價位；最低價格變動
minimum quote quantity 最少開價數量
minimum response time 最短回復開價時間
minimum transaction size 最低交易數額
Ministry of Finance(Mainland China) 財政部(中國內地)
Ministry of Foreign Trade and Economic Cooperation(Mainland China) 對外經濟貿易合作部（外經貿部）(中國內地)
minority controller 次要控制人
minority interest 少數股東權益
minority shareholder 少數股東
minus tick 低于前成交價
misconduct 不當行為；失職行為；瀆職行為
misrepresentation 失實陳述；虛報
Misrepresentation Ordinance 《失實陳述條例》
misstatement 虛假聲明；錯誤陳述
mistraded contract 錯誤交易合約
mock trading 模擬交易
Model Authorisation Letter 標準授權書
Model Code for Securities Transactions by Directors of Listed Issuers 《上市公司董事進行證券交易的標準守則》
Model Code for Sponsors 《保薦人標準守則》
monetary assets 貨幣資產
monetary base 貨幣基礎
Monetary Policy Committee(PBOC) 貨幣政策委員會(中國人民銀行)
money broker 貨幣經紀
money laundering 洗黑錢
money market 貨幣市場；短期資金借貸市場
money settlement fee 款項交收費
money supply 貨幣供應
money transfer system 款項過戶系統
Money World Asia Hong Kong 香港貨幣及投資匯展
Money World Asia Pte Limited 亞洲貨幣世界（新加坡）有限公司
moneyness 價值狀況
monies advanced 墊款
Monthly Balance Statement(CCASS) 戶口結余月結單(中央結算系統)
Monthly Market Statistics 《市場統計月報》
Monthly Return on Movement of Listed Securities 上市證券變動之月報
Moody's Investment Grade 穆迪投資評級
moratorium 股份禁售期
morning session 早市
mortgage loan originator 按揭貸款發放者
mortgage-backed securities 按揭證券
Moving Average Convergence-Divergence (MACD) 移動平均值背馳指標
multi-currency trading 多種貨幣買賣
multi-jurisdictional equity offering 跨司法區招股活動
Multi-workstation System (MWS) 多工作站系統
multiple application 重復認購
multiple-workstations 多工作站；一線多機
mutual cross-listing 跨國多重上市
mutual fund 互惠基金
NASDAQ see National Association of Securities Dealers Automated Quotations(US)
NCP see Non-Clearing Participant or Non-Clearing Options Trading Participant
(options trading)
NETS see National Electronic Trading System (Mainland China)
New HSMCI see New Hang Seng MidCap 50 Index
naked option writing 沽出未抵押期權
naked short selling 沒有預先借貨的賣空活動
National Association of Securities Dealers Automated Quotations (NASDAQ)(US) 美國全國證券交易商協會自動報價系統；
美國納斯達克證券市場
National Bureau of Economic Research(US) 美國國家經濟研究局
National Construction Treasury(Mainland China) 國家建設債券(中國內地)
National Electronic Trading System (NETS)(Mainland China) 全國電子交易系統(中國內地)
National Social Security Fund 全國社會保障基金
National Science and Technology Venture Capital Development Center 國家科技風險開發事業中心
negative statement 否定聲明
negotiable instrument 可轉讓票據
negotiated commission 商議傭金
negotiated transaction 議價交易
net admissible assets 認可資產凈值
net asset value 資產凈值
net asset value per share 每股資產凈值
net book value 賬面凈值
net margining 凈額按金計算
net open options contract; net options position 期權合約凈持倉
net position 持倉凈額
net present value 現金收益凈值
net proceeds 集資凈額
net tangible assets 有形資產凈值
net tangible assets per share 每股有形資產凈值
net underwriting commitment 包銷承擔凈值
net worth ratio 凈值比率
netting 單價配對(期權)；凈額結算；對銷
netting by novation(clearing) 以責務變更的方式進行凈額結算
networking 聯網
New Hang Seng MidCap 50 Index
(New HSMCI) 新恒生50中型股指數
new issue 發行新股；新股發行
New Regulatory Framework, The(SFC) 《新監管制度》(證監會)
news dissemination 資訊發布
news file 資訊檔案
next day net settlement system 翌日凈額結算系統
Next Settlement Day Due / Overdue Position Report(CCASS) 下一交收日到期/逾期數額報告(中央結算系統)
Nikkei Stock Average 日經平均指數
nil-paid rights 未繳股款股權；未繳款供股權
no-forcing order 全權委托盤
No-Over-Loss Rules 「無超額虧蝕」規則
nominal exchange rate 名義匯率
nominal price 按盤價；現價
nominal value 面值
nominee account 代理人戶口
Non-Clearing Participant; Non-Clearing Options Trading Participant (NCP)(options trading) 非結算參與者；非結算的期權買賣參與者(期權買賣)
non-collateralised warrant 無抵押權證
non-dividend paying European call option 不派息歐式認購期權
non-dividend paying European put option 不派息歐式認沽期權
non-executive director 非執行董事
non-market-making transaction 非市場莊家的交易
non-ranking liabilities 非認可負債
non-registered holder 非登記持有人
non-spot month Hang Seng Index futures contract 非現貨月恒生指數期貨合約
normal order imbalance 正常買賣盤差額
normative statement 規范聲明
Notice on Regulation of Share Issues and Listing in Overseas Markets(State Council) 境外發行股票和上市管理通知(國務院)
notifiable transaction 須予公布的交易
novated contract 責務變更合約
novation 責務變更；約務更替
ORS see Order Routing System
Oaths and Declarations Ordinance 《宣誓及聲明條例》
Occupational Retirement Schemes Ordinance 《職業退休計劃條例》
odd lot 碎股；零股*
off-balance sheet exposure 資產負債表以外之承擔/項目
off-balance sheet (financial) instrument 資產負債表外金融工具
off-board trading 場外交易；離場交易
off-floor order 離場買賣盤
off-floor trading 場外交易；離場交易
off-market rules 場外規則
off-market share repurchase 場外購回股份
offer 收購建議；要約
offer by tender 招標發售
offer for sale 公開發售；提呈發售
offer for subscription 公開認購
offer price 賣價；發盤價
offer to the public 公開招股
offering mechanism 招股機制
Office of the Commissioner of Insurance 保險業監理處
offsetting position 相抵持倉
offshore financial centre 離岸金融中心
offshore fund 離岸基金
offshore profit regrouping 離岸盈利重組
offshore swap 離岸調期
omnibus account 綜合戶口
omnibus client account 綜合戶口
on-floor order 場內買賣盤
on-going obligation 持續責任
on-line interface 聯機界面聯系
on-line investment service 聯線投資服務
On-line Trading Working Group (SFC) 網上交易工作小組(證監會)
on-market rules 場內規則
online trading 網上交易；線上交易
online transfer 即時轉送
open allocation session (HKATS) 開市分配時段(HKATS)
open contract 未平倉合約
open gateway 開放式網間連接器
open interest 未平倉合約
open market operations 公開市場活動
open offer 公開售股；公開發售
open order 開市盤
open outcry(= auction) 公開喊價；公開叫價；口頭唱價*
(= 口頭競價)
open outcry trading 公開叫價交易
open position 未平倉合約
open short position 賣空空倉
open-end fund 開放式基金
opening contract 開倉合約
opening price 開市價；開盤價
opening quotations rules 開市報價規則
opening stock 期初存貨
opening transaction 開倉交易
operating lease 營運/經營/營業租賃
Operation Procedures for Stamp Duty Collection 征收印花稅運作程序
Operational Clearing Procedures for Options Trading Exchange Participants 《結算運作程序 ─ 期權買賣交易所參與者專用》
operational risk 運作風險；營運風險
Operational Trading Procedures for Options Trading Exchange Participants 《交易運作程序 ─ 期權買賣交易所參與者專用》
option 期權
option buyer 期權買方
option class 期權類別
option contract 期權合約
option holder 期權持有人
option position 期權持倉
option pricing model 期權定價模式
option seller 期權賣方
option series 期權系列
option valuation 期權定價
option writer 期權賣方
optional registration service 另選登記服務
Options Broker Exchange Participant 期權經紀交易所參與者
Options Clearing Officer 期權結算主任
Options Clearing Officer Examination 期權結算主任考試
Options Clearing Rules 《期權結算規則》
Options Client's Agreement 期權客戶協議書
options delivery instruction 期權交付指令
options digital datafeed 期權數碼資料傳送專線
Options Exchange Participant 期權交易所參與者
Options Information Service 期權資訊服務
options tariff 期權費用
options trade confirmation 期權交易確認書
Options Trading Exchange Participant 期權買賣交易所參與者
Options Trading Officer 期權交易主任
Options Trading Officer and Representative Examinations 期權交易主任及代表考試
Options Trading Representative 期權交易代表
Options Trading Rules 《期權交易規則》
order 買賣盤；買賣指示
order at discretion 全權委托盤
order book 買賣盤紀錄；掛盤冊
order-driven 以買賣盤帶動
order entry 買賣盤輸入
order form 盤紙
order input period 輸入買賣盤時段
order instruction 入市指令
order matching 對盤
order matching period 對盤時段
order routing 買賣盤傳遞
Order Routing System (ORS) 買賣盤傳遞系統
order throughput 買賣盤處理率
ordinary share 普通股
OTC Bulletin Board (US) 場外交易議價板 (美國)
out-of-the-money option 價外期權
output VAT 銷項增值稅
outstanding contingent liabilities 未償或然負債
outstanding loan 未償還借款
outstanding order 未完成買賣盤
outstanding stock 已發行股份/股本/股票
over-allotment option 超額配發權；超額配股權
over-allotment option scheme 超額配發機制
over-the-counter derivative 場外衍生工具
over-the-counter market 場外證券市場
over-the-counter option 場外期權
overall position 整體持倉
overbooked 超額認購
overbought 超買
overnight liquidity(banking) 隔夜流動資金(銀行)
Overnight Report Distribution(CCASS) 即夜傳送報告資料服務(中央結算系統)
overnight trade 非即日平倉交易
overseas issuer 海外發行人
overseas listed foreign share(Mainland China) 境外上市外資股(中國內地)
oversold 超賣
oversubscribed 超額認購
overtrading 過量交易
PASLA see Pan Asian Securities Lending Association
PBOC see People's Bank of China
PCS see Provisional Clearing Statement
P/E see price/earnings ratio
PECC see Pacific Economic Cooperation Council
PIN see personal identification number
PKI see Public Key Infrastructure
POSIT see Portfolio System for Institutional Traders(Australia)
PNS see Proprietary Network System
PPP see purchasing power parity
PRiME see Portfolio Risk Margining System of HKEx
PSE see Pacific Stock Exchange
PSS see Participant Supplied System
PvP see payment vs payment(banking)
PABX Telephone System 內線電話系統
Pacific Economic Cooperation Council (PECC) 太平洋經濟合作會議
Pacific Stock Exchange (PSE) 太平洋證券交易所
Pacific-Basin Capital Markets Research Center 太平洋區資本市場研究中心
paid-up capital; paid-in capital 實繳股本；繳入股本
painting the tape 操縱證券價格
Pan Asian Securities Lending Association (PASLA) 亞洲證券借貸協會
paper gold 紙黃金
paper intensive settlement 票據密集交收
paperless trading 無紙化交易
"paper-to-paper" arrangement 票對票方式
par value 票面值
parent company 母公司
parity(options) 平價(期權)
parity value 平衡價值
partially filled order 部份完成的買賣指示
Participant Access Services(futures) 參與者資料提取系統(期貨)
Participant gateway 參與者網間連接器
Participant Supplied System (PSS) 參與者自設系統
Particular Transfer(Mainland China) 特別轉讓股(中國內地)
partly-paid share 未繳足股份
payment vs payment (PvP)(banking) 匯款同步交收；即時匯款同時交收(銀行)
payoff 回報；收益
payoff diagram 收益圖
payoff period 回收期；回本期
Payout-Protection Rule(options) 「保護償付」規則(期權)
PC terminal user 個人電腦終端機用戶
pegged exchange rate 聯系匯率
pegged rate system 聯系匯率制；掛鉤匯率制
penny stock 細價股；蚊型股
People's Bank of China (PBOC) 中國人民銀行
per capita gross domestic product 人均國內生產總值
per capita gross national product 人均國民生產總值
period of solicitation 招售期
Permanent Secretary for Financial Services and the Treasury 財經事務及庫務局常任秘書長
perpetual bond 永久債券
personal account dealing guidelines 私人戶口交易指引
personal identification number (PIN) 私人密碼
phishing 偽冒電子郵件
physical delivery 實物交收
physical inventory 實地盤存
physical market 現貨市場
physical price 現貨價
physical scrip 實物股票
Pink Sheets (US) 「粉紅價單」(美國)
pit 交易圈；交易場
pit trading 場內交易
placee 獲配售人；承配人
placing 配售
placing agent 配售代理
placing and top-up 以先舊后新方式配售
placing guidelines 配售指引
placing order 落盤
plain vanilla bond 傳統債券
plain vanilla warrant 一般權證
pledge 抵押
plus tick 高于前成交價
port fee 接駁站費用；接口費
portfolio 投資組合
Portfolio Analyser(options) 組合分析儀(期權)
portfolio manager 投資組合經理
Portfolio Risk Margining System of HKEx (PRiME) 香港交易所組合風險按金系統
Portfolio System for Institutional Traders (POSIT)(Australia) 機構交易員組合系統(澳洲)
position 持倉；倉；盤；頭寸
position adjustment 調整持倉
position limit 持倉限額；持倉上限
position limit ratio 持倉限額比率
position ratio 持倉比例
position risk adjustment 持倉風險調整
position squaring 平倉
position trader(commodity market) 頭寸交易商(商品市場)
Positioning for a New Era(publication) 《邁進新紀元》(刊物)
post-listing acquisition 上市后的收購活動
power of attorney 授權書
power of sanction 制裁權
Practice Note 應用指引
PRC issuer 中國內地發行人
predator(takeover) 狙擊手(收購)
Predefined Futures Calendar Spreads 預設期貨跨期合約
pre-emptive right 優先認購權
preference / preferred share 優先股
preferred ordinary share 優先普通股
Pre-market Opening Mechanism(futures) 開市議價機制(期貨)
pre-open allocation session(HKATS) 開市前分配時段(HKATS)
premium 溢價
premium(futures) 高水(期貨)
premium(options) 期權金(期權)
premium turnover 期權金成交額
pre-opening session 開市前時段；開市前議價時段
pre-order matching period 對盤前時段
Preparatory Board 籌備董事會
prescribed percentage 指定百分比
previous closing price 前收市價
price cheating 食價
price discovery 市場定價；市場價格厘定；價格發現
price manipulation 操縱價格；造價
price ramping 炒高價格
Price Reporting System(futures) 報價系統(期貨)
price spread(options) 跨價買賣(期權)
price/earnings ratio (P/E) 市盈率
price-sensitive information 股價敏感資料；影響股價資料
pricing model 定價模式
primary listing 第一上市
Primary Market Database 上市公司資料庫
primary market 集資市場；一級市場*
primary sponsor 主要保薦人
principal account 公司戶口
principal supervisor(GEM) 主要主管(創業板)
principle of best execution 以最佳價格執行交易的原則；
以最佳條件執行交易的原則
Priority Construction Treasury(Mainland China) 國家重點建設債券(中國內地)
private fibre optical circuit 自置光纖線路
private placing 私人配售
privately-offered fund 私募基金*
privatisation 私有化；私營化
privileged user 特許使用者
pro forma fully diluted price/earnings ratio 備考全面攤薄市盈率
pro forma statement 備考報表
Process Review Panel 程序覆檢委員會
Professional Accountants Ordinance 《專業會計師條例》
Professional Conduct Rules and Regulations(publication) 《專業操守規則及規例》(刊物)
Professional Course for Equity Options Practitioners 股票期權從業員專業課程
profit 溢利；利潤；盈利
profit and loss account 損益賬
profit forecast 溢利預測
profits attributable to shareholders 股東應占溢利
programme trading 程式買賣；程式交易
project finance 項目融資
Project on the Use of Plain Language 淺白語言計劃
Prolonged Suspension Status Report 有關長時間停牌公司之報告
promoter 發起人
property gains tax 物業增值稅
property valuer 物業估值師
proposed director 獲提名董事
proprietary account 公司專用戶口
Proprietary Network System (PNS) 專線網絡系統
proprietary routing terminal 專用網絡系統
proprietary trading 自營買賣；坐盤
proprietary trading system 專用交易系統
prospectus 招股章程；招股書；發行章程
Protection of Investors Ordinance 《保障投資者條例》
Provident Fund Scheme 公積金計劃
provision 條文
provision(accounting) 準備；撥備(會計)
provision for bad and doubtful debts 壞賬及呆賬撥備
Provisional Clearing Statement (PCS) 臨時結算表
provisional letter of allotment 暫定配額通知書
provisional liquidator 臨時清盤人
proxy form 代表委任表格；委派代表書
prudence 審慎原則
public address system 公布系統
public censure 公開譴責
Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China) 保值公債(中國內地)
public float 公眾持股量
public float capitalisation 公眾持股市值
public interest 公眾利益
Public Interest Director 公眾利益董事
Public Key Infrastructure (PKI) 公開密碼匙基礎建設
purchasing power parity (PPP) 購買力平價
put option 認沽期權
put warrant 認沽權證
put writer 認沽期權沽出者
QDII see Qualified Domestic Institutional Investor
QFII see Qualified Foreign Institutional Investor
qualification share 資格股
Qualified Domestic Institutional Investor (QDII) 合格境內機構投資者
Qualified Foreign Institutional Investor (QFII) 合格境外機構投資者
qualified institutional buyer 合資格機構買家
qualified opinion 保留意見
Quick Reference Guide(AMS) 簡便指南(自動對盤系統)
quiet trading 交投淡靜
quotation rules 報價規則
quote 報價；開價盤
quote maintenance report 開盤狀況報告
quote request 報價要求；開價盤要求
quote-driven 以報價帶動；以開盤帶動
Range ELI see Range Equity Linked Instrument
RDDS see Realtime Digital Data Service
REIT see real estate investment trust
repo see repurchase agreement
RFQ see request for quote
RIQ see Recognised Industry Qualifications
RSI see Relative Strength Indicator
RTGS see Real Time Gross Settlement System(HKMA)
raider(takeover) 狙擊手(收購)
rally 回升；反彈
ramping 炒高價格
random assignment 隨機分配
Range Equity Linked Instrument (Range ELI) 「勒束式」股票掛鉤票據
ranking liabilities 認可負債
rat trading 老鼠倉活動
rate of return 回報率
real estate investment trust (REIT) 房地產投資信托基金
real exchange rate 實質匯率
real time calculation 實時計算
Real Time Gross Settlement system (RTGS)(HKMA) 即時支付結算系統(金管局)
real time information 即時資訊；實時資訊
realisation 變現
Realtime Digital Data Service (RDDS) 即時數碼數據服務
realtime digital datafeed 即時數碼資料傳送專線
rebate 回扣；回傭；傭金回扣
recapitalisation 資本重整
receiving agent 收款代理
receiving bank 收款銀行
Recognised Industry Qualifications (RIQ) 認可行業資格
reconciliation 對賬
recoverable VAT 應退增值稅
red chip 紅籌股
redeemable share 可贖回股份
redemption 贖回；兌付*；還本付息*
rediscount 再貼現
Reference for Disclosures in Annual Reports(publication) 《周年報告的參考披露資料》(刊物)
regional index call warrant 地區性指數認購權證
Regional Monitor 《亞太股市脈絡》
register of members 股東名冊
registered certificate 記名證書
registered dealer 注冊證券商
registered financier 注冊融資人
registered firm 注冊商號
registered intermediary 注冊中介團體
registered owner 登記持有人
registered securities 記名證券
Registered Trader 注冊莊家
Registered Treasury(Mainland China) 記賬式國庫券(中國內地)
registrar 過戶登記處；過戶處
Registrar of Companies 公司注冊處處長
registration and transfer fee 登記過戶費
regulated short selling 受監管之股份賣空活動
regulation 監管
regulatory arbitrage 監管套戥
regulatory body 監管機構
regulatory regime 監管制度
rejected sales 反駁交易
related party transaction 關連人士交易
related person 關連人士
relationship of put-call parity 認沽認購等價關系
relative return 相對回報率
Relative Strength Indicator (RSI) 相對強弱指數
rematerialisation 重新實物化
remote trading access 遙距交易設施
remuneration package 薪酬利益
reorganisation 重組
replacement cost 重置成本
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 《檢討證券及期貨市場規管架構運作專家小組報告書》
Report of the Securities Review Committee 《證券業檢討委員會報告書》
Report on Financial Market Review 《金融市場檢討報告》
Report on the Enhancement of the Financial Infrastructure in Hong Kong 《提升香港的金融基礎設施報告》
reporting accountant 申報會計師
reporting period 申報期
reprimand 譴責
repurchase 購回；購回股份
repurchase agreement (repo) 回購協議
request for proposal 征求建議書
request for quote (RFQ)(options) 報價要求(期權)
required rate of return 所需回報率
reserve 儲備
reserve fund 儲備基金
response time 回應時間
responsibility letter 責任承諾書
responsibility statement 責任聲明書
restatement of accounts 重整賬目
restricted licence bank 有限制牌照銀行
restriction notice 限制通知書
results announcement 業績公布
resumption of trading 復牌；恢復買賣
retail broker 散戶經紀
retail information service 零售資訊服務
retail investor 散戶投資者；散戶
retained capital 留成資金；保留資金
retained earnings; retained income 留存盈利；留存收益
retained profits 留存溢利；留存盈利
Reuters Monitor Equities Investment Service 路透社證券投資傳視服務
revaluation 重估
reversal contract(options) 逆轉交易合約；取消交易合約(期權)
reverse takeover 反收購
reverse convertibles 反向可轉換產品
Revised Guidance Notes Regarding Money Laundering 《防止洗黑錢修訂指引》
revised short selling scheme 經修訂的股份賣空計劃
rights issue 供股；配售新股
risk array algorithm 風險排列算式
risk array margining system 風險排列按金制度
risk array method 風險排列方法
risk control 風險控制
risk disclosure 風險披露
Risk Disclosure Statement(GEM) 風險披露聲明書(創業板)
risk evaluation 風險評估
risk identification 風險鑒別
risk management 風險管理
Risk Management Committee 風險管理委員會
risk parameter 風險參數
risk tolerance 風險容限
risk-free interest rate 無風險利率
roadshow 巡回推介
Rolling Forex 日轉期匯
roll-over 轉倉
round lot 手
"round trip" option transaction 「來回」期權交易
round-lot-plus order 非整手買賣盤
router system 買賣盤傳遞系統
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules) 《香港聯合交易所有限公司創業板證券上市規則》（《創業板上市規則》）
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules) 《香港聯合交易所有限公司證券上市規則》（《證券上市規則》）
Rules of the Exchange 《交易所規則》
runner 駁腳經紀
SAAC see Securities Analysts Association of China
SAC see Securities Association of China, The
SAFE see State Administration of Foreign Exchange(Mainland China)
SASAC see State-owned Assets Supervision and Administration Commission
SBLA see securities borrowing and lending agreement
SCCLR see Standing Committee on Company Law Reform
SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE see Stock Options Reference Educator
SCP see Self Clearing Participant
SDNet see Securities and Derivatives Communication Network
SEAQ see Stock Exchange Automated Quotations System(UK)
SEAQI see Stock Exchange Automated Quotations System for International Equities(UK)
SEATS see Stock Exchange Alternative Trading Service(UK)
SEC see Securities and Exchange Commission(US)
SEHK see Stock Exchange of Hong Kong Limited, The
SEIS see Stock Exchange Information Services Limited
SEOCH see SEHK Options Clearing House Limited, The
SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System
SFC see Securities and Futures Commission, The
SFAT see Securities and Futures Appeals Tribunal
SGX see Singapore Exchange
SI see settlement instruction
SIB see Securities and Investment Board(UK)
SMARTS see Securities Market Automated Research, Training & Surveillance System
SMFP see share margin finance provider
SOES see Small Order Entry System/Small Order Execution System(US)
SPAN see Standard Portfolio Analysis of Risk
SPDR see Standard & Poor's Depository Receipt
SRN see Shareholder Reference Number
SSAP see Statement of Standard Accounting Practice
STAQS see Securities Trading Automated Quotation System(Mainland China)
SWIFT see Society for Worldwide Interbank Financial Telecommunications
S&P/HKEx Composite 標準普爾/香港交易所綜合指數
S&P/HKEx GEM 標準普爾/香港交易所創業板指數
S&P/HKEx LargeCap 標準普爾/香港交易所大型股指數
S&P/HKEx MidCap 25 標準普爾/香港交易所中型股25指數
S&P/HKEx SmallCap 50 標準普爾/香港交易所小型股50指數
sales representative 營業代表
sales revenue 銷售收入
salvage value 殘值
same day exercise 同日行使
samurai bond 武士債券
scalable 提高運作的能力
scalping 老鼠倉活動；食價
scheme of arrangement 協議安排；協議計劃
screen 熒幕；屏幕*
scrip dividend 以股代息
scrip fee 股票登記費；登記過戶費
scrip issue 發行紅股
scripless trading 無紙化交易
seasoned securities 優質證券
second board 第二板；第二板市場
second liner; second line stock 二線股
second market 第二板；第二板市場
secondary listing 第二上市
secondary market 交易市場；二級市場
Secretary for Economic Development and Labour 經濟發展及勞工局局長
Secretary for Financial Services and the Treasury 財經事務及庫務局局長
secured debts 抵押債項
Securities (Clearing Houses) Ordinance 《證券（結算所）條例》
Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules 《證券（交易商、投資顧問、合伙及代表）規則》
Securities (Disclosure of Interests) Notification History Reports 《證券（披露權益）具報紀錄》
Securities (Disclosure of Interests) Notification Summaries(publication) 《證券（披露權益）具報摘要》(刊物)
Securities (Disclosure of Interests) Ordinance 《證券（披露權益）條例》
Securities (Insider Dealing) Ordinance 《證券（內幕交易）條例》
Securities (Margin Financing) (Amendment) Ordinance 2000 《2000年證券（保證金融資）（修訂）條例》
Securities (Stock Lending) Rules 《證券（證券借出）規則》
Securities Analysts Association of China (SAAC) 中國證券業協會證券分析師專業委員會
Securities and Derivatives Communication Network (SDNet) 證券及衍生工具團體網絡
Securities and Exchange Act(Taiwan) 證券交易法(臺灣)
Securities and Exchange Commission (SEC)(US) 證券交易委員會(美國)
Securities and Futures (Clearing Houses) Ordinance 《證券及期貨（結算所）條例》
Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 《2003年證券及期貨（合約限量及須申報的持倉量）（修訂）規則》
Securities and Futures (Disclosure of Interests - Exclusions) Regulation 《證券及期貨（披露權益－免除 ）規例》
Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules 《證券及期貨（披露權益－證券借貸）規則》
Securities and Futures (Price Stabilising) Rules 《證券及期貨（穩定價格）規則》
Securities and Futures (Professional Investor) Rules 《證券及期貨（專業投資者）規則》
Securities and Futures (Recognized Counterparty) Rules 《證券及期貨（認可對手方 ）規則》
Securities and Futures (Short Selling Exemption and Stock Lending) Rules 《證券及期貨（賣空豁免及證券借出 ）規則》
Securities and Futures (Stock Market Listing) Rules 《證券及期貨（在證券市場上市 ）規則》
Securities and Futures (Transfer of Functions - Stock Exchange Company) Order 《證券及期貨（轉移職能予聯交所 ）令》
Securities and Futures Appeals Panel 證券及期貨事務上訴委員會
Securities and Futures Appeals Panel (Fee) Order 《證券及期貨事務上訴委員會（費用）令》
Securities and Futures Appeals Panel Proceedings Rules 《證券及期貨事務上訴委員會程序規則》
Securities and Futures Appeals Tribunal (SFAT) 證券及期貨事務上訴審裁處
Securities and Futures Bureau(Taiwan) 證券期貨局(臺灣)
Securities and Futures Commission, The (SFC) 證券及期貨事務監察委員會（證監會）
Securities and Futures Commission (Annual Returns) Rules 《證券及期貨事務監察委員會（周年報表）規則》
Securities and Futures Commission (Fees) Rules 《證券及期貨事務監察委員會（費用）規則》
Securities and Futures Commission (Levy) (Futures Contracts) Order 《證券及期貨事務監察委員會（征費）（期貨合約）令》
Securities and Futures Commission (Levy) (Securities) (Amendment) Order 《證券及期貨事務監察委員會（征費）（證券）（修訂）令》
Securities and Futures Commission (Levy) Rules 《證券及期貨事務監察委員會（征費）規則》
Securities and Futures Commission Ordinance 《證券及期貨事務監察委員會條例》
Securities and Futures Commission (Transfer of Functions) Order 《證券及期貨事務監察委員會（職能移交）令》
Securities and Futures Intermediaries Activities Surveys(SFC) 《證券及期貨中介機構業務調查》(證監會)
Securities and Futures Market Development Working Group 證券期貨市場發展工作小組
Securities and Futures Ordinance 《證券及期貨條例》
Securities and Investment Board (SIB)(UK) 證券及投資管理局(英國)
Securities Association of China, The (SAC) 中國證券業協會
securities borrowing and lending agreement (SBLA) 證券借貸協議書
Securities Brokers Course 證券經紀課程
Securities Brokers Examination 證券經紀考試
securities collateral 證券抵押品
Securities Compensation Fund Committee(SFC) 證券賠償基金委員會(證監會)
securities lender 證券借出人
securities margin financier 證券保證金融資人
Securities Market Automated Research, Training & Surveillance System (SMARTS) 證券市場資料研究、培訓及監察自動化系統
Securities Market Herald (publication) 《證券市場導報》
Securities Offering Issues sub-group 證券發售事宜工作小組
Securities Trading Automated Quotation System (STAQS)(Mainland China) 證券交易自動報價系統(中國內地)
Securities Training Programme 證券業培訓課程
securities-on-hold mechanism 凍結股份機制
securitisation 證券化
security 抵押品；擔保物*
security arrangement 抵押安排；保障安排
security interest 擔保權益
"see-through" price 透視價
segregated trust account 獨立信托戶口
segregation of securities 證券隔分
SEHK Enquiry Hotline 聯交所資訊服務熱線
SEHK Monthly Bulletin 《香港聯合交易所月刊》
SEHK Options Clearing House Limited, The (SEOCH) 香港聯合交易所期權結算所有限公司（聯交所期權結算所）
selective marketing basis 選擇性銷售方式
Self Clearing Participant (SCP) 自行結算參與者
self-clearing 自行結算
self-regulatory organisation; self-regulating organisation 自律監管機構
sell order 賣盤；沽盤
sensitivity analysis 敏感度分析
SEOCH collateral 聯交所期權結算所抵押品
SEOCH Participant 聯交所期權結算所參與者
separate listing 獨立上市
Serial Month Hibor Futures 三個月拆息利率期貨
series margin value 系列按金價值
set off 抵銷
Settled Position Report(CCASS) 已交收數額報告(中央結算系統)
settlement backlog 交收積壓
settlement bank 交收銀行
settlement cap 交收上限
settlement date 交收日
settlement instruction (SI) 交收指示
Settlement Instruction Batch Upload(CCASS) 交收指示整批傳送(中央結算系統)
settlement instruction transaction 「交收指示」交易
settlement period 交收期
Settlement Report(CCASS) 交收報告(中央結算系統)
settlement risk 交收風險
SFC (HKEC Listing) Appeals Committee 證監會（香港交易所上市）上訴委員會
SFC (HKEC Listing) Committee 證監會（香港交易所上市）委員會
SFC (HKEC Listing) Executive 證監會（香港交易所上市）執行人員
SFC Alert 《證監快訊》
SFC Code on MPF Products 《證監會強積金產品守則》
SFC Dual Filing Advisory Group 證監會雙重存檔事宜顧問小組
SFC Enforcement Reporter 《證監會執法月報》
shadow director 影子董事
Shanghai Municipal Futures Industry Association 上海市期貨同業公會
Shanghai Securities Central Clearing and Registration Corporation 上海證券中央登記結算公司
Shanghai Stock Exchange 上海證券交易所
Shanghai United Assets and Equity Exchange 上海聯合產權交易所
share capital 股本
share entitlements 股份權益
share exchange 以股換股
share margin finance provider (SMFP) 證券按貸財務提供者
share margin financing 證券保證金融資；股票按貸財務
share option 購股權；股份認購權；認股權；認股期權
share register 股東名冊
share registrar 股票過戶登記處；過戶處
share repurchase 購回股份；股份購回
share scheme 股份計劃
shareholder loan 股東貸款
Shareholders Group(SFC) 股東權益小組(證監會)
shareholding 股權
shareware 共用軟件
shelf registration facility(US) 暫擱注冊；緩行注冊(美國)
Shenzhen Securities Clearing Company Limited 深圳證券結算有限公司
Shenzhen Securities Registration Company Limited 深圳證券登記有限公司
Shenzhen Stock Exchange 深圳證券交易所
short call 認購期權空倉；認購短倉
short interest 賣空股份總額
short option 期權短倉
short options contract 期權短倉合約
short position 淡倉；空倉；空頭*
short put 認沽期權空倉；認沽短倉
short seller 賣空賣方
short selling 賣空；沽空；拋空
Short Selling Pilot Scheme 股份賣空試驗計劃
short squeeze 挾倉
short term borrowings 短期舉債；短期借貸
short-dated securities 短期證券
short-term money 短期資金
SI Activity Report(CCASS) 交收指示活動報告(中央結算系統)
SI Batch File Service 整批輸入交收指示
SI Status Report(CCASS) 交收指示狀況報告(中央結算系統)
SI transaction 交收指示的交易
significant shareholder(GEM) 高持股量股東(創業板)
simulation system 模擬系統
Singapore Exchange (SGX) 新加坡交易所
single price auction system 單一價格競價市場
single share derivative warrant 單一種股份的衍生權證
sinking fund 償債基金
Sino-foreign equity joint venture 中外合資企業
slow trading 交投呆滯
small cap stock 細價股
Small Order Entry System / Small Order Execution System (SOES)(US) 細盤撮合系統(美國)
Small Order First-In-First-Out 細額先到先得
smart card 聰明卡；醒目卡；靈巧卡
SME Board(Shenzhen Stock Exchange) 中小企業板塊(深圳證券交易所)
snapshot 瞬像；瞬態；「定鏡」處理
Society for Worldwide Interbank Financial Telecommunications (SWIFT) 環球銀行財務電信協會
soft commission 軟傭金；非金錢傭金
soft currency 軟貨幣；弱勢貨幣
soft landing 軟著陸
soft-dollar benefits 非金錢利益
sole proprietor 獨資經營者
source code 源指令碼
sovereign debt 外債
sovereign risk 主權風險
Special Levy 特別征費
special limit order 特別限價盤
Special Treasury(Mainland China) 特種國債；特別國債(中國內地)
Special Treatment(Mainland China) 特別處理股(中國內地)
specialised bank 專業銀行*
Specialist System(US) 「特許證券商」制度(美國)
speed bump 停市措施
spin-off 分拆；分拆上市
split 股份拆細
Split Register 分列登記冊
sponsor 保薦人
Sponsor's Declaration 《保薦人聲明》
sponsoring broker 保薦經紀
spot market 現貨市場
spot month 現貨月
spot price 現貨價
spread 價位；差價
spread(options) 跨價/跨期式組合(期權)
spread margin 復式按金
spread of holders 持股人的分布情況
spread of sector 行業覆蓋層面
spread option 復式期權
spread order 復式盤
spread table 價位表
spread trading 跨期買賣；跨價買賣
squeeze 挾倉
stagflation 滯脹
staggering maturities 交錯到期組合
stamp duty 印花稅
Stamp Duty Ordinance 《印花稅條例》
Standard & Poor's Depository Receipt (SPDR) 標準普爾500綜合指數預托證券
Standard & Poor's Rating 標準普爾評級
standard accounting practice 標準會計準則
standard contract 標準合約
standard deviation 標準差
standard deviation of daily return 每日回報標準差
Standard Portfolio Analysis of Risk (SPAN) 標準組合風險分析
standard registration service 標準登記服務
Standing Committee on Company Law Reform (SCCLR) 公司法改革常務委員會
standstill agreement 暫緩還款協議
standstill return 股價不動時回報
State Administration of Foreign Exchange (SAFE)(Mainland China) 國家外匯管理局(中國內地)
State Bureau for Industrial and Commercial Administration
(Mainland China) 國家工商局(中國內地)
State Council Securities Committee(Mainland China) 國務院證券委員會（證券委）(中國內地)
State Economic and Trade Commission(Mainland China) 國家經濟貿易委員會（國家經貿委）(中國內地)
state share(Mainland China) 國家股；國有股(中國內地)
State Statistics Bureau(Mainland China) 國家統計局(中國內地)
State Taxation Bureau(Mainland China) 國家稅務局(中國內地)
statement of "non-owner movement in equity" 非所有者權益變動表
statement of account 戶口結單
statement of adjustments 調整表；調整聲明
Statement of Standard Accounting Practice (SSAP) 《會計實務準則》
Statement of Stock Movement(CCASS) 股份轉移報告(中央結算系統)
State-owned Assets Supervision and Administration Commission (SASAC) 國有資產監督管理委員會
state-owned enterprise(Mainland China) 國營企業(中國內地)
static information 靜態資訊
Status Report on Issuers' Delay in Releasing Results Announcement 有關發行人延遲公布業績之報告
statutory public welfare fund(Mainland China) 法定公益金(中國內地)
statutory reserve 法定儲備
statutory surplus reserve(Mainland China) 法定公積金(中國內地)
Steering Committee on Organisational Review(SEHK) 組織架構檢討指導委員會(聯交所)
Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI) 金融基礎設施督導委員會
stock borrowing and lending 股票借貸
stock borrowing and lending position information page(Teletext) 股票借貸數額資料頁(大利市)
stock clearing fee 股份結算費
stock code 股份代號；證券代號
stock conversion 股份收納
stock custody fee 股份托管費
stock deposit fee 股份存入費
Stock Deposit Form 股份存入表格
Stock Exchange Alternative Trading System (SEATS)(UK) 交易所另項交易系統(英國)
Stock Exchange Automated Quotations System (SEAQ)(UK) 交易所自動報價系統(英國)
Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK) 交易所國際自動報價系統(英國)
Stock Exchange Information Services Limited (SEIS) 香港聯合交易所資訊服務有限公司
Stock Exchange of Hong Kong Limited, The (SEHK) 香港聯合交易所有限公司（聯交所）
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ) 新加坡證券交易所交易及自動報價系統
Stock Exchange Trading Right 聯交所交易權
Stock Exchanges Unification Ordinance 《證券交易所合并條例》
stock futures 股票期貨
stock lender 股票出借人；貸股人
Stock Lender Participant(CCASS Participant) 貸股人參與者(中央結算系統參與者)
Stock Lending Account(clearing) 股票貸出戶口(結算)
Stock Market History Project 證券市場歷史研究計劃
Stock Market Information Donation Programme 股市資料捐贈計劃
stock option 股票期權
Stock Options Reference Educator (SCORE) 股票期權參考教育站
stock page(Teletext) 股份頁(大利市機)
stock pledgee 股票承押人；股份承押人
Stock Pledgee Participant (CCASS Participants) 股份承押人參與者(中央結算系統參與者)
stock return 股票歸還
Stock Segregated Account with Statement Service(CCASS) 附寄結單服務的股份獨立戶口(中央結算系統)
stock settlement fee 股份交收費
stock split 股份拆細
stock withdrawal fee 股份提取費
Stockbrokers' Association of Hong Kong (1891) 香港股票經紀會（1891年）
stop limit order 止蝕限價盤
stop order; stop-loss order 止蝕盤
straddle(options) 馬鞍式組合(期權)
straight bond 普通債券
straight-through processing 直通式交易程序
straightline method of depreciation 直線折舊法
strangle(options) 勒束式組合(期權)
"street name" share certificate 「街名」股票；待轉名股份
strike price(options) 行使價；敲價(期權)
strong dollar 強勢美元
sub-commission 回扣/回抽傭金；倒扣
sub-index 分類指數
sub-ledger 分類賬
subordinated loan 附屬貸款；后償貸款
subscription 認購
subscription warrant (vs derivative warrant) 股本權證（相對于衍生權證）
subsidiary 附屬公司
substantial shareholder 大股東；主要股東
sub-underwriter 分包銷商
summary financial report 財務摘要報告
summary offence 輕微違紀事件/行為
supervisor(Mainland China) 監事(中國內地)
supervisory committee(Mainland China) 監事會(中國內地)
supplemental/supplementary listing document??nbsp 補充/增補上市文件
supranational entity 超國家機構
surplus reserve 盈余儲備
suspended trading; suspension 停牌
suspense account 暫記賬
swap 掉期
Swiss Commodities, Futures and Options Association 瑞士商品、期貨及期權協會
syndicated credit 銀團融資
syndicated lending 銀團貸款
syndicated loan 銀團貸款
synthetic long call 合成認購期權長倉
synthetic option 合成期權
synthetics 合成工具
system access right 系統聯通權
System Access Right Fee(options) 系統聯通權收費(期權)
system closure 系統終止
system integrator 系統整合商
system parameter 系統參數
system sizing 制訂系統規模
systematic risk 系統性風險
TAIFEX see Taiwan Futures Exchange
TIGER see Taiwan Innovative Growing Entrepreneurs
TIPS see Theoretical Indicative Pricing System(futures)
TOPIC see Teletext Output of Price Information by Computer(UK)
TOPS see Traded OPtions System
TPC see Third Party Clearing
TraHK see Tracker Fund of Hong Kong
T + 2 T + 2 交收期限
T + 2 settlement system T + 2 交收制度
T + 3 Rule(US) T + 3 規則(美國)
tails(options) 極價外期權；無價期權形式
Taiwan Futures Exchange (TAIFEX) 臺灣期貨交易所
Taiwan Innovative Growing Entrepreneurs (TIGER) 臺灣創新成長企業類股
Taiwan Securities Central Depository Company Limited 臺灣證券集中保管公司
Taiwan Stock Exchange Corporation 臺灣證券交易所
take-up(options) 接收(期權)
takeover 收購
Takeovers & Mergers Panel(SFC) 收購及合并委員會(證監會)
Takeovers Appeal Committee(SFC) 收購上訴委員會(證監會)
tap facility 持續發售機制
tap issue 不限量發行
tariff 交易費
tax avoidance 避稅
tax break 稅項減免
tax concession 稅項減免
tax evasion 逃稅
tax rebate; tax refund 退稅
tax relief 稅務優惠
Taxation Institute of Hong Kong 香港稅務學會
technical analysis 技術分析
Teletext 大利市
Teletext carrier charge 大利市網絡供應商費用
Teletext Information Service 大利市資訊服務
Teletext Output of Price Information by Computer (TOPIC)(UK) TOPIC 系統(英國)
Teletext page 大利市版頁
Teletext video broadcast service 大利市影像廣播服務
temporary receipts 暫收款
Temporary Suspension Status Report 有關暫時停牌公司之報告
tender procedure 投標程序
term bond 定期債券
Terms and Conditions for Investor Participants 《投資者戶口持有人規則》
terms of reference 職權范圍
Theoretical Indicative Pricing System (TIPS)(futures) 理論性參考價格系統(期貨)
third liner 三線股
Third Party Clearing (TPC) 第三者結算
throttle rate 節流率
tick (size) 最低上落價位；最低價格變動
tick rule 賣空價規則；限價賣空規則
tick value 價位值
tier(options) 持倉類別(期權)
TIGER Board(Taiwan) 二類股票(臺灣)
time premium 時間值
time spread 跨期買賣
time stamp 時間戳記
time value 時間值
tipper 收取內幕消息人士
top up placing 以先舊后新方式配售
top-up 補充
total margin value 總按金價值
total market capitalisation 總市值
township and village enterprises 鄉鎮企業
track record 業務紀錄
Tracker Fund of Hong Kong (TraHK) 盈富基金
trade acceptance 商業承兌匯票
trade amendment 更正交易；成交調整
trade give-ups(options) 交易轉移(期權)
trade reversals(options) 逆轉交易；取消交易(期權)
trade-for-trade settlement 逐項交收
traded option 在交易所買賣的期權
Traded Options System (TOPS) 股票期權系統
trader jacket 交易員背心
trading ahead 扒頭交易
Trading and Settlement Committee 交易及交收委員會
trading booth 交易柜位
trading calendar 交易日表
trading capacity 交易量；交易能力
trading day 交易日
trading facilities 交易設施
Trading Fee 交易費
trading floor; trading hall 交易大堂
trading halt 勒停板
"trading only" stocks 「非上市可交易」股份
trading pit 交易圈
trading record 成交紀錄
trading tariff(cash market) 交易系統使用費(現貨市場)
trading unit 交易單位
trading workstation 交易工作站
trading-only board 純交易板
Transaction Levy 交易征費
transfer 轉撥；轉讓；過戶
transfer agent 過戶代理
transfer deed 轉手紙
transfer deed stamp duty 過戶紙（轉讓）印花稅
transfer fee 過戶費
transfer form 轉手紙
transferee 承讓人；受讓人
transferor 轉讓人
translation 換算；折算
transparency 透明度
Treasuries 國庫券
treasury bond futures 國債期貨*
treasury stock 庫存股份；庫存股票；留存股票
trial balance 試算表
triangular debt 三角債
trustee 信托人 受托人
turnover ratio 成交額比率
turnover velocity 交易流通速度
two-sided order 兩邊客買賣盤
"two-state" option valuation model 「二態」期權模式
two-way quote 兩邊開盤；雙邊價
UAT see user acceptance test
ups see uninterrupted power supply
ultimate beneficial holder 最終實益持有人
ultimate beneficiary 最終受益人
ultimate originator 最初發起人
umbrella fund 傘子基金
unappropriated profits 未分配溢利；未分配利潤
uncertificated shareholder 無憑證式股東
unclaimed brokerage 無人申領之經紀傭金
unconditional and irrevocable guarantee 無條件及不可撤回之擔保
unconditional cash offer 無條件現金收購建議；無條件現金要約
uncovered call 無備兌認購期權
uncovered option 無備兌期權
uncovered short selling 沒有擔保的賣空交易
underbooked 認購不足
underlying asset 相關資產；指定資產
underlying securities 相關證券；指定證券
underlying stock 正股
Understanding Stock Options (and Their Risks)(publication) 《理解股票期權（及其風險）》(刊物)
undersubscribed 認購不足
underwrite 包銷；承銷*
underwriter 包銷商；承銷商*
underwriting syndicate 包銷銀團
undistributed profits 未分派溢利；未分派利潤
uneven playing field(cf level playing field) 不公平競爭
"unfair prejudice" remedy 「不公平損害」補救
unfavourable marks(CCASS) 逆差額(中央結算系統)
unfavourable variance; unfavourable difference 逆差
Unified Exchange Compensation Fund 聯合交易所賠償基金
Uniform Cash Client's Agreement 統一現金客戶協議書
Uniform Margin Client's Agreement 統一保證金客戶協議書
unincorporated registered person 非成立為有限公司的注冊人士
uninterrupted power supply (ups) 不停電電源裝置；不間斷電源裝置
unit trust 單位信托基金
unitary board system 單一董事會制
universal clearing house 統一結算所
unregulated issuer 非受監管發行人
unsecured loan 無抵押貸款
uptick 高于前成交價
uptime 正常運行比率
used market 二手市場
useful life 可用年限
user access 用戶終端設施
user acceptance test (UAT) 用戶接納測試；用戶接收測試
User ID 用戶代號
"user pay" principle 「用者自付」原則
VAT see value added tax
VEF see Vendor Electronic Filing System
VSR see Volatility Scan Range
valuation report 估值報告
value added tax (VAT) 增值稅
value of equity capital 股本價值
value-added service 增值服務
value-at-risk 風險值；蒙受風險的價值
valuer 估值師
variable contribution 不定額供款
variable-rate mortgage 浮息按揭
variation adjustment 變價調整
Vendor Electronic Filing System (VEF) 供應商電子存檔系統
venture capital 創業基金
verification notes 核證附注
vertical spread(options) 跨價買賣(期權)
very substantial acquisition 非常重大的收購事項
very substantial disposal 非常重大的出售事項
vetting 審閱
viatical settlements 保單貼現
Viewing Gallery 訪客廊
virtual market 虛擬市場
volatility 波幅
Volatility Scan Range (VSR) 波幅校驗范圍
WFE see World Federation of Exchanges
waiver 豁免；豁免規定
warrant 權證；認股權證
warranty 保證
wash sale 虛賣；虛售交易；清洗交易
wasting asset(options) 消耗性資產(期權)
Way Forward, The(publication) 《發展路向》(刊物)
Weekly Hong Kong Stock Market Statistics 《每周港股統計數字》
Weighted Index(Taiwan Stock Exchange) 發行量加權股價指數；加權指數
(臺灣交易所)
whitewash transaction 清洗交易
wholly-owned subsidiary 全資附屬公司
Wide Area Network 廣域網絡
working capital 營運資金
Working Group on Corporate Communications 公司通訊工作小組
Working Group on Corporate Governance 企業管治工作小組
Working Group on Debt Market 債券市場工作小組
Working Group on New Market Development 新市場發展工作小組
Working Group on Plain Language 淺白語言計劃工作小組
Working Group on Review of Financial Regulatory Framework for Intermediaries 中介人財務規管制度工作小組
Working Group on Review of the Financial Regulatory Framework for Licensed Corporations 檢討持牌法團財務規管制度工作小組
Working Group on Stockbroking in Hong Kong 香港證券經紀業工作小組
Working Group on the Business Environment of the Stockbroking Industry 證券經紀業營商環境工作小組
working order 營運買賣盤；營運指令
World Bank 世界銀行
World Federation of Exchanges (WFE) 國際證券交易所聯會
write a call option 沽出認購期權
write a put option 沽出認沽期權
write off 撇銷
writer(options) 賣家(期權)
Yankee bond 美國本土債券；揚基債券
yield 收益率；孳息
yield curve 收益率曲線
yield to maturity 到期收益率
zero coupon bond 零息債券
zero-minus tick 維持前成交價但低于上一個差異價
zero-plus tick 維持前成交價但高于上一個差異價
zero-sum game 零和游戲
zero-trading day 零交易日
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